AKRATIC IGNORANCE AND ENDOXIC INQUIRY.
McNeill, David N.
AKRATIC IGNORANCE AND ENDOXIC INQUIRY.
I
Aristotle claims in the Metaphysics that in order to be resourceful
([phrase omitted]) in first philosophic inquiry it is useful to go
through perplexity well ([phrase omitted]) (1) In the following essay,
my focus will be on the role that going through perplexity well plays in
practical inquiry. The specific claim I seek to defend, or at least make
initially plausible, is that the right sort of perplexity is necessary
not only for the dialectical inquiry concerning practical wisdom
Aristotle undertakes in the Nicomachean Ethics, but also for the
practical deliberative inquiry he explores and describes in that work.
Ethical deliberation, on Aristotle's account, is a kind of inquiry,
and the intellectual virtue of good deliberation ([phrase omitted]) a
particular kind of rightness ([phrase omitted]) in inquiry. What
Aristotle's discussion of good deliberation in Nicomachean Ethics
6.9 makes clear, however, is that while the kind of rightness
exemplified in good deliberation is a kind of rightness in thinking, it
cannot be equated either with rightness of opinion or with rightness of
scientific knowledge ([phrase omitted]) Genuine deliberative thought
([phrase omitted]) as opposed to both opinion and scientific knowledge,
is "not yet an assertion" ([phrase omitted]) so the rightness
involved cannot be identified with arriving at the right account
([phrase omitted]) of what one is to do. It is not to be found in the
answer to the question about which one deliberates. The rightness
involved, I will claim, is rather to be found in an achieved clarity
about the fundamental ethical question about which one deliberates.
Moreover, I will claim that it is precisely in and through going through
perplexity well that one achieves clarity about the question.
More generally stated, I maintain that going through perplexity
about fundamental ethical questions is an essential condition of virtue
in the "authoritative" sense ([phrase omitted]) An
investigation of the precise character and extent of deliberative
perplexity, however, stands outside the scope of the present essay. My
goal, instead, will be to show the role marked out for deliberative
perplexity in the Nicomachean Ethics. I will do so by offering an
interpretation of the relation between Aristotle's account of
akratic ignorance in Nicomachean Ethics 7 and the emphasis at the
beginning of book 7 on the necessity of going through perplexity
([phrase omitted]) when inquiring into akrasia. Along the way, I hope to
shed some additional light on Aristotle's conception of endoxa, his
account of the so-called practical syllogism, and the distinction
between ethical virtue simply and "authoritative" virtue. But
my intention throughout will be to examine the role that perplexity
about the phenomena of ethical life plays in the kind of thoughtfulness
required for excellence of character.
II
At the beginning of Nicomachean Ethics 7, Aristotle describes the
way one must proceed when inquiring into the problem of akrasia. The
broadest question that orients his discussion is this: In what way are
human actions that are motivated by the desire for pleasure and which
contravene our prior ethical commitments morally blameworthy? In order
to investigate this question well, Aristotle claims, one must make
evident or clarify what he calls endoxa (usually translated as
"common" or "reputable opinions") about
self-restraint and lack of self-restraint, either all of these endoxa or
at least the most authoritative ([phrase omitted]) of them. One does
this by "setting out the phenomena" and "first puzzling
through" them.
A. Just as in the other cases, by setting out the phenomena [phrase
omitted] and first going through perplexity ([phrase omitted]) one
must in this way bring to light ([phrase omitted]) in the best case
all of the endoxa about these experiences, or if not, the majority
and most authoritative of them: for if we can unravel [phrase
omitted] the difficulties ([phrase omitted]) and hand down the
endoxa, we will have shown enough. (2)
The subsequent arguments in book 7 suggest that the phenomena that
Aristotle seeks to set out are complexly interrelated with the
"reputable opinions" about pleasure and pain, knowledge and
ignorance, which his discussion brings to light. Indeed, it has become
common, in the half century since G. E. L. Owen's influential 1961
article, "Tithenai ta phainomena," for commentators (1) to
identify phainomena and endoxa in dialectical contexts, and (2) to
understand both the relevant phainomena and the endoxa primarily as
isolable, truth-evaluable propositions that have been or would be
assented to by the many, the wise, or "the most well-known and
reputable ([phrase omitted]) among the wise. (3) While there has been a
good deal of dispute in recent commentary concerning the precise scope
and aims of the endoxic method referred to in this well-known passage,
there is broad agreement about the propositional character of the endoxa
themselves. (4)
The dominant approach to endoxa, however, runs the risk of missing
something fundamental about Aristotle's setting out of the
phainomena concerning human beings' relation to pleasure. As
indicated by both extremes, as it were, of his treatment of common
opinions about pleasure, Aristotle's account of the relevant
phenomena is not restricted to the words people use. Instead, he directs
our attention to the lives people lead when we are seeking to ascertain
their suppositions about happiness, (5) and points us toward the harmony
or disharmony between an individual's deeds and his words as the
credible perceptible basis for discerning that about which someone has
conviction. (6) These passages indicate that the modes of opinion that
Aristotle brings to light by puzzling through the relevant human
phenomena can be in tension with the words people use. Indeed, as
Aristotle claims near the very end of the work, "practical truth is
judged ([phrase omitted]) from deeds and lives, since these are what are
authoritative." Truth in matters relating to action is discovered,
for Aristotle, by examining things that have been said, not in the
abstract, but with reference to deeds and lives. "If they harmonize
with deeds," Aristotle claims, "we should accept them, but if
they are discordant, we should suppose them to be just words." (7)
A narrowly propositional construal of endoxa, moreover, is
difficult to reconcile with the distinction Aristotle draws between real
and merely apparent endoxa in his account of eristic deduction. (8)
According to that account, a genuine endoxon is distinguished from an
apparent endoxon in that the phantasia, the imaginative presentation in
virtue of which one might be moved to action or assent, is not
superficially manifest ([phrase omitted]) in a genuine endoxon. As Kurt
Pritzl puts it, "genuine endoxa carry an import or meaning, a
'why and wherefore', that is not given in their own
presentation. The why and how can be sought. The merely apparent
endoxon, however, is not a real endoxon because it lacks this
depth." (9) This feature of a genuine endoxon, what we might call
its zetetic depth, obviously cannot be identified with the truth or
falsity of a given propositional assertion, or with how broadly shared
is the disposition to assent to that assertion, or with the sincerity
with which that assertion would be assented to. Trivial truths, for
example, would not qualify as genuine endoxa despite the fact that the
many, the wise and the most endoxos among the wise would all assent to
their propositional expression. (10)
What Aristotle means by "superficiality" and the
significance of its contrary, zetetic depth, is further illuminated by
the discussion in Rhetoric 3.10 of the contrast between
"well-regarded" ([phrase omitted]) and superficial enthymemes.
Aristotle indicates that the key difference is that the former but not
the latter kind of enthymeme requires, and hence provides the occasion
for, thought.
B. Thus neither are superficial ([phrase omitted]) enthymemes well
regarded ([phrase omitted])--for by 'superficial' we mean those that
are altogether clear, and about which there is no need to inquire
([phrase omitted])--nor are those [well-regarded] we fail to
understand when said, but those which when they are said at once
([phrase omitted]) understanding ([phrase omitted]) comes to be, or
if it was not already existing ([phrase omitted]) thinking [phrase
omitted] comes soon after. (11)
The point is elaborated by further comments in Rhetoric 3.10 and
3.11 about avoiding superficiality in metaphor. Aristotle claims that
"well-regarded enthymenes" should be expressed neither with a
metaphor that is wholly alien, which is difficult to comprehend ([phrase
omitted]) nor with a superficial metaphor, which produces no experience
([phrase omitted]) in the listener. (12) A good metaphor brings a
situation to life by making it active or actual ([phrase omitted]) and
"bringing (it) before the eyes" ([phrase omitted]) and it does
so by revealing the unexpected in the apparently familiar. This is best
achieved, Aristotle claims, when the hearer is initially misled, because
what one has learned is clearer when it goes contrary to what one has
held to be the case. When this occurs, "it is like the soul saying
'How true; then I was wrong.'" (13)
Note that in passage [B], while Aristotle rejects superficial
enthymemes on the ground that "there is no need to inquire into
them," the conception of inquiry he is invoking here cannot be
restricted to cases where the hearer explicitly articulates questions
about an enthymeme or a metaphor. For he claims that in cases where
knowledge was in some sense already present, understanding ([phrase
omitted]) can occur as soon as ([phrase omitted]) the enthymeme is
expressed. What is essential to inquiry in these latter contexts is,
rather, the need for active thinking to disclose the significance of
something that one could miss or mistake. This active thinking involves
the possibility of experiencing, of "bringing before the
eyes," some thought content that we are already in some sense in
possession of but nonetheless could fail to appreciate or apprehend.
And, it seems, were this not possible, neither would it be possible for
us to inquire about it in the requisite sense. "Well-regarded"
enthymemes and apt metaphors, like good jokes, are things we have to
get, and they could not be that sort of thing were they not the sort of
thing we could also miss. And this will be true even if, as it were, we
already got the joke before we were told it. I maintain that this
interdependence between, on the one hand, the possibility of success or
failure in apprehending the significance of some thought content and, on
the other, the possibility of active thinking of that content also
characterizes genuine endoxa. In the context of this interdependence, I
believe, we are in a position to understand Aristotle's conception
of the complex hermeneutic work that must be done to bring the endoxa to
light. (14)
The endoxa, I maintain, should not be understood as isolated
practical or theoretical positions or propositions that one could
endorse or affirm (or as dispositions on the part of the agent to
endorse or affirm such propositions) but rather as phenomenally concrete
modes of human orientation to a shared practical world. (15) More
specifically, the endoxa should be understood as lived responses to
certain fundamental philosophic and ethical questions. Aristotle's
dialectical method, I maintain, centrally involves making the endoxa
cognitively and experientially salient as a means of disclosing those
fundamental philosophic and ethical questions. (16) These questions come
to light as dilemmas, genuinely contradictory pairs of assertions, about
which one can be perplexed. (17) The ultimate goal of dialectical
inquiry is disclosing the relevant pragmata to the thinker who has gone
through these perplexities. Alternatively expressed, in dialectical
inquiry, one seeks to grasp intellectively the phenomena of human
experience by seeing how that experience can genuinely be put into
question. One does that by reanimating ways of questioning that
experience, by seeing the endoxa in the light of and as shedding light
on those ways of questioning. For this reason Aristotle claims that
dialectic is an art of examination that is the way to the principles (or
starting points) of all ways of inquiring. (18)
It is, I have claimed, an error to take endoxa as propositional
assertions isolated from the lived context of questioning to which the
endoxa are responses. To do so is, in a sense, like considering a punch
line in isolation from the rest of the joke. This error is not, however,
merely imposed upon the phenomena from without by ancient or modern
scholarship. It is, rather, a danger inherent in political life as such.
