"The shelter of the uniform": the Brazilian army and runaway slaves, 1800-1888.
Kraay, Hendrik
Antonio de Moura's luck ran out at 3:00 pm on 28 November 1863.
Three months earlier he had voluntarily enlisted in the Brazilian
Army's Eighth Infantry Battalion, then stationed in Salvador, the
capital of the province of Bahia. Shortly thereafter, a company captain
withdrew Moura from regular duty to serve as his orderly. Unbeknownst to
the officer, however, his new batman was a runaway slave. That fateful
afternoon, while the two were returning from Fort Sao Pedro to the
captain's house, they encountered Jose da Veiga Ornellas who,
recognizing Moura, accused the captain of harboring his fugitive slave.
The officer later reported: "Upon hearing this, [Moura] responded
to the young fellow [Ornellas] that he was mistaken, that he was not and
had never been his slave, that this was a plot just like the one he had
perpetrated on his sisters when their mother died." Despite this
implicit recognition of Ornellas and the accusation that Ornellas had
once sought to enslave him, Moura steadfastly denied knowing the man.
To placate Ornellas, the captain explained the proper procedure for
reclaiming fugitive slaves from the army. He then questioned his orderly
privately about the allegations, going so far as to promise him help in
securing his freedom, were he really a slave. Mourn insisted upon his
free status and named two former employers who could attest to it.
Satisfied with Moura's offer to supply references and convinced
that Ornellas's claim had been an error, if not a deliberate
falsehood, the captain sent Moura to do his chores. Shortly thereafter,
the battalion's adjutant arrived with orders to take Moura back to
the barracks because he was being claimed as a slave. Moura overheard
this and made good his escape, scrambling over the back wall of the
garden, with the officers in pursuit. He threw off his pursuers in the
woods on the outskirts of the city; seven weeks later, the authorities
captured him. Facing desertion charges and the prospect of a return to
slavery, Moura broke out of the barracks lock-up and disappeared in
April 1864.(1)
The paper trail on Private Antonio de Moura, allegedly the slave of
Jose da Veiga Ornellas, ends here, leaving numerous unanswered
questions. Was he really a slave? Or had Ornellas tried to enslave him?
If he were a fugitive slave, why did he join the army? In Moura's
case, there are no straightforward answers to these questions; at the
very least, however, he did not lack company. In nineteenth-century
Brazil, slaves routinely ran away to join the army as volunteers while
others were impressed, to the dismay of their owners, who were then
forced into often long and cumbersome legal and administrative
proceedings to reclaim their property. The documents left by 277 of
these cases, originating primarily in the northeastern sugar-growing
province of Bahia, raise important questions about the nature of
military institutions - in this case, the army - in slave societies.
Furthermore, the 276 men who moved between the status of slave and
soldier (one of them joined the army twice) exemplify a liminal world
between slavery and freedom, where the fortunate might escape bondage while the unlucky slid back into it. Analyzing the strategies of slaves
in this gray area and, in particular, their artful use of the
contradictions in the Brazilian state apparatus is one of the purposes
of this article.
The second concern of this paper is the army's policy toward
slavery. Here I take issue with a broad scholarly consensus that views
the nineteenth-century Brazilian army as a "progressive"
institution with strong abolitionist sympathies. Whether attributed to
the increasingly middle-class origins of the officer corps or to a
fundamental contradiction between a "professionalizing" army
and the slave society that surrounded it, army-officer abolitionism is
presented as an important contribution to Brazil's ending of
slavery in 1888.(2) While it is true that some officers actively
campaigned against slavery in the 1880s, in its dealings with runaway
slaves the army exhibited far more complex and even contradictory
attitudes. In principle, fugitives such as Antonio de Moura were to be
returned to their masters, once they demonstrated proof of ownership.
Until the 1880s, the Brazilian government and army thus upheld property
rights; however, the army bureaucracy's stubborn legalism frequently vitiated this intent and produced unexpected outcomes, to the
benefit of individual fugitives, a few of whom actually gained their
liberty through enlistment. Nevertheless, officers' willingness to
uphold the law by returning fugitives - there is no evidence that they
complained about discharging slaves - raises grave doubts about the
portrayal of the Brazilian army as an abolitionist institution.
The first section of this article sets out the legal principles that
governed recruitment and slavery, as well as the administrative
procedures that the Brazilian government and army developed to deal with
runaways in the ranks. The complications introduced by the inability to
distinguish slaves from free men at the margins of slavery and the
nature of recruitment - primarily impressment - are the subject of the
second section. A third section sketches a brief quantitative profile of
the runaways while, in the fourth part, I turn to the strategies of
slaves in the army. A concluding section returns to the question of the
army's attitude toward slavery and sets the Brazilian experience in
the context of other slave societies.