Indeed, Aristotle makes this clear through a striking simile. In his
treatment of akrasia "of the spirit" ([phrase omitted]) he
writes:
C. For it is as if spiritedness seems to hear logos in some way,
but to mishear it, like swift servants who run off before they hear
what is said in its entirety and then err in carrying out the
command. (19)
On the interpretation I offer here, Aristotle's dialectical
analysis of the ethical failing of akrasia is in many ways about this
danger. The akratic agent, according to Aristotle, is one who has
acquired through habituation an orthos logos, a "correct
account" of or a "right reason" for, what he ought to do
or refrain from doing. In the moment of akratic weakness, these two
sides, as it were, of the orthos logos come apart in the experience of
the akratic agent. He comes to experience the account he has of the
ethically virtuous human life merely as an authoritative pronouncement
or command to which he has assented, but he ceases to experience it as a
way of understanding his concrete practical situation. In contemporary
philosophic terminology, the orthos logos goes from being an
"internal" reason to being an "external reason" for
him to act or refrain from acting in the prescribed or proscribed way.
(20)
Aristotle's account of the possibility of akratic weakness is,
I believe, of interest as an analysis of one of the central phenomena of
ethical life. My focus here, however, is primarily on the light it sheds
on the possibility of the contrary phenomenon of authoritative virtue.
By exploring what happens, on Aristotle's analysis, when an agent
loses his grasp on his habitually acquired account of a good human life,
I hope to understand better Aristotle's account of the possibility
of grasping it, and making it one's own, in the first place. That
is, I want to understand Aristotle's account of how, when someone
"acquires intellect" ([phrase omitted]) a state that was
merely habitual or natural virtue can become authoritative ([phrase
omitted]) virtue. (21) 1 want to show, moreover, the role that
perplexity plays in this possibility. To do so, we will first need to
understand how Aristotle's account of prior perplexity in
Metaphysics 3 can apply to practical as well as theoretical inquiry. To
this account we now turn.
III
At the beginning of Metaphysics 3, Aristotle makes a series of
striking claims about the necessary role that aporia plays in
resourceful inquiry. The passage is complex, and as that complexity will
be significant for what follows, I quote it at length.
D. It is necessary in relation to the sought after knowledge for us
to first confront those things about which it is first necessary to
be perplexed.... For those who wish to be resourceful [phrase
omitted] [in inquiry] it is useful to go through perplexity well
([phrase omitted]) for the later resourcefulness is the release
([phrase omitted]) from that about which one is formerly perplexed
([phrase omitted]) and it is not possible to undo ([phrase omitted])
the bond of which one is ignorant. But the perplexity of thought
makes this clear ([phrase omitted]) about the area of concern [phrase
omitted] for by means of that by which one is perplexed one
experiences something similar to those who are in bonds; for in
both cases it is impossible to go forward. This is why one must
have considered all the difficulties ([phrase omitted]) beforehand,
both for these reasons and also because those who inquire without
going through perplexity first are like those who are ignorant of
where they need to walk, and in addition to that, because he does
not even know whether he has discovered what he is looking for or
not known it. For the end is not clear ([phrase omitted]) to such a
person, but it is clear to him who has been perplexed [phrase
omitted] (22)
The first thing we should notice about this well-known account of
perplexity is that Aristotle does not merely assert that insofar as one
happens to be perplexed about an area of inquiry, one must go through or
examine that perplexity if one wants to make progress. Rather, his
argument is that if one wants to be resourceful in an inquiry, one must
have first been perplexed. (23) Now, this claim is difficult to
understand, since one might think that perplexity is precisely what we
hope to avoid in inquiry. Indeed, one might reasonably think that
perplexity is a sign of at least a local failure in our inquiry. It is,
in fact, easy to read the above passage as identifying aporia with such
a local failure, for Aristotle might seem to be saying that being in a
state of perplexity is like being tied up in knots. While it is easy to
see why it would be useful to have a look at a knot if we were tied up,
we might think it would be better to avoid getting tied up in the first
place. Why, therefore, does Aristotle claim that one must first have
been perplexed if one wants to be resourceful in inquiry?
Our first step in answering this question is recognizing that
Aristotle does not in fact identify the perplexity of thinking ([phrase
omitted]) with that which ties or binds the inquirer in this passage,
nor does he identify being perplexed with being tied or bound. What
binds the inquirer, rather, is a problem or difficulty ([phrase
omitted]) in some area of concern ([phrase omitted]) Aristotle claims
that this difficulty or area of concern is something about which one is,
or can be, perplexed ([phrase omitted]) but that is not the same as
saying that the perplexity is the difficulty. Aristotle draws precisely
this sort of distinction between perplexity and that about which one is
perplexed in Topics 6.6, where he offers an objection to those thinkers
who define aporiai as "equality in opposite reasonings." Such
a definition of aporia, Aristotle claims, fails to distinguish between
that which produces an aporia and the aporia produced. In this passage,
Aristotle indicates that an aporia should be understood as the
recognition on the part of an inquirer of an apparent equality of
reasons on either side of a genuine philosophic problem, "for it is
when we reason on both sides and it appears to us that everything can
come about either way, that we are in a state of aporia about which of
the two ways to take up." (24)
Indeed, in both this passage [D] from the Metaphysics and the
passage [A] from Nicomachean Ethics 7 with which we began, rather than
being another name for the difficulty itself, going through perplexity
well is presented as the achieving of a kind of clarity with regard to
an otherwise obscure area of concern. In Nicomachean Ethics 7.1, going
through perplexity is how one makes manifest the endoxa about the
experience of akrasia; in Metaphysics 3.1, perplexity makes clear the
bond ([phrase omitted]) that ties one down. Moreover, Aristotle also
claims in the latter passage that one cannot untie a knot of which one
is ignorant. This suggests that, far from being identified with being
bound, prior perplexity is a necessary condition of freedom from
bondage.
Aristotle claims that it is only insofar as one has already been
perplexed that one is in a position to see the telos, the end one seeks.
Moreover, despite the fact that this claim about inquiry arises in the
particular context of clarifying the role of aporiai in "the
knowledge sought after" in the Metaphysics (presumably knowledge of
being), Aristotle does not obviously restrict his claim about inquiry to
that context. It is not merely misguided inquirers about being qua
being, but those who inquire without going through perplexity per se, of
whom it is said that the end is unclear to them.
Now, not every question or series of questions constitutes an
inquiry ([phrase omitted]) for Aristotle. In inquiry, as Aristotle
indicates in Posterior Analytics 2, we seek the middle term ([phrase
omitted]) that is the explanatory ground ([phrase omitted]) of something
about which we can have knowledge. For the middle term to be
explanatory, it must allow us to see the connection between the fact
that something is the case ([phrase omitted]) and why it is as it is
([phrase omitted]) Asking someone for directions to Larissa, for
example, or looking up the word "virtue" in the dictionary is
not an inquiry in Aristotle's sense, because such a query seeks
only the "that" and does not seek the "why." Inquiry
is impossible, moreover, in cases where the relation between the
"that" and the "why" is already evident. If we
wanted to know why we were unable to make progress, and saw that we were
chained to the ground, there would be nothing further to inquire
about--at least, that is, insofar as we saw our being chained to the
ground in the right way. If we saw our inability to make progress as a
case of being bound, in seeing it as a case of being bound we would know
why we were unable to make progress. When we inquire, therefore, we seek
for a not yet evident middle term ([phrase omitted]) that makes manifest
the relation between the "that" and the "why."
The foregoing account of inquiry, however, is subject to one very
significant complication. While Aristotle describes all inquiry as
seeking a middle term, he also makes clear that the explanatory ground
([phrase omitted]) we seek can either be the same as what it explains or
something different from it ([phrase omitted]). (25) In the latter case,
we take the subject of our inquiry as a complex particular and inquire
"in respect to the part" ([phrase omitted]) In this case, the
object of our search is why that complex particular is as it is. In the
former case, we take the subject of our inquiry as some unitary being
and undertake our inquiry simpliciter ([phrase omitted]) In this case,
the object of our search is to know what it is ([phrase omitted]) to be
that thing, and if we grasp what it is, we will also understand
"the why." Insofar as we seek to know what something is
simpliciter, moreover, our inquiry is ultimately directed toward
grasping the essence or "what it was to be" of that about
which we inquire. (26)
With this we come to our crucial qualification of Aristotle's
claim that every inquiry seeks the middle term. For, on Aristotle's
account, the "what it was to be" of an entity is that very
entity understood as an immediate and indemonstrable explanatory ground
and principle. (27) Thus, for some inquiries at least, those directed
toward understanding entities in terms of their principles, our search
for a middle term is directed not toward something separate from and
alongside that entity, but rather toward seeing that very entity as an
immediate explanatory ground. This explanatory ground is immediate
([phrase omitted]) in two senses. First, it is immediate in the sense
that it cannot be articulated into distinct terms or parts requiring
further mediation. Second, it is immediate in the sense that it brings
together into one thought the aspects of our inquiry that required
mediation, the "that" and the "why." The essence of
an entity, then, is in one sense a middle term that is another sense
immediate; in our intellectual apprehension of the "what it was to
be," we see what something is as why it is as it is.
An inquiry, therefore, seeks an explanatory middle term, which can
be either demonstrable or indemonstrable, and either distinct from that
which it explains or another way of conceiving that very thing.
IV
Even with an appropriately delimited conception of inquiry, it is
not easy to understand the claim that prior perplexity is a necessary
condition of resourceful inquiry in all cases of inquiry, nor will I
seek to defend that claim here. Instead, I will try to show why prior
perplexity should be understood as a necessary condition for excellence
in ethical deliberation as Aristotle describes it in Nicomachean Ethics
6. (28) Deliberation, Aristotle claims, is a kind of inquiry. More
specifically, Aristotle says, in Nicomachean Ethics 3.3, that
deliberation is an inquiry and calculation not about ends but about
things in their relation to ends ([phrase omitted]) and, in Nicomachean
Ethics 6.9, that the virtue of good deliberation ([phrase omitted]) is
"rightness, in accord with what is advantageous, toward the end
([phrase omitted]) about which end practical wisdom is a true
conviction." (29) The change in number from ends ([phrase omitted])
to end ([phrase omitted]) reflects the fact that in the former context
Aristotle is speaking about ends internal to particular practices such
as medicine, oratory, and political rule, (30) while in the latter about
the unqualified end ([phrase omitted]) of acting well ([phrase omitted])
as such. (31) The person of practical wisdom ([phrase omitted]) is one
who is able to deliberate and calculate finely about things in relation
to an ethically serious end ([phrase omitted]) and in relation to the
good life as a whole ([phrase omitted]). (32) 1 will argue that, on
Aristotle's account, prior perplexity is necessary for this kind of
excellent ethical deliberation just as it is for genuine first
philosophic inquiry and for precisely the same reason. The end in
relation to which one has undertaken the inquiry is unclear to the
person who has not been perplexed, but it is clear to him who has gone
through perplexity well.
One might object, at this point, that in bringing together what
Aristotle says about the telos of an inquiry in the Metaphysics with
what he says about the telos of good human action in the Nicomachean
Ethics I am guilty of a simple conflation of two distinct senses of
telos in Aristotle's work. That is, so the objection would go, I
have conflated the notion of the terminus of a theoretical inquiry with
the goal or purpose of ethical action. Why this is not the case will
become clearer as we proceed, but in advance of that argument this much
can be said. On Aristotle's account, the terminus of excellent
deliberative inquiry is an action that is an instance of acting well
([phrase omitted]). (33) Acting well is "an end, and one's
longing is for this end." (34) Acting well is, moreover, a final
end, in the sense that it has no further end beyond itself. (35) Thus,
when one exemplifies the intellectual virtue of good deliberation as
Aristotle describes it in Nicomachean Ethics 6, the action that one
seeks in one's inquiry is an end in both of the above senses. To be
clear about the end of the inquiry is to be clear about that for the
sake of which one acts.
In order to understand Aristotle's account of good
deliberation, we must see that the crucial question is not whether the
good deliberator knows what he should do, but rather in what sense he
knows it. Good deliberation is, on Aristotle's account, the inquiry
whereby the good deliberator comes to know in one sense that which he
already knows in another. Insofar as he has been brought up in fine
habits, and has come to be pleased and pained at what he ought, in the
ways that he ought, the good deliberator knows and possesses in one
sense what it is to act well. What he achieves through excellent
deliberative inquiry is the active contemplation of what this means for
him as an agent in the concrete ethical situation he finds himself.
Since, however, practical wisdom is knowledge of action in the concrete
ethical situation, or as Aristotle puts it, the ultimate particular
thing, (36) the good deliberator comes to know what he ought to do by
seeing this action as what he ought to do. Alternatively expressed, he
comes to understand why one ought to act in such and such a way through
a certain kind of perception, (37) by seeing this as what he ought to
do. (38) Deliberative ethical inquiry is, therefore, that inquiry
through which the good deliberator comes to see his own ethical
agency--in Aristotle's terms, his choice ([phrase omitted])--as the
explanatory middle term between the right account he possesses through
habituation and his perception of his concrete ethical situation.
Deliberation is the inquiry that brings together under one perception
the general premise "such and such a [person] ought to do such and
such a thing" with the particular premise "here and now is
such a thing and I am such a [person]," and it does so by bringing
to light the sort of person the deliberator has chosen to be. 39 What
defines the good deliberator is not whether or not he actively considers
concrete alternatives to a specific course of action. (40) It is not,
for most of us or for Aristotle, a mark of good ethical thinking that
one weigh all the options before helping a friend or resisting
injustice. (41) What defines the good deliberator is not only that he
does what he ought to do, but also that his obligation is something to
which he has chosen to be ethically responsive. Alternatively stated,
while good deliberation does not require in every case actively taking
up whether or not this is the right thing to do, it does require that
the good deliberator see why it is the right thing to do, and that
requires having actively taken up the question what the right thing to
do is. But he can have taken this question up only insofar as this
question is, or has been, a genuine question for him.
Now, for many readers familiar with the Nicomachean Ethics, the
claim that the virtue of good deliberation requires seeing why some
course of action exemplifies acting well might seem directly
contradicted by Aristotle's explicit claims about the appropriate
audience for works like the Nicomachean Ethics. Does not Aristotle claim
that the well-educated members of his audience, those brought up in fine
habits, are in possession of the "that" and hence have no need
of the "why"? Not exactly. What Aristotle writes is this:
E. Perhaps it is necessary for us, at least, to begin from the
things known to us. Hence he who will listen adequately to the
noble things and the just things, and to the political things
generally, must be brought up nobly by means of habituation. For
the "that" is a principle ([phrase omitted]) and if this were
sufficiently apparent ([phrase omitted]) there will be no need of the
"why" in addition, and a person of the sort indicated has or would
easily get hold of principles. (42)
Aristotle makes two claims here. First, he claims that a person who
has received the right sort of habituation either has or can easily get
the principles of good action, the "that." Second, he claims
that if this were sufficiently manifest, then there will be no need of
the "why." The key to understanding Aristotle's claim
here, as I will demonstrate below, is recognizing that one can have
acquired through habitual education a principle of good action that is
nonetheless not "sufficiently apparent." The principle can
become sufficiently apparent, moreover, only to the deliberative
inquirer who has gone through perplexity. To see why this is so,
however, we need to look at Aristotle's account of good
deliberation in Nicomachean Ethics 6, and his account of a particular
kind of failed deliberation, a deliberative inquiry that he describes as
beginning from the right hypotheses and arriving at the right
conclusion, but going through a false middle term.
V
As we have seen, Aristotle claims that we do not deliberate about
ends but rather about what is toward the end ([phrase omitted]) and
while most commentators and translators treat this phrase as equivalent
to "the means toward the end," there is a broad consensus that
this account does not commit him to a merely instrumental view of
deliberation. (43) It is common in the literature to defend this
interpretation by invoking a distinction between constitutive and
instrumental means. The point of this distinction is to claim that
Aristotle's account of deliberation can allow for noninstrumental
deliberation about the constituent parts of the final end of human
happiness or, as David Wiggins presents it, noninstrumental deliberation
about the correct specification of that final end. If, to take one of
Wiggins's examples, our deliberation concerns as a posited end an
interesting holiday, noninstrumental deliberation about what is toward
(pros) that end would be concerned with "what really qualifies as
an adequate and practically realizable specification of what would
satisfy this want." (44) While it is certainly correct to argue
that Aristotle's ton pros to telos need not, indeed should not, be
interpreted to refer to merely instrumental means, it is far from clear
how invoking the notions of constituent means or correct specification
clarifies the relevant opposition between instrumental and
noninstrumental reasoning. (45) More significant, however, is the fact
that this notion of deliberative inquiry as concerned with constituent
means is very hard to reconcile with Aristotle's description of the
specific kind of "rightness" ([phrase omitted]) involved in
right deliberation in Nicomachean Ethics 6.9.
F. Now, since rightness is manifold, it is clear that rightness of
deliberation is not every kind of rightness; (i) for the person
lacking self-restraint or the base person will happen on, as a
result of calculation, whatever he sets before himself to know
([phrase omitted]) with the result that he will have deliberated
rightly but nonetheless have gotten hold of something very bad. But
to have deliberated well seems to be something good, for such
rightness of deliberation is good deliberation, which is apt to
happen on what is good, (ii) But it is possible to happen on this
also as the result of a false syllogism; one can happen on what one
ought to do but not through that which one ought, the middle term
([phrase omitted]) being false. So that this would not yet be good
deliberation, according to which one happens on what one ought to
do but not indeed through that which ([phrase omitted]) one ought.
(46)
In this passage, Aristotle articulates two distinct ways in which
one could fail to deliberate well. The first [F.i] is fairly
straightforward. Here Aristotle distinguishes the sort of person who
sets before himself the wrong conception of how he should act from the
good deliberator, who sets before himself the right conception. In this
case, Aristotle reasonably concludes that any deliberative process that
reliably achieves something bad for the deliberator cannot be an example
of the virtue of good deliberation. The second way that one could fail
to deliberate well [F.ii] is more complex. Here Aristotle is not
concerned with someone who has set before himself the wrong conception
of what he ought to do. Rather, his concern is with the way in which
someone might fail to deliberate well even if he "happens
upon" what he ought to do. The failure diagnosed is one of arriving
at what one ought to do through a false deliberative syllogism,
specifically, through a false middle term. Aristotle concludes that one
cannot deliberate well if one happens on what one ought to do through
([phrase omitted]) that which one ought not.
It is common, among those commentators who discuss the false
syllogism, to take the phrase "through which" ([phrase
omitted]) here, like ta pros elsewhere in the Nicomachean Ethics, to
mean "the means" and to understand the false syllogism as one
that advocates the right action but chooses the wrong means. But this,
it seems, cannot be the right way to understand the false middle term.
The supposition that one could do the right action by the wrong means is
plainly inconsistent with Aristotle's conception of eupraxia. When
one acts well, one acts virtuously, with all the attendant
specifications of time, place, means and manner that Aristotle uses to
discriminate virtuous action. If one chooses the wrong means to some
otherwise choiceworthy result, one has, ex hypothesis not happened upon
what one ought to do. (47) This will be the case whether we conceive of
the means in question as instrumental means or constitutive means. It
will be a fortiori the case if we conceive of the false syllogism as an
incorrect specification of the constituent end. Moreover, the very
characterization of the second type of failed deliberation as involving
a false syllogism with a false middle term should indicate that
Aristotle is not thinking about deliberation as involving constitutive
means. Aristotle's description of the false deliberative syllogism
in Nicomachean Ethics 6.9 exactly parallels his claim in Prior Analytics
57a29-30 that in theoretical syllogisms concerning particulars one can
come to true conclusions through falsehoods ([phrase omitted]) This
should strongly suggest that, whatever the differences between practical
and theoretical inference, in the Nicomachean Ethics as in the Prior
Analytics, the problem diagnosed concerns the character of the inference
and not the correct or incorrect specification of the constituent end.
If, however, the falseness of the false syllogism cannot be due to
an incorrect specification of constituent means, given the assumption
that the deliberator hits upon what he ought to do, how are we to
understand it? Ex hypothesi, the deliberator who hits upon what he ought
to do through the false middle term is neither vicious nor akratic. If
he hits upon what he ought to do through the practical syllogism, he
must do what he ought to do, for the conclusion of a practical syllogism
is an action. And if he does what he ought to do, he must not only
perform the right deed, he must do so at the right time, in the right
way, with the right means. He must, moreover, experience the appropriate
pleasure and pain in relation to the deed. (48) He must, as Aristotle
says of the courageous person, be pleased and pained at what he ought to
be, in the way he ought to be, and to the extent that he ought to be.
(49) He must, that is, in a certain way possess ethical virtue. What,
then, is the difference between the excellent deliberator and the
deliberator who proceeds through the false middle term?
This is the very question Aristotle raises in Nicomachean Ethics
6.12, a chapter devoted to the perplexity one might go through ([phrase
omitted]) concerning how wisdom and practical wisdom could be of any
use. With regard to practical wisdom in particular, the question takes
the following form. If practical wisdom concerns things that are just,
noble and good for a human being to do, and the ethical virtues are
states or conditions ([phrase omitted]) to reliably do what we ought,
how will we be better as agents (literally, how are we "more
practical," ([phrase omitted]) by knowing these things? For if the
virtues are states in the same way health is, such things are said to
exist not because we do something, but by possessing the relevant hexis.
(50)
Aristotle begins his response to this question by turning to the
common endoxon that there are people who do the just things but are not
yet just.
G. For just as we say that some people who do just things [phrase
omitted] are not yet just, the sort of people who do the things
ordained under the laws ([phrase omitted]) but do so either
involuntarily, through ignorance, or through something other and
not through these things themselves ([phrase omitted]) (and yet they
do what they ought to do, even so many things as it is necessary
for the morally serious human being to do). (51)
Such people, or some of them, seem to correspond to the deliberator
who falls short of deliberative excellence by hitting upon what he ought
to do through the false middle term. They are neither akratic nor
vicious; they do as much as ([phrase omitted]) the morally serious
person does. But, to fully correspond to the type of failed deliberator
we are concerned with, this person cannot be someone who acts
involuntarily (for if he were, that would mean that he would not be
acting virtuously in any sense), nor can he act through ignorance (for
he knows, in some sense, what he ought to do). There is, however,
another possibility. He could be doing just deeds ([phrase omitted]) not
through or because of ignorance ([phrase omitted]) but in ignorance
([phrase omitted]) nonetheless.