Recruitment and Slavery: The Legal Principles
As in all Western slave societies, Brazilian bondsmen could not serve
in the army nor could they be conscripted. No law explicitly mandated
this exclusion, which was little more than common sense for
slaveholders. The jurist of Brazilian slavery, Agostinho Marques Perdigao Malheiro, supplied the full legal argument in 1866: because
slaves were not citizens and military service fell by law only on
Brazilian citizens, they could not enlist.(3) Furthermore, the drafting
of slaves violated the constitution's guarantee of property rights,
a theme that recurs in owners' petitions for the return of
impressed slaves.(4) To nineteenth-century Brazilians, both of these
arguments were patently obvious, the latter so obvious that Malheiro did
not bother to mention it.
In wartime, American slave societies frequently abandoned these
principles. From the competing offers of liberty in return for military
service of the British government and its rebel North American colonies
in the 1770s and early 1780s, through Simon Bolivar's decrees of
the 1810s that simultaneously freed and drafted slaves in Venezuela and
Colombia, to the Cuban patriots' enlistment of slaves in the late
1860s, the independence wars of American colonies are replete with
instances of slave recruitment.(5) Even in such military emergencies,
however, American governments generally acted cautiously when enlisting
slaves. Loyal slaveowners could usually rest assured that their property
would not be touched by their government.(6) The province of Buenos
Aires, for example, expropriated a few thousand able-bodied slaves
during the 1810s to fill the ranks of its armies but took care to
compensate the owners.(7) The British government, unable to acquire
sufficient recruits for its West India Regiments during the Napoleonic
Wars, purchased African slaves for these units instead of drafting the
island planters' property.(8) In short, wartime recruitment of
slaves in the Americas rarely implied a complete rejection of slavery
and usually acknowledged masters' rights over their property.
In this regard, nineteenth-century Brazil was no exception. On
neither of the two occasions that the government recruited slaves did it
formally challenge slaveowners' rights. After the Independence War
in Bahia (1822-1823), the new empire bought out the claims of owners
whose slaves had enlisted against the Portuguese and, during the
Paraguayan War (1864-1870), the government compensated slaveowners who
voluntarily freed their property on the condition that the freedmen
immediately enlist.(9) To be sure, these episodes undermined slavery but
that was not the government's intent.(10) Owners were, in all
cases, to receive compensation and, during the Paraguayan War, the
government returned at least 36 able-bodied fugitives to owners who did
not want to part with their human property, thus recognizing the primacy
of masters' rights over the claims of the state.(11)
Although Brazilian law clearly and unequivocally distinguished
between slave and free when it came to formal military service, the
legal status of soldiers and the nature of recruitment combined to blur
this distinction in practice. Upon swearing their oath to the flag,
Brazilian soldiers entered a partially autonomous legal realm. Obligated to complete their enlistment term, usually six or eight years, soldiers
could not be discharged without express orders from the president, the
highest provincial civilian authority. After two months of service, only
the War Ministry could authorize such discharges.(12) While Brazilian
soldiers did not enjoy the full legal privileges of the fuero militar
familiar to students of colonial Mexico, they nevertheless responded
first to military law.(13) Thus, on two separate occasions, owners
solicited imperial pardons for their slaves who, after enlisting, had
deserted three times and were serving six-year terms at hard labour.
Although the highest military court recognized that the improper
enlistment of slaves rendered all subsequent actions - including the
sentence for desertion - null and void, it nevertheless held that these
men could not be discharged and returned to slavery before completing
their sentence unless an imperial pardon overturned the court-martial
conviction.(14) In short, the military jealously defended its legal
authority over enlisted men.
As a result of this legalism, discharges, whether of free men or of
slaves, required proof that the soldier had been improperly impressed.
In the case of runaways in the ranks, the onus lay on masters to
demonstrate their ownership to the satisfaction of civil and military
authorities. Owners' petitions would thus include copies of the
slave's registration, receipts for taxes paid on him, bills of
sale, baptismal certificates, or the relevant articles of partilhas
(judicial divisions of inheritances) in which the slave was assigned to
a given heir. If any doubt remained as to the man's identity, the
claimant had to prepare a justificacao, a deposition sworn before a
judge by three to five witnesses that the individual in question was, in
fact, the missing slave. The presidency then reviewed the documents and
submitted them to the commander of arms (the chief military authority in
the province) who evaluated them and had the slave questioned. If both
authorities were satisfied, the president would order a discharge.