Aristotle makes the distinction between doing something because of
ignorance and acting in ignorance in his discussion of voluntary action
in Nicomachean Ethics 3.1. Aristotle's examples of a person doing
something because of ignorance range from a slip of the tongue to
someone who acts under the supposition that "the pointed spear had
been blunted." His privileged examples of acting in ignorance are
of two kinds: the actions of a human being with a corrupt character and
actions done in anger or drunkenness. When one does something because of
ignorance, one does not act voluntarily and is not subject to praise or
blame. When one acts in ignorance, to the contrary, one is held
accountable for what one has done because one is held to be responsible
for the state one is in. Let us bracket for now Aristotle's
difficult account of the way in which one is responsible (or
"coresponsible") for having acquired a corrupt character and
focus only on the account of drunkenness. (52) In what sense, we can
ask, is drunkenness a state of ignorance? The drunken man knows, we
might think, what he ought to do and what he ought not to do. He
hasn't, strictly speaking, forgotten about some prohibition.
Instead, we might say that his inhibitions were lowered. He could still
tell you what it is he's not supposed to do. He might even tell you
that he knows he is not supposed to do it. It is, rather, that whatever
internalized prohibition he has that would normally inhibit his action
doesn't appear immediately relevant. He can't really see, in
the moment, how the prohibition applies to him.
As we will see below, this is how we should understand
Aristotle's account of the akratic agent, whose knowledge and
ignorance are explicitly likened to those of a drunken man. Before
turning to that discussion, however, we should note the following.
Aristotle in his account of voluntary and involuntary action focuses on
people who in ignorance, but not because of ignorance, do what they
shouldn't do. He does not discuss but obviously leaves open the
possibility of people who, in ignorance, do what they should. These
ignorant right-doers would presumably not be drunkards, but might be
those who are in another way "ignorant through carelessness
([phrase omitted])." (53) It is precisely such an individual who
could approximate in his deliberation the kind of false syllogism
described in [F] above. The ignorant right-doer would hit upon in his
deliberation what he ought to do, indeed all the things he ought to do.
He would do the very things the morally serious ([phrase omitted]) human
being does. He would do "the things ordained under the laws"
([phrase omitted]) which means, as Aristotle indicates with his only
other use of this phrase in the corpus, he would do "the just
things ordained under the law with reference to the whole of
virtue." (54) But he would do so in ignorance, despite possessing
the right account of what to do.
What would such a human being look like? Well, in one sense, he
would look just like the virtuous individual. But, unlike the person who
has virtue in the authoritative sense, his virtues would be merely
habitual. Now, it is important not to misunderstand this claim, and this
claim is liable to be misunderstood in two distinct ways.
First, to say that someone's virtues were merely habitual is
not to say that he acts mindlessly. That is, it does not mean that he
would be acting robotically; he would feel pleased and pained at the
right things, at the right time, and to the right extent. Nor would his
emotional reactions, as John McDowell emphasizes, be the result of brute
tendencies, "like a trained animal's behavioral
dispositions." (55) They would, rather, be more like responses to
internalized paternal warnings, censures, and exhortations. (56) But,
Aristotle indicates, one can listen to such admonitions more or less
rationally. In Nicomachean Ethics 1.4, Aristotle draws an opposition
between a person who can "listen adequately ([phrase omitted]) to
the noble things and the just things" and another person who is
incapable of such listening, but can nonetheless listen to Hesiod's
exhortation to "obey one who speaks well." (57) This
opposition between two modes of listening is then carried over into
Aristotle's initial division of the soul into rational and
nonrational parts. In 1.13 he claims that the nonrational part of the
soul is twofold ([phrase omitted]) with the desiring part of it somehow
participating in reason because it can listen to and heed the command of
reason. (58) He apparently supports this claim by noting that this is
the way we say ([phrase omitted]) that the person who listens to and
heeds the commands of his father and friends possesses reason ([phrase
omitted]). (57) It would seem, however, that possessing reason simply by
obeying one's father's commands is to be reasonable in a
fairly attenuated sense. Aristotle further argues that if the appetitive
part possesses reason, then "that which possesses reason will be
twofold as well: what possesses it in the authoritative ([phrase
omitted]) sense and in itself ([phrase omitted]) on the one hand, and,
on the other, what has it in the sense of being apt to listen as one
does to one's father."'" Significantly,
Aristotle's explication of these two twofold divisions in the soul
leaves it unclear how we are to think of a desiring part of the soul
understood as belonging to putatively distinct rational and nonrational
parts of the soul. (61) But whether we think of the desiring part of the
soul as one thing, two things, or somehow indeterminately double, (62)
Aristotle's account raises the possibility of a kind of listening
to that which has been ordained by law or custom that is in a certain
sense unthinking or, as he suggests, careless. The person who was
unthinkingly obedient would be someone who, as stated in [G], does the
just things not because of the just things themselves ([phrase omitted])
but because of something else ([phrase omitted]) That something else or
"other" would be the authority of the laws or rules to which
one was obedient. In such a case, it would be the authority of the laws,
rather than their justice, that one was heeding. And while such
obedience is not simply mindless, neither, we could say, is it mindful.
We can call it unthinking obedience.
The second way that the distinction between merely habitual and
genuine or authoritative virtue could be misunderstood is if one thought
of the distinction between mindfulness, on the one hand, and unthinking
obedience, on the other, in terms of the presence in one case and the
absence in the other of an explicit, discursive, or thematic account
about what one is or is not to do. But this would be to mistake the
crucial issue. The question, again, is not whether the person who
unthinkingly obeys the dictates of reason, law, or custom possesses the
right account of good action. He does so by hypothesis. The question is
in what sense he knows it. As we will see by turning to Aristotle's
account of akrasia, whatever explicit account one is or can be in
possession of is not sufficient for practical wisdom and virtue in the
authoritative sense.
VI
Aristotle distinguishes two possible ways that an akratic agent
could act in contravention of the account he possesses of right action.
He could fail to attain the final premise of the practical syllogism;
that is, he could fail to achieve an adequate sense of what that right
account calls for him to do in the moment. Alternatively, he could
attain the final premise, but attain it "in such a way that his
having it does not amount to his knowing it." (63) As David Charles
has argued, the latter sort of akratic is able to rehearse all the
arguments against doing what he does. (64) Such an akratic agent, we can
suppose, insofar as he attains the final premise, reflectively endorses
the prohibition his action contravenes. Yet, he performs the action
nonetheless. It is this type of akratic agent, a type we can call the
reflective akratic, that will interest us here.
In the initial chapters of Nicomachean Ethics 7, Aristotle goes
through a series of aporiai concerning whether the akratic agent knows
what he ought to do or is ignorant of it. This question becomes
reformulated as a question concerning the sense in which the akratic
agent could possess the knowledge of what he should do but nonetheless
not use it. In his answer to this question, Aristotle makes a
distinction between two different senses of "to have." He
writes:
H. For in the case of having but not using science, we see [phrase
omitted] that the 'having' ([phrase omitted]) is different, such that
a person both has it ([phrase omitted]) in a way and does not have it
([phrase omitted]) just as someone who is asleep, mad, or drunk. (65)
The reflective akratic possesses, in one sense, the right account
of acting well, the final end of human action. When he acts akratically,
however, he does so without the active contemplation of this end. He
acts, we might say, not mindlessly but thoughtlessly. This
thoughtlessness is not mere inattention. It is not that, as it were, the
right account merely slipped his mind. Nor is it the case that he comes
to reject the final premise as false. But there is something about him
that thwarts his ability to see clearly, in the moment, the way that
this act is not good for him. He possesses the right account, Aristotle
suggests, in something like the way that a man might drunkenly recall
some mnemonic device from childhood without being able to recall what it
was supposed to help him remember. It is his inability to actively
contemplate the knowledge or opinion of the end he possesses through
ethical habituation that renders the akratic agent susceptible to doing
that which he, in some sense, "knows" he should not do.
The character of the akratic's thoughtlessness is brought out
by a nice ambiguity in Aristotle's first statement of the Socratic
paradox denying that akrasia properly speaking exists.
I. This account, then, contends against the phenomena that come
plainly to sight ([phrase omitted]) and one must investigate ([phrase
omitted]) if in fact this experience ([phrase omitted]) occurs
through ignorance, what the character of the ignorance is. For it is
manifest that before he comes to be in the experience [phrase
omitted] a person who lacks self-restraint does not think [phrase
omitted] at least, [that he ought to act as he then proceeds to
act]. (65) 66 65
The bracketed phrase in the translation supplies in this context
the most reasonable complement, lacking in the Greek, for the verb
oiomai--"to think," "to believe," or "to
consider." The akratic agent does not believe that he is doing what
he believes he should be doing. But when he acts akratically, he does
not in some sense really believe, but merely recites, the principle his
action contravenes. He is, at that moment at least, like a dissolute
actor playing the role of a stoic sage. This fact, however, escapes him.
We see this gesture repeated at 1146b23-4 and again at 1152a5-6. In
both passages, Aristotle contrasts the akratic agent with the licentious
person, who takes it as a maxim that he should always pursue present
pleasure.
J. For the vicious person is led on by what he chooses, maintaining
that he ought always to pursue the present pleasure, whereas the
person lacking self-restraint does not think [that he ought to],
but pursues [the pleasure anyway].
The italicized portion of [J] translates [phrase omitted] which in
context is most naturally understood to mean that the akratic does not
think that he should always pursue present pleasure, but he pursues it
nonetheless. But all that Aristotle explicitly says here is that the
akratic "does not think, rather he pursues." Aristotle's
indication of the thoughtlessness of the akratic is clearer still at
1152a4-6.
K. Those lacking self-restraint and the licentious are similar as
well, though they are in fact different: both pursue the bodily
pleasures, but the latter does so while considering he ought to,
the former while not considering [[phrase omitted]].
The significance of Aristotle's repeated indirect implication
that akrasia involves a failure "to believe" or
"think" ([phrase omitted]) is seen when we recognize that
Aristotle's primary use of the verb oiomai in the Nicomachean
Ethics is in reports of endoxa, both those apparently relied upon in the
account and those explicitly brought into question. When Aristotle
responds to the Platonists who consider the good to be something
separate, (67) or claims that "on the basis of the lives they lead,
the many and crudest seem to believe, not unreasonably, that the good
and happiness are pleasure," (68) or puzzles over what Socrates
"used to think" about akrasia (69) or Eudoxus "used to
think" about pleasure, (70) he uses a form of oiomai.