Not all masters could, however, supply sufficient documentation. Joao
Helling, a German-born founder in Santo Amaro, a town near Salvador,
lacked proof of his ownership of Luiz de Moura because, he claimed, his
title to the slave had been stolen. Not even the testimony of seven
witnesses in two justificacoes convinced authorities that Luiz de Moura
was indeed the slave whom the German had purchased many years
earlier.(15) Delays in submitting documents to the presidency might
exhaust the two-month time limit during which discharges could be issued
in Bahia, obliging the owner to file a new claim with the War Ministry
in Rio de Janeiro.(16) Well-connected individuals, on the other hand,
could dispense with formalities. When a brigadier discovered his runaway
slave as a soldier in 1842, the slave's commander, the Baron (later
Duke) of Caxias, advised that the claim, backed only by a testimonial,
should be accepted, for the document's four signatories were men
"of recognized uprightness."(17)
The demand for detailed proof of slave status does not reflect any
incipient abolitionist or emancipationist sentiment in army and
government circles, however much it may have complicated
slaveholders' lives. Authorities recognized the gravity of
returning a soldier, by definition a free man, to slavery and claims
which turned out to be false or cases of mistaken identity were not
unknown.(18) Far more important, however, were the army's
reluctance to part with a soldier under any circumstances and the
institution's stubborn legalism - improperly impressed free men
seeking discharges faced legal difficulties similar to those that
plagued slaveowners.
Two additional legal and fiscal considerations affected slaveowners
when they sought to reclaim their property. The military recognized the
old Roman-Law principle that slaves who performed service to the state
as soldiers should be freed.(19) While never formally expressed in
Brazilian law - it would have been an open invitation to slaves to flee
and join the army - the army nevertheless did not return fugitives who
had distinguished themselves while in the ranks. Thus, the final legal
opinion on the claim over Joaquim, a slave from Bahia who had enlisted
in 1824 in Rio de Janeiro, held that, although he had not fought in the
Independence War, he should not be returned to his owner, for he had
served in the force that suppressed a republican rebellion, earning the
campaign medal.(20) Instead, the government compensated the owner, thus
quietly upholding property rights and preventing the return to slavery
of a potentially rebellious slave. This principle, repeated in an 1842
decision on a slave who belonged to a government estate and had joined
the army, crept into a manual of army legislation published in 1874. By
this time, an emancipation fund, set up under the terms of the 1871 Free
Womb Law, provided the means to compensate the owners of slaves who had
distinguished themselves as soldiers.(21) These provisions, however,
remained limited in practice; as late as 1880, the Council of State
recommended the return to captivity of a fugitive on the grounds of
inadequate service.(22)
While compensating the owners of the slaves that it kept as soldiers,
the state in turn demanded reimbursement from those whose slaves it
returned.(23) In other words, even though authorities had illegally
seized property through impressment or had failed to verify the free
status of volunteers, the state's fiscal interests led it to
require owners to pay for the upkeep of men dismissed as slaves. While
slaveholders, on occasion, argued that they were more properly owed
compensation for lost labor time, most quickly paid the bill for the
value of rations, uniforms, salary, and enlistment bonuses.(24) This
principle could be carried to curious extremes. Maria do Rosario
Ursulina de Jesus doggedly pursued her claim over Corporal Zacharias
Jose de Miranda, impressed in 1871. By 1877, she was willing to accept
1,500 milreis (about $750) and the commander of arms agreed that her
rights should be bought out, given Miranda's lengthy service and
"exemplary conduct." Referring to calculations done in May
1876, however, he estimated that the army had already spent more than
1,700 milreis on the soldier, thus more than liquidating Maria do
Rosario's claim!(25)
Recruitment in a Slave Society
Military recruitment and the social composition of the rank and file
conspired with this bureaucratic labyrinth to confound slaveowners.