I have suggested, following Pritzl, that what distinguishes a
genuine endoxon from a merely apparent endoxon is a kind of zetetic
depth. In Pritzl's words, cited above, "genuine endoxa carry
an import or meaning ... that is not given in their own
presentation." It is precisely the lack of such depth that
characterizes the akratic's possession of the right account of
human action at the moment he acts akratically. As we have seen, the
akratic we are considering reflectively endorses (in some sense) the
prohibition his action contravenes. But his belief in the rightness of
the prohibition, while in some sense sincere, is also in some sense
abstract. We can provisionally express the abstract character of his
belief as follows. He assents to a proposition or body of propositions
the lived import of which he fails to grasp. When he says to himself
that he knows he really shouldn't do what he proceeds to do,
"he merely speaks, as a drunk man states the sayings of
Empedocles." (71)
The claim that the akratic differs from the licentious person in
that the latter thinks or believes he should pursue present pleasure
while the former does not think is mirrored by corresponding claims
about choice (7100alocols). Throughout Nicomachean Ethics 7, Aristotle
claims that the licentious person chooses to pursue present pleasures
and the akratic agent does not choose. (72) In fact, Aristotle never
says the akratic agent chooses; he never uses the verb "to
choose" ([phrase omitted]) positively when describing the akratic.
Indeed, at 1150a25, akratic agents are referred to as "those who do
not choose" ([phrase omitted]) Instead, akratic agents act contrary
to choice ([phrase omitted]) or contrary to the right account in them
([phrase omitted]) This suggests a particular way of understanding the
akratic's susceptibility to temptation. The akratic has acquired
through habituation a conception of the final end of human action but
has not made that conception his own. The choice he contravenes is not a
choice he has made but a conception of the choiceworthy ([phrase
omitted]) life he has received through his education. His choice has
been chosen for him.
Aristotle's argument also suggests a crucial reason for the
akratic's failure to choose. Akratic agents have acquired true
opinion regarding the final end but consider ([phrase omitted])
themselves to have precise knowledge ([phrase omitted]) of that end.
(73) In contrast to his possession of the right logos of what he ought
to do, which he is not said to think, he does think that he knows what
he ought to do. In contemporary terms, we could say that the
akratic's thinking involves a kind of second-order belief falsely
ascribing to himself first-order knowledge about the final end. The
akratic fails to see that which, according to passage [H], we come to
see by going through the puzzles raised in book 7. He fails to see
"that the hexis is different." What that means in the broader
context of the argument of book 7 is that he fails to see that what he
takes to be precise knowledge of what he ought to do is only, at best,
true opinion concerning that end, a true opinion that he has acquired
through habituation but has not made his own. (74)
Alternatively expressed, the reflective akratic has been persuaded
of the correctness of his habituation toward virtue. Aristotle indicates
as much when he contrasts the akratic's commitment to the correct
account in him with his pursuit of pleasure in contravention to that
account: "though he has been persuaded of one thing, he does other
things nonetheless." (75) As opposed to the licentious individual,
who is persuaded to pursue pleasure, the akratic pursues pleasant things
without having been persuaded to do so. Moreover, as we will see in a
moment, the conflict in the akratic is experienced in precisely these
terms, as occurring between an account of which he has been persuaded
and his perception of something as an immediate source of pleasure. It
is this that ultimately distinguishes the reflective akratic from the
excellent deliberator. The akratic's experience of the correct
account of human action, unlike that of the good deliberator, is
essentially mediated by an authority other than the most authoritative
part of himself. (76)
VII
In section IV above, I claimed that we should understand ethical
deliberation as that inquiry through which the good deliberator comes to
see his choice as the explanatory middle term between the right account
he possesses through habituation and his perception of his concrete
ethical situation. I also claimed that the middle term sought, the
ethical choice of the excellent deliberator, is immediate in the sense
that the good deliberator's choice is not merely a link in an
inferential chain that connects a universal conception of the good human
life with perceived aspects of the broader ethical context. It is,
rather, an intellective perception (nous) (77) whereby the deliberator
understands the universal, "such a [person] ought to do such a
thing," precisely insofar as he perceives that "here and now
is that sort of thing and I am that sort of [person]."
In both On the Soul 3.11, and On the Movement of Animals 7,
Aristotle presents deliberative inference as a thinking together of a
universal imperative concerning an agent's action--in On the
Movement of Animals, that a human being must walk ([phrase omitted])
(78)--with a particular self-recognition on the part of the deliberating
agent--in On the Movement of Animals, that oneself is a human being. But
when Aristotle presents deliberative inference in Nicomachean Ethics
7.3, in the context of the question of the akratic's ignorance, the
form is notably different. There he offers an oddly abbreviated
practical syllogism.
L. (N)othing prevents someone who holds both from acting contrary
to scientific knowledge, making use of the universal premise but
not the particular one ([phrase omitted]) for actions are
particulars. The universal also differs, for it concerns himself
([phrase omitted]) and it concerns the fact ([phrase omitted]) for
example, that dry things are advantageous for every human being and
that he himself is a human being, or that this is diy. (79)
In contrast to his treatment of practical inference in De Anima or
Metaphysics, here the syllogism contains neither any imperatival
statement nor indeed any obvious reference to action. This odd facet of
the passage is emphasized by the fact that the term I have translated as
"fact," pragmatos, is primarily used in the Nicomachean Ethics
to refer to things done. (80) But here it apparently refers to dry
things ([phrase omitted]) usually understood to be dry foods. Instead of
a universal imperative saying a human being should or must do something
to or with dry things, however, we have the universal statement that dry
things benefit every human being. This too is odd because Aristotle
makes clear elsewhere that this claim, if expressed in this unqualified
way, is simply false.
In De Sensu 444a16-17, Aristotle claims that food, whether dry or
moist, is often unhealthy. Moreover, at Nicomachean Ethics 8.8 he
indicates that neither the wet nor the dry is unqualifiedly good; rather
"what is good for the dry is not to become wet but to come to the
middle condition, and similarly in the case of heat and the rest."
(81) Thus it would seem that "dry things are good for every human
being" is at best an elliptical expression of the right logos,
which if given fuller expression would be something more like "dry
things are good for every human being, as long as that human being is
not already dry." The question is why the deliberative inference
here makes use of only half a premise, a question that becomes more
pressing once we realize that the adjective "dry" ([phrase
omitted]) was used to refer not only to dry foods but also to fasting or
abstaining from all food. It was used to describe severe or frugal
habits, and when so used it was opposed to the pleasant ([phrase
omitted]) Moreover, Aristotle tells us in On the Soul that what is
tasteable is wet, and that a tongue that is thoroughly dry ([phrase
omitted]) will perceive nothing. (82) If this is the case, then the
half-premise "dry things are good for every human being" is in
great danger of becoming a counsel of physical and psychic deprivation.
Aristotle's description of spiritedness ([phrase omitted]) in
his account of the metaphorical akrasia related to spirit is
illuminating here. He says that spiritedness seems to hear reason in
some way, "but to mishear it ([phrase omitted]), like swift
servants who run off before they hear all of what is said and then go
wrong in doing what is commanded." (83) This suggests the
interpretive possibility that the elliptical formulation of the
universal premise is Aristotle's representation, not of the right
logos simply, but of the right logos as misheard by the akratic or the
potential akratic. Moreover, if we return to Aristotle's treatment
of the wet and the dry at Nicomachean Ethics 8.8, we receive further
support for this interpretive possibility. There Aristotle suggests that
an extreme condition (such as the wet) does not in itself ([phrase
omitted]) aim at its opposite extreme (such as the dry) but does so only
accidentally ([phrase omitted]) From such an extreme state, however, it
may appear that the opposite extreme is what is desired, even though in
truth "the desire ([phrase omitted]) is for the middle." It is
with this possibility in mind, the possibility that under extreme
conditions one can misconstrue the natural or necessary object of
one's desire, that we should approach Aristotle's account of
the explanatory ground of simple or unqualified ([phrase omitted])
akrasia considered with respect to nature ([phrase omitted]) in
Nicomachean Ethics 7.
VIII
Simple akrasia, or akrasia in an unqualified sense, Aristotle
claims, is a lack of self-control with respect to the pleasures related
to bodily necessities ([phrase omitted]) that is, "the sorts of
pleasures as those bound up with nourishment ([phrase omitted]) and the
sexual need ([phrase omitted])." (84) These pleasures are the focus
of his account of akratic conflict considered according to nature, an
account that begins as follows.
M. For example, i. if all the sweet must ([phrase omitted]) be
tasted, and this thing here is sweet (it being some one particular
thing), it is necessary that one capable and not prevented from
doing so must do this at once ([phrase omitted]) Whenever, then, ii.
the universal is present that hinders us from tasting [phrase
omitted] and iii. another universal is also present, to the effect
that all the sweet is pleasant, and this thing here is sweet and
this premise is active ([phrase omitted]) and the desire happens to
be present, the one premise says to avoid this ([phrase omitted]) but
desire leads the way ([phrase omitted]) for it is able to set in
motion each of the parts. (85)
The most obvious interpretive difficulty presented by this passage
is that it is not easy to see how it is meant to be illustrative of
akratic conflict. The first universal premise [M.i] that appears in the
passage, and the only one that is expressed in terms of an obligation
([phrase omitted]) is the premise "all the sweet must be
tasted." It is not clear how we are to understand this hypothetical
universal obligation to taste the sweet, nor is it clear in what sense
the obligation so expressed is meant to be intemperate. As A. W. Price
notes, citing De Sensu 442al-2, Aristotle elsewhere identifies the sweet
with that which nourishes an organism, and hence an apparent necessary
condition for health. (86) The second universal that appears [M.ii], to
the contrary, does not look nearly so reasonable. It is presented as a
brute obstacle to tasting. This is strange since Aristotle makes clear
earlier in the Nicomachean Ethics that taste plays little or no role in
licentiousness and lack of self-restraint. (87) More significantly,
later in the Nicomachean Ethics, Aristotle will claim that it is those
who have not tasted ([phrase omitted]) of unmixed and liberal pleasure
who take refuge in pleasures of the body. (88) He claims, moreover, that
those who have not tasted ([phrase omitted]) of the noble and truly
pleasant will have no idea ([phrase omitted]) of these pleasures. Such
people, he says, do not naturally abstain from base pleasures but do so
only out of fear of retribution. (89) Yet, the present universal
hindering one from tasting ([phrase omitted]) is is referred to without
any specification of who is not to taste, what they are not to taste, or
why.
This unbounded and unspecified universal apparently comes into
conflict in the akratic with another present universal [M.iii] that says
that all the sweet is pleasant, and with the judgment this is sweet. It
is unclear, however, how a universal preventing one from tasting can
come into conflict with a universal affirmative proposition, much less
with the particular perceptual judgment "this is sweet." No
mention is made in [M.ii] or [M.iii] of what one ought or ought not do,
of the agent or his action. The human being confronted with a choice
seems to have been forgotten. Nor is it clear how either of the present
universals relate to the universal premise [M.i] with which Aristotle
begins. What are we to make of these strange aspects of Aristotle's
account?
We are better positioned to understand what Aristotle is doing here
once we recall that the perceptual judgment of something as sweet is one
of Aristotle's chief examples in the Nicomachean Ethics of a
judgment that is relative to the good or bad state of the perceiver.
(90) The puzzling features of Aristotle's account make sense once
we realize that Aristotle is not merely analyzing akratic conflict in
this passage. He is depicting that conflict as it is experienced by the
akratic in the moment of akratic irresolution. It is for the akratic
that, in the conflict between a desire for a present pleasure and that
in him that inhibits fulfilling his desire, the former appears as
something actual ([phrase omitted]) while the latter appears as a blank
prohibition telling him not to taste. It is the akratic who forgets
himself, his action, and his choice; he does not make use of the
universal concerning himself ([phrase omitted]) He is in a certain sense
a spectator to the conflict within him. It is experienced as occurring
between, on the one hand, a prohibition that speaks to the desiring part
of his soul with the voice of a father saying "flee from this"
([phrase omitted]) and, on the other hand, a present desire that leads
([phrase omitted]) him.
Aristotle claims to have shown by his argument that one comes to be
akratic by means of an account ([phrase omitted]) in a way ([phrase
omitted]) and by means of an opinion that is not in itself ([phrase
omitted]) but only accidentally ([phrase omitted]) opposed to right
logos. The latter point is emphasized by repetition. While the desire is
opposed to the right account, the opinion is not, (91) yet it is the
opinion rather than the desire that Aristotle cites as the cause of one
coming to be akratic. The difficulty here is understanding how an
opinion that is not in itself contrary to right reason can be made
accidentally opposed to right reason by desire. Yet that very difficulty
indicates the defining characteristic of opinion in akratic mental
conflict. Opinion in the reflective akratic is, or has become, separated
from any animating desire. The prohibition the akratic's action
contravenes appears to him in the moment of akratic conflict as an
unexplained imperative, a proverbial dead letter. The dictates of right
logos sound in the akratic's head like mere words, and hence are no
longer action guiding. Right logos becomes mere opinion, a thinking that
moves nothing. (92)
Insofar as the correct account of right action comes to be
experienced by the akratic as merely an authoritative prohibition,
desire comes to be experienced as opposed to deliberation rather than
informed by it. For this reason the desire, even if it is directed
toward a necessary and natural object, cannot be the correct longing
that Aristotle claims is necessary for good practical thinking. (93)
This is the sense that the desire for the sweet in akratic conflict is
opposed to correct reason. It is not because it is incorrect to desire
the truly sweet.
Aristotle presents the akratic as experiencing a conflict between
two universals [M.ii and M.iii] that are not formally contradictory.
They can become contradictory, however, if the universal statement
[M.iii] "all the sweet is pleasant" takes on the form of an
imperative commanding one to taste. Given the resources of the passage,
it seems that it can take that form only if we understand it as an
exegesis of the first universal premise [M.i] and a partial explanation
of its obligatory character. "All the sweet must be tasted" is
then seen as a specific mode of presentation of the premise "one
ought to pursue the pleasant."
Aristotle maintains that whenever we have a desire for something,
we perceive it as pleasant. (94) In On the Soul he claims that whenever
we perceive something as pleasant we pursue it, and that pursuit is a
sort of affirmation. (95) Moreover, in Nicomachean Ethics 7.13 he claims
that the pursuit of pleasure by all living things is a sign ([phrase
omitted]) that it is somehow ([phrase omitted]) best. (96) He first
avers that "since neither the same nature nor the same hexis is or
is opined to be the best, all do not pursue the same pleasure, though
all do pursue pleasure." But he immediately qualifies this with the
suggestion that "perhaps they pursue not the pleasure they suppose
([phrase omitted]) or would affirm ([phrase omitted]), but in fact the
same pleasure, for all things by nature possess something divine."
(97) The Nicomachean Ethics as a whole will arrive at the position that
pleasure is so intimately bound up with a choiceworthy life that we are
left with the question, posed but significantly left unanswered in the
work, of whether we choose pleasure for the sake of living or choose
life for the sake of pleasure. (98)
The akratic's failing, therefore, is not that he finds sweet
things pleasant, nor is it that he pursues pleasure in contravention of
an empty demand not to taste. His failing is, rather, that he
experiences the conflict in himself in precisely these terms, as a
struggle between an active perception of something as pleasant, on the
one hand, and a brute imperative on the other. Whatever complex
normative and affective orientation to a life well-lived he has acquired
through his ethical habituation is reduced in the moment of akratic
conflict to a bare command, a command he formally accepts as
authoritative, but the content of which he cannot experience as
motivating. Rather than reflecting his habitually acquired understanding
of moderate action and desire, (99) the akratic experiences the right
account he possesses in terms of decontextualised universal propositions
like "Dry things (or 'austere practices,' ([phrase
omitted]) benefit every human being." (100)
As we have seen, such bare propositional assertions are more
plausibly understood as expressions of the conflict within the akratic
agent than as expressions of the correct account of human action. But
this does not mean that the akratic simply creates such ascetic dicta
out of whole cloth. Instead, as Aristotle makes quite clear, the opinion
that pleasure is "altogether base" ([phrase omitted]) and to
be avoided as such is very much part of the fabric of contemporary
ethical discourse. But he also indicates that this opinion is, as it
were, merely an opinion and not a genuine endoxon.
N. For some say that pleasure is the good, others that pleasure is,
to the contrary, an altogether base thing--some of these latter
perhaps are those that have been persuaded ([phrase omitted]) that
pleasure is such in fact, the others are those who suppose [phrase
omitted] it to be better with a view to our life to declare that
pleasure is among the base things, even if it is not. For the many,
they suppose, tend toward it and are in fact enslaved to pleasure.
Hence one ought to lead them toward its contrary, since in this way
they might arrive at the middle. (101)
Here Aristotle divides those who claim that pleasure is worthless
into two groups: (1) those who think it better to say that pleasure is
base, even though they don't actually believe it, and (2) those who
are perhaps persuaded by such claims. No one, it seems, genuinely thinks
or supposes that pleasure is base. For this reason, the claim that
pleasure is altogether base has, on Aristotle's account, the
opposite effect from that intended by its moralizing proponents. He
writes: "Whenever such arguments are discordant with what is
perceived, they are treated with contempt and undermine the truth,"
a statement that would seem to apply equally well to the role of such
claims in akratic conflict as to their fate in public disputation. (102)
Aristotle's own account in the Nicomachean Ethics apparently
begins by occupying a moralizing antihedonist position similar in its
extremity to the one he denounces as truth undermining in book 10. In
Nicomachean Ethics 1.5, he speaks of the life of enjoyment chosen by the
majority of people as slavish and bovine. (103) While this does not
directly contradict his later valorization of the contemplative life on
the basis of the purity and stability of the pleasure inherent in it,
(104) it is hard to reconcile with his claim that life and pleasure are
so closely yoked together ([phrase omitted]) that it does not appear
possible to separate our choosing to be active and alive from our choice
of pleasure. (105) Moreover, a careful reading of the book 1 criticism
of the life of enjoyment in the context of the work as a whole indicates
that what is at issue is the way such a life is taken up rather than the
centrality of pleasure in it.
Aristotle suggests that most people's devotion to that life is
at least in part due to their being influenced by the example set by
those in positions of authority ([phrase omitted]) Later we learn that
most people wish to be honored by those with authority in the hope that
they will be benefitted by them. (106) They seem in this way, Aristotle
says, to choose honor not through itself ([phrase omitted]) but
incidentally ([phrase omitted]) Thus it turns out that the many, who
choose the life of pleasure, and the refined and active ([phrase
omitted]) who choose honor, are more alike then they differ; they both
choose honor in a sense. But, Aristotle avers, honor is more superficial
([phrase omitted]) than what we are seeking ([phrase omitted]) (107) a
claim that we are now better able to understand. Neither the refined nor
the majority of people seek their respective ends of activity and
pleasure directly; instead, their inquiry is essentially mediated by the
authority of others who, as it were, do the work of inquiring for them.
Their experience of the essential interrelation between activity and
pleasure is obscured by their appropriation of one-sided pronouncements
for or against the life of pleasure. They thus neglect that which
Aristotle claims is to be neglected least of all ([phrase omitted]) the
dispute over whether and in what sense pleasure is to be pursued. (108)
IX
Aristotle introduces the account of akratic conflict examined in
the previous section with the following claim.
O. For one opinion is a universal, and the other is about
particulars, over which perception is already authoritative. And
whenever one thing ([phrase omitted]) comes to be from these, it is
necessary that, on the one hand, the conclusion is thereupon
([phrase omitted]) affirmed by the soul and, on the other hand, in
the productive case ([phrase omitted]) immediately ([phrase omitted])
done. (109)
On the interpretation I have offered, the "one" that
comes to be from the universal opinion and the other opinion over which
perception is authoritative is not a distinct propositional content over
and above the major and minor premises in the practical syllogism. It
is, rather, the unified understanding that brings these premises
together into one thought. (110) More specifically, it is the
intellective perception of one's ethical agency in its concrete
specificity as exemplifying an ethical universal. To this intellective
perception there corresponds a conclusion ([phrase omitted]) that the
soul affirms, a conception of what is to be done that Aristotle calls
the "final premise" ([phrase omitted]). (111) It is this final
premise, Aristotle claims, that the akratic agent either doesn't
possess, or does possess but not in the way that his having is a
knowing. (112)
David Charles has similarly argued that ([phrase omitted]) should
be identified with the conception of what one ought to do that the
akratic contravenes in his action. For that very reason, however, he
translates ([phrase omitted]) as "proposition" rather than
"premise" in this context. (113) My reason for retaining
"premise" over "proposition" is that I believe our
translation should allow us to understand protasis here as both a
demonstrative premise and a dialectical premise ([phrase omitted]).
(114)
Aristotle defines a dialectical premise as a contradiction in the
form of a question ([phrase omitted]) in a dialectical inquiry. (115)
More precisely, it is a question that takes up one side of the
contradictory pair of assertions that make up a dialectical problem. A
dialectical problem, Aristotle says in Topics, is an object of
contemplation ([phrase omitted]) that is focused either on choice and
avoidance or on truth and knowledge. (116) He says, moreover, that
"some dialectical problems are useful to know in relation to
choosing or avoiding, for example, whether pleasure is to be chosen or
not." (117) Note that Aristotle does not claim here that it is
useful to know the answer to a dialectical problem, but rather that it
is useful to know the problem itself. Note, moreover, that the
dialectical problem Aristotle singles out as significant in relation to
choice is the problem of whether or not pleasure is to be chosen. (118)
I have argued that the dialectical examination of akrasia in
Nicomachean Ethics 7 should be understood as making manifest the problem
of akratic conflict as experienced by the akratic would-be agent. I have
also tried to show how Aristotle's depiction of akratic conflict
suggests a particular etiology for at least some cases of akratic
conflict. In akratic conflict the question of whether and in what sense
pleasure is to be pursued is experienced as closed to dialectical
inquiry. The akratic possesses, as it were, an authoritative answer to
that question without an adequate experiential grasp of the question
itself. He has the "that" without the "why" and,
moreover, has the "that" in a way that the end is not
sufficiently clear to him.