Although no exact proportions can be established, most Brazilian
soldiers were forced into service by the justice system as punishment
for petty (or even major) crimes, vagrancy, or violations of moral
standards. Press gangs picked up others during periodic recruitment
drives. Most scholars conclude that military service therefore fell upon
the poorest of the free poor, primarily young men of color.(26) The free
poor, however, were a social category into which the slave class
blended, sometimes imperceptibly. Slaves who worked on their own
account, remitting only a portion of their wages to their owners; slaves
on errands for their masters; conditionally-freed slaves struggling to
earn the balance owed on their freedom or fulfilling testamentary
provisions to accompany and serve their masters' heirs; and
runaways seeking to make new lives for themselves; all were
indistinguishable from the free population from which soldiers were
forcibly drawn.(27)
Two examples illustrate these points. In 1868, a press gang seized
Manoel Pereira de Santa Anna, the cashier of a commercial establishment
near Salvador's docks, as he was closing the shop. A woman
immediately filed for his release on the grounds that he was her slave,
conditionally freed in 1858 to serve during her lifetime. She had duly
registered him and had paid all the taxes required of a slaveowner. His
only obligation to her was a monthly payment; she considered him typical
of slaves who through "vanity ... wish to appear as free
[men]." The National Guard captain who had ordered the arrest
doubted that Santa Anna was a slave, for men of such low condition could
not be clerks and would not have been tolerated as such by free men.(28)
Unfortunately, the outcome of this case is not known, but Santa
Anna's responsible occupation, requiring literacy and the
confidence of his employer, makes his an exceptional case of a slave who
merged into free society. Another more humble individual, the
forty-year-old illiterate Joze Luis de Souza Reis, a small farmer in
Salvador's suburban parish of Brotas, arrested in 1870, turned out
to be Felipe, slave of the late Maria Theodora das Virgens, the owner of
a farm in a nearby county. In his confession, he recounted 25 years of
life on the run from the day that, as a fifteen-year-old, he had been
arrested while on an errand for his mistress. Sent to Salvador and
drafted into the navy, he adopted his new name and kept silent about his
condition; epilepsy earned him a discharge for medical reasons after
three years at sea. Later, he volunteered for the army, but was again
dismissed on medical grounds. After the outbreak of the Paraguayan War,
the authorities disregarded his discharge papers and sent him to the
front; the army finally returned him to Bahia after he suffered a
seizure during a battle.(29)
Manoel Pereira de Santa Anna and Jose Luiz de Souza Reis exemplify
the many slaves who passed, sometimes undetected, through the army.
Repeated orders not to accept men of color in the ranks without first
verifying their free status had little effect, and the 277 cases that I
have located are probably but a small proportion of the total.(30) In
twenty-two and a half months between 1 March 1841 and 19 January 1843,
the army discharged 146 men in Bahia, of whom fully 14 (almost 10 per
cent) were slaves.(31) For the longer period of 1841 to 1845, I have
located more detailed references to only five slaves in the army (Table
1).
Of these 277 slaves, only about 55 per cent actually became soldiers.
Owners discovered the rest as recrutas, impressed men or volunteers
awaiting formal enlistment; indeed, the distribution of these cases
reflects the intensity of recruitment (Table 1). When authorities
stepped up recruitment efforts, they were more likely to impress slaves.
Enlistment drives began with public appeals for volunteers, thus
inadvertently advertising the opportunities to would-be runaways. The
two years in which the largest numbers of claims are recorded - 1865
with 40 and 1867 with 30 - nicely illustrate this point. The former was
the first full year of recruitment for the Paraguayan War, while the
latter was the first year in which the government "purchased"
slaves for the war effort. Overall, a similar pattern holds true, with
peaks in the 1820s and 1860s, reflecting slaves reclaimed after the
independence war and recruitment drives during the Cisplatine
(1826-1829) and Paraguayan Wars. The suspension of recruitment in the
aftermath of the Cisplatine War and the reduction of the army to less
than half its previous size caused the trough of the early 1830s. In
response to internal revolts, army strength rose and recruitment
intensified in the second half of the decade. The decline in the 1880s
follows reductions in army strength in 1877 and 1880 and, of course,
coincides with the final collapse of slavery in 1888.(32)
Table 1:
Distribution of Cases by Year and Status of Slave
Years Status of Slave Total
Enlisted Man Recruta(*)
1782 1 0 1
1816-20 2 0 2
1821-25 9 2 11
1826-30 4 8 12
1831-35 1 1 2
1836-40 4 11 15
1841-45 5 10 15
1846-50 8 10 18
1851-55 7 7 14
1856-60 14 9 23
1861-65 37 22 59
1866-70 30 33 63
1871-75 13 10 23
1876-80 11 3 14
1881-85 5 0 5
Total 151 126 277
(*)Unenlisted Impressed Man or Volunteer
Sources: 277 cases of slaves claimed from army.
The Cases: Some Generalizations
Taken together, the 277 cases analyzed here represent, with some
restrictions, a cross-section of nineteenth-century Brazilian slavery.