Aristotle's account of akrasia is followed by the first of the
two dialectical examinations of pleasure which bracket the books on
friendship. Immediately after the second account of pleasure, Aristotle
returns to the question of happiness that governs the Nicomachean Ethics
as a whole, but he does so as if he were posing the question for the
first time. (119) In the context of this new beginning, Aristotle offers
his most decisive arguments for the superiority of the life of
theoretical contemplation. An interpretation of these two perplexing
accounts of pleasure or the vexed problem of the precise relation
between them stands outside the scope of this essay, but I will conclude
with the following brief suggestion. Aristotle's dual examinations
of the problem of pleasure in Nicomachean Ethics 7.11-14 and 10.1-5
emphasize the essential inseparability of pleasure and activity, two
aspects of human happiness that are held apart in the conceptions of
happiness held by the proponents of the life of enjoyment and the life
of honor discussed in Nicomachean Ethics 1.3. This inseparability is
best exemplified and most clearly achieved in the life of contemplation.
This is a life of inquiry into the very questions to which the endoxa
are lived responses. Aristotle prepares the way for his readers to take
up these questions by showing the way that our political experience can
obscure our access to these questions as questions. One reason Aristotle
shows or makes manifest the lived character of akratic conflict rather
than simply telling his readers how they should understand that conflict
is that he is trying to make manifest the difference between a mere
account and the active contemplation of that account, the difference
between the hexis as a potential comprehension of ethical agency and the
actual comprehension of ethical agency. He brings the endoxa to light by
bringing the problem of akratic conflict before the eyes, as it were,
and allowing his readers to puzzle through the phenomena. This is how
his account helps to unravel the difficulties and hand down the endoxa.
If he can do this, he says, he will have shown enough.
[Please note: Some non-Latin characters were omitted from this
article]
Deep Springs College
Correspondence to:
[email protected].
(1) Metaphysics 2.1.995a27-8.
(2) NE 7.1.1145b2-7. Translations from the Nicomachean Ethics in
this essay follow Robert C. Bartlett and Susan D. Collins,
Aristotle's Nicomachean Ethics (Chicago: The University of Chicago
Press, 2011). I have, however, freely altered those translations when
necessary. Remaining translations are my own unless otherwise indicated.
(3) Topics 1.1.100b21-23. Among the most influential responses to
Owen's article ("Tithenai ta phainomena," in Aristote et
les problemes de methode, ed. S. Mansion (Louvain: Presses
Universitaires de Louvain, 1961) are Martha Nussbaum, The Fragility of
Goodness (Cambridge: Cambridge University Press, 1986), 240-56; Terence
Irwin, Aristotle's First Principles (Oxford: Clarendon Press,
1988); C. D. C. Reeve, Practices of Reason: Aristotle's the
Nicomachean Ethics (New York: Clarendon Press, 1992), 34-66; David W.
Hamlyn, "Aristotle on Dialectic," Philosophy (1990): 465-76;
and Robin Smith, "Dialectic and Method in Aristotle" in From
Puzzles to Principles? Essays on Aristotle's Dialectic, ed. May Sim
(Lanham, Md.: Lexington Books, 1999). Recent synoptic treatments that
defend the centrality of Aristotle's dialectical or endoxic method
include Richard Kraut, "How to Justify Ethical Propositions:
Aristotle's Method," in The Blackwell Guide to
Aristotle's Nicomachean Ethics (Malden, Mass.: Blackwell
Publishing, 2006), and especially C. D. C. Reeve, "Aristotle's
Philosophic Method," in The Oxford Handbook of Aristotle, ed. C.
Shields (Oxford: Oxford University Press, 2012), 150-70. For recent
arguments against see Gregory Salmieri, "Aristotle's
Non-'Dialectical' Methodology in the 'The Nicomachean
Ethics'," Ancient Philosophy 29, no. 2 (2009): 311-35, and
especially Dorothea Frede, "The Endoxon Mystique: What Endoxa Are
And What They Are Not," in Oxford Studies in Ancient Philosophy,
vol. 43, ed. Brad Inwood (Oxford: Oxford University Press, 2012),
184-215. John Cooper's treatment of the passage in Aristotle: The
Nicomachean Ethics, Book VII Symposium Aristotelicum, ed. Carlo Natali
(Oxford: Oxford University Press, 2009), rightly emphasizes the question
of the specific relation between the "methodology" outlined in
Nicomachean Ethics 1145b2-7 and the specific arguments of Nicomachean
Ethics 7. Unlike Cooper, however, I do not think that taking this
question seriously argues against the broader relevance of the passage
in Aristotle's work.
(4) A significant exception is Kurt Pritzl's treatment of
endoxa in "Opinions as Appearances: 'Endoxa' in
Aristotle," Ancient Philosophy 14, no. 1 (1994): 41-50, an article
to which I will return below. More recently, Christopher P. Long has
argued for a more dialogical and "ecological" understanding of
the logoi in question. While I am in broad agreement with the dialogical
character of Long's approach, I believe that he fails to recognize
key limitations to the identification of ta legomena with ta phainomena
in Aristotle's work. See Christopher Long, Aristotle on the Nature
of Truth (Cambridge: Cambridge University Press, 2011), 49-71.
(5) NE 1.5.1095b 14-16.
(6) NE 10.1.1172a26-b7.
(7) NE 10.8.1179a17-22.
(8) Topics 1.1.100b24-101al.
(9) Pritzl, "Opinions as Appearances," 45.
(10) While he does not argue against a propositional construal of
endoxa, in Aristotle: Topics: Books I and VIII (New York: Clarendon
Press, 1997), Robin Smith emphasizes the difficulty of discriminating
between genuine and apparent endoxa, and hence between dialectical and
eristic arguments, simply on the basis of the opinion expressed (48).
(11) Rhetoric 3.10.1410b21-26.
(12) Rhetoric 3.10.1410b31-33.
(13) ([phrase omitted]) Rhetoric 3.11.1412a21-22.
(14) As Pritzl writes, "(t)his is what 'proving'
consists in for endoxa--a 'showing' of the truth given
partially or obscurely in them (compare EE 1216b32; Phys 211a6-110).
This sense of 'showing' rather than 'establishing'
or 'certifying' is fully within the range of semantic
possibilities for deiknunai." Pritzl, "Opinions as
Appearances," 45.
(15) Compare NE 4.6.1126bll-4, 9.10.1170b10-14.
(16) This way of conceiving Aristotle's dialectical method is
similar in crucial respects to, for example, Stephen Salkever's
account of "Aristotle's philosophical pedagogy" in
"Teaching the Questions: Aristotle's Philosophical Pedagogy in
the Nicomachean Ethics and the Politics," The Review of Politics
69, no. 2 (2007): 192-214, and more generally to other recent accounts
of the Nicomachean Ethics as a protreptic work (see his 193 n. 1 for
references). Those accounts, however, for the most part share in the
predominant conception of endoxa as propositional. Moreover, unlike
those accounts, I am concerned with articulating a particular
philosophic conception of the role of perplexity in practical inquiry.
(17) On the role of contradictory assertions in Aristotle's
conception of dialectic, see C. W. A. Whitaker, Aristotle's De
Interpretation (Oxford: Oxford University Press, 2002).
(18) Topics 1.2.101b3-5.
(19) NE 7.6.1149a25-28.
(20) Compare Posterior Analytics 1.10.76b23-26.
(21) NE 6.13.1144b12-14
(22) Metaphysics 3.1.995a27-b2.
(23) For an excellent account of the role of prior perplexity in
this passage, differing in some detail from the one I present here, see
Vasilis Politis, Routledge Philosophy Guidebook to Aristotle and the
Metaphysics (London: Routledge, 2005), 64-74.
(24) Topics 6.6.145M6-20. Compare Vasilis Politis, "The Place
of 'Aporia' in Plato's 'Charmides',"
Phronesis 53, no. 1 (2008): 4.
(25) Posterior Analytics 2.3.90a34-35.
(26) Posterior Analytics 2.8.93a19-22.
(27) Metaphysics 7.17.1041a9.
(28) The significance of prior perplexity for practical inquiry is
suggested in the passage from Metaphysics 3.1 by Aristotle's
invocation of the similarity between those who have not gone through
perplexity and those who don't know where they must walk, a
favoured metaphor for practical reasoning in Aristotle's works. It
is further underlined by the implicit references in this passage to
Plato's Meno, where the aporiai arise in an inquiry about the eidos
of virtue. The most obvious allusion in this passage to the dialogue is
the reference in 995b 1 to the eponymous paradox about the possibility
of inquiry. But Aristotle's claim at 995a28 that is it useful or
serviceable ([phrase omitted]) to one who wants be resourceful in
inquiry to go through perplexity well echoes Socrates' defense of
the usefulness ([phrase omitted]) of perplexity as a means to discovery
([phrase omitted]) at Meno 84b9-10. Moreover, Meno himself seems to be
an excellent example of an inquirer who has not already been perplexed
and to whom the end does not appear.
(29) NE 6.9.1142b32.
(30) NE 3.3.1112b12-5.
(31) See Nicomachean Ethics 3.3.1112b12-5, 6.2.1139b1-4, and
6.5.1140b7. The doctor in Nicomachean Ethics 3.3 is deliberating, as A.
W. Price puts it, "qua doctor" and not "as a man."
This does not preclude him from deliberating about whether or not this
whole doctoring thing is really for him, after all. Most treatments of
the issue, Price's included, do not emphasize adequately the
significance of the relation indicated here between deliberation in the
context of a particular technical or semitechnical practice and the
deliberator's identification with and aspiration toward the
particular social role of authoritative practitioner. To deliberate
medically is conceived here in terms of an inquiry where the deliberator
seeks to ascertain "the things the art of medicine commands and as
he who possesses that art commands" (1138b32-3). As the phronimos
is to ethical virtue, so the hiatros is to the art of medicine. See A.
W. Price, Virtue and Reason in Plato and Aristotle (Oxford: Oxford
University Press, 2011), 218.
(32) NE 6.5.1140a28.
(33) On the Movement of Animals 7.701a12-13. See Price, Virtue and
Reason, 289-91.
(34) NE 6.2.1139b4.
(35) NE 6.5.1140b6-7.
(36) NE 6.8.1142a24-26.
(37) NE 6.8.1142a26-30.
(38) As John McDowell puts it, "having the right goal ... is
inseparable from the ability to know what is to be done occasion by
occasion," and this is "what practical wisdom is." See
McDowell, "Some Issues in Aristotle's Moral Psychology,"
in Companions to Ancient Thought: 4: Ethics, ed. Stephen Everson
(Cambridge: Cambridge University Press, 1998), 114.
(39) On the Soul 3.11.434a16-22.
(40) On this point, see Karen Margrethe Nielsen, "Deliberation
as Inquiry: Aristotle's Alternative to the Presumption of Open
Alternatives," Philosophical Review 120, no. 3 (2011): 383-421.
(41) In choosing these two examples, I am deliberately avoiding the
question of whether the individual virtues Aristotle examines in books 3
and 4 are, as virtues, potentially in conflict with one another. See
Rebecca Stangl, "A Dilemma for Particularist Virtue Ethics,"
Philosophical Quarterly 58, no. 233 (2008): 665-78.
(42) NE 1.5.1095b3-8.
(43) See Nielsen, "Deliberation as Inquiry," 404-08, and
Heda Segvic, "Deliberation and Choice in Aristotle," in From
Protagoras to Aristotle: Essays in Ancient Moral Philosophy, ed. Myles
Burnyeat and Charles Brittain (Princeton, N.J.: Princeton University
Press, 2009), 168-71, with references.
(44) David Wiggins, "Deliberation and Practical Reason,"
Proceedings of the Aristotelian Society, the Nicomachean Ethics Series,
vol. 76 (1975-76): 38.
(45) Part of the difficulty involves unavoidable scope ambiguities
involved in any end sufficiently circumscribed to differentiate it from
eudaimonia, the final end of human beings as such. For any end such as
an interesting holiday, any boundary that we draw between facilitating
conditions and constituent means is likely to seem arbitrary. We can
ask, for example, whether a pleasant flight is merely an instrumental
means to the end of a pleasant holiday, or whether it is a constituent
means and part of the proper specification of that holiday. To answer
that question, it seems, we need to ask some such question as "What
do I want out of a pleasant holiday, anyway?" This latter question
is, in turn, hard to distinguish in principle from the question
"Why should I go on a holiday?" and, ultimately, "Why
should I seek the pleasant?" That is, the very attempt to
distinguish instrumental means from proper specification of the end
leads to questions about the end as such. Compare McDowell, "Some
Issues in Aristotle's Moral Psychology," 115 n. 19. Similar
issues arise in debates in deontic logic between wide and narrow scope
readings of "ought" in hypothetical imperatives.
(46) NE 6.9.1142b16-26. My translation is based on Bartlett and
Collins with substantial alterations. Worthy of note is the fact that I
follow Irwin in accepting ([phrase omitted]) in 1142b19, commonly
bracketed by editors but attested by most manuscripts.
(47) This error, as Paula Gottlieb shows in The Virtue in
Aristotle's Ethics (Cambridge: Cambridge University Press, 2009),
has a long history. Her response to Aquinas, who suggests choosing to
steal as a means of helping the poor as an example of a false middle
term, is apposite. "According to Aristotle, the correct action
would be to help the poor at the right time, in the right way, from the
right sources, and so on, and so the false syllogism would not have the
right conclusion, since it is never the right time to help the poor from
the wrong sources. We need to find an alternative interpretation where
the middle term is incorrect but the conclusion is still true." Her
own interpretation takes a number of steps in the right direction. In
particular, her work is exceptional in its focus on the identification
of the middle term in the practical syllogism with the agent's
self-conception. But she does not avail herself of the resources opened
up by this insight, and it is hard to see how her criticism of Aquinas
does not apply to her own analysis of the false syllogism, which also
involves an agent who helps the poor by stealing (168).
(48) NE 2.3.1104b2-5.
(49) NE 3.7.1115b 18-20.
(50) NE 6.12.1143b 18-28.
(51) NE 6.12.1144a13-17.
(52) See NE 3.5.1141b23.
(53) NE 3.5.1141al-5.
(54) NE 5.11.1138a6; compare NE 5.2.1130M8-19.
(55) McDowell, "Some Issues is Aristotle's Moral
Psychology," 120.
(56) NE 1.13.1102b34.
(57) NE 1.4.1095b4-14.
(58) NE 1.13.1102b28-31.
(59) NE 1.13.1102b31-33.
(60) NE 1.13. 1103al-3.
(61) NE 1.13.1102a30. See Michael Davis, The Soul of the Greeks: An
Inquiry (Chicago: The University of Chicago Press, 2011), 55-60.
(62) NE 1.7.1098a5-6.
(63) NE 7.3.1147b9-13.
(64) See David Charles, "NE VII.3: Varieties of Acrasia,"
in Aristotle: The Nicomachean Ethics, Book VII Symposium Aristotelicum,
9-39. Charles argues that ([phrase omitted]) in ([phrase omitted])
should be translated as "proposition" rather than
"premise." He offers a further defence of this translation of
protasis with reference to the use of the term in the Analytics in David
Charles and Paolo Crivelli, "'Protasis' in
Aristotle's 'Prior Analytics'," Phronesis 56, no. 3
(2011): 193-203. Compare David Charles, Aristotle's Philosophy of
Action (Ithaca, N.Y.: Cornell University Press, 1984), 109-60. My
reasons for retaining "premise" rather than
"proposition" are given in section IX below.
(65) NE 7.3.1147al 1-14.
(66) NE 7.2.1145b27-33.
(67) NE 1.4.1095a26-31.
(68) NE 1.5.1095b 14-17.
(69) NE 6.13.1144b 19, b29; 7.2.1145b23.
(70) NE 10.2.1172b9, b18.
(71) NE 7.3.1147b 13-14.
(72) NE 7.2.1146a32; 7.3.1146b22; 7.4.1148a4-10, 17; compare NE
5.8.1135b9-10.
(73) This claim may seem contradicted by Aristotle's response
to the question he poses at 1146b24-27 about "whether it is true
opinion but not knowledge that those who act akratically
contravene." His response is that "there is no difference in
relation to the account ([phrase omitted]) for some people, when they
are opining are not uncertain but think they know things precisely
([phrase omitted]) At first glance, the most natural reading of the
passage is to take it as arguing that the distinction between opinion
and knowledge makes no difference for our understanding of akrasia, on
the grounds that some people can have the same degree of conviction
regarding opinion as others have regarding what they know. But, if that
were Aristotle's argument, he would be guilty of very weak
reasoning. In particular, he would be guilty of conflating two quite
distinct questions: (1) the question of whether the difference between
opining and knowing is significant for an adequate explanation of the
possibility of akrasia, and (2) the question of whether the relevant
explanatory difference between those who opine and those who know is to
be found in the comparative strength of their convictions. But it is
clearly possible to answer the second question negatively, as Aristotle
does, while answering the first question affirmatively. More generally,
one could think that the difference between opining and knowing plays
necessary role in explaining the possibility of akrasia, without
thinking that it is sufficient to explain its occurrence.
What, then, me we to make of Aristotle's claim in this passage
that the difference between opinion and knowledge "makes no
difference to the account"? The "account" referred to is,
I believe, not Aristotle's account of the possibility akrasia, but
rather the correct account of good human action that is shared both by
akratic and nonakratic agents. The difference is not in that account but
in the sense in which the agent knows or possesses that account. That
is, the significant difference is in the hexis rather than in the logos.
(74) David Bostock objects that Aristotle's prima facie claim
that the akratic agent lacks knowledge when he undergoes the experience
of akrasia is "wholly unrealistic" and offers as evidence in
support of his claim the fact that "even as I bite into the eclair
I may well be thinking to myself, "I should not be doing
this." And there is no reason at all to say that I fail to
understand these words that I think to myself; I do know perfectly well
that I should not be doing what I am doing." This objection,
however, fails to pay sufficient attention to the distinction between
the kind of knowledge required to be a competent speaker of English
uttering the sentence "this is bad for me" and the kind of
knowledge required to "know perfectly well that I should not be
doing what I am doing." To know, rather than merely accept on
trust, that eating light meats is healthy or eclairs unhealthy for human
beings, one would need to possess at least as much knowledge of human
physiology as the medical doctor, and this is knowledge that the akratic
agent in general presumably lacks (1143b25-28). Moreover, one must know,
rather than opine, that whatever the contribution made by not eating
this eclair to one's health is, all things considered, better for
me than the pleasure I take in eating it. How to correctly perform such
a calculation in each case between the healthy and the pleasurable,
however, is far from obvious. As Aristotle points out, even
contemplation can sometimes harm your health (1153a20). See David
Bostock, Aristotle's Ethics (Oxford: Oxford University Press,
2000), 133.
(75) NE 7.2.1146a35-b1.
(76) NE 9.8.1168b29-34.
(77) NE 6.11.1143b6.
(78) On the Movement of Animals 7.701a13.
(79) NE 7.3.1147al-7.
(80) See NE 2.6.1106a28; 2.8.1109a6, 12; 4.6.1126M2; and esp.
5.10.1137b18.
(81) NE 8.8.1159b21-23.
(82) On the Soul 2.10.422a34-b5.
(83) NE 7.6.1149a26-28.
(84) NE 7.4.1147b23-27.
(85) NE 7.3.1147a29-35.
(86) Price, Virtue and Reason, 244. See also GA 4.8.776a25-30,
where it is said that in all things the part that provides nutriment is
the sweetest.
(87) NE 3.10.1118a24-b9.
(88) NE 10.6.1176b19-21.
(89) NE 10.9.1179bl 1-16.
(90) NE 3.4.1113a25-31,10.6.1176a12-16.
(91) NE 7.3.1147a35-b3.
(92) Compare NE 6.2.1139a37.
(93) NE 6.2.1139a31.
(94) NE 1.8.1099a7-11, 3.10.1117 b28-31.
(95) On the Soul 3.7.431al0.
(96) NE 7.13.1153b26.
(97) NE 7.13.1153b29-32.
(98) NE 10.4.1175a18-19.
(99) NE 7.8.1151a15-21.
(100) NE 7.3.1147a5-6.
(101) NE 10.1.1172a27-33.
(102) NE 10.1.1172a36-b1.
(103) NE 1.5.1095b19-20.
(104) NE 10.7.1177a22-27.
(105) NE 10.4.1175a18-21.
(106) NE 8.8.1159a19.
(107) NE 1.5.1095b23-4.
(108) NE 10.1.1172a25-26.
(109) NE 7.3.1147a25-28.
(110) Compare Posterior Analytics 1.14-15.
(111) NE 7.3.1147b9.
(112) NE 7.3.1147b 11-12.
(113) Most commentators take "the final premise" as the
minor premise, in contradistinction to the major premise. As Ronna
Burger notes, however, "the final premise" cannot refer to,
for example, the perception "this is sweet" in the example
that follows because this perception is said to be in energeia. See
Ronna Burger, Aristotle's Dialogue with Socrates: On the
Nicomachean Ethics (Chicago: The University of Chicago Press, 2008),
143. Compare Charles, "Varieties of Acrasia," 42 nn. 2-4 for
Charles's account of his place in the scholarly debate.
(114) This is not to say, of course, that adverting to the
difference between "premise" and "proposition" in
English is sufficient to clarify the issue. "Dialectical
premise" is, however, the standard translation of ([phrase
omitted]) in the literature. See, for example, Reeve,
"Aristotle's Philosophic Method."
(115) Prior Analytics 1.1.24a25, Topics 1.10.104a8.
(116) Topics 1.11.104b 1-5.
(117) ([phrase omitted]) Topics 1.11.104b5-7.
(118) See Topics 2.1.108b34-109al.
(119) NE 10.6.1176a30-32.
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