The diversity of the 93 owners who can be identified in some way
confirms the depth of slaveholding in Brazilian society; people of
virtually all social classes owned slaves.(33) Many of the occupational
designations are vague, such as "proprietor" and
"businessman," and say little about the individual's
economic activities. They range from barons (five) and sugar planters (two), through priests (four), an engineer, and a civil servant, to
women who described themselves as poor widows (ten), freed-persons
(four, including three Africans), and even one slave. The predominance of presumably small-scale slaveowners (such as poor widows and
freedpeople) among the 93 identified is consistent with the patterns of
recruitment and the social origins of the rank-and-file described in the
previous section, for their slaves were far more likely to engage in
occupations that brought them into free society than those belonging to
large owners such as sugar planters.
Most striking about the ethnic data on the 276 slaves (counting only
once the slave who enlisted twice) is the presence of only two Africans
(Table 2); one of them had been imported as a child and spoke Portuguese
so well that he could pass for a creole.34 Until the suppression of the
illegal slave trade in the mid-1850s, Africans comprised a majority of
Brazil's slave population.(35) Freed Africans were not considered
citizens and, especially after the 1835 slave revolt in Salvador, they
were treated as dangerous aliens, subject to deportation.(36) Their
consequent exclusion from the military served Amaro Jose Correia well.
An African freedman, he found himself impressed in 1868. All that he
needed to obtain his release was a statement from an officer that,
"by the marks on his face and his accent" he looked to be a
Nago (Yoruba).(37) However much Brazil may have needed men to fight
against Paraguay, it would not require the African-born to serve.
Table 2:
Race and Ethnic Origin of Slaves Claimed from Army
Race/Ethnic Designation Number Per Cent
African 2 0.7
Creole 65 23.6
Mulatto 80 29.0
Caboclo 2 0.7
Unknown 127 46.0
Total 276 100.0
Note: One creole enlisted twice but is only counted once.
Sources: 277 cases of slaves claimed from army.
Occupation and residential data are available on but a handful of
these slaves, for owners tended to mention only trades or skilled
occupations (Table 3). Domestic servants, agricultural workers, or
unskilled urban laborers are rarely listed as such. Nor is it easy to
distinguish between rural and urban residents. Presumably urban slaves
who enjoyed the greater freedom of the city had more opportunities to
run away to the army or to suffer impressment than those restricted to
plantations. Even rural slaves might nevertheless frequent cities. The
owner of a farm on Itaparica Island regularly sent his slave, Andre,
across the bay to fetch goods in Salvador, despite the fact that he had
run away and joined the army in 1870. On 7 December 1873, Andre
disappeared again, only to surface in the Sixteenth Infantary Battalion
in March 1874.(38) Andre's two stints as a soldier bring us to the
question of slaves' use of the complex institutional structure
sketched out in the previous sections, to which we now turn.
Table 3:
Occupations of Slaves Claimed from Army
Occupation Number
Tailor 4
Shoemaker 4
Mason (including one apprentice) 4
Carpenter 5
Cabinet Maker 1
Painter 1
Cigar-maker 1
Cashier 1
Baker 1
Barber 1
Lackey 1
Sailor 1
Cook and Sailor 1
Domestic Service 2
Agriculture 6
Unknown 242
Total 276
Note: The slave who enlisted twice, employed in agriculture, is
counted only once.
Sources: 277 cases of slaves claimed from army.
Slave Strategies
Regardless of their occupation or the status of their owners, slaves
pursued numerous strategies to better their lives, from foot-dragging,
through the maintenance of autonomous cultures, to outright rebellion,
in a constant process of conflict and negotiation with their owners.(39)
Joining the army formed part of that process. The 54 slaves who
voluntarily enlisted and the 3 substitutes (Table 4) actively sought
"the shelter of the uniform," as one owner accused his slave
of doing, when the latter volunteered in 1877.(40) Many of the 151
impressed men, often already runaways, remained silent about their
condition, as Jose Luiz de Souza Reis had done three times. In contrast,
others requested return to their masters, claiming their slave or
conditionally-freed status as soon as they were impressed. The enormous
variety in these cases and the fact that much of the documentation is
incomplete makes generalization difficult, but several broad slave
strategies can be discerned.
Virtually all of the men who sought to escape slavery by enlisting
changed their names. One officer declared in 1824 that searching for
runaways in the ranks by name was fruitless, for all adopted aliases.
Therefore, unless the owner could identify the suspected slave, he could
do nothing.(41) In an age before photography, a simple name change
established a new identity, as long as the fugitive avoided contact with
people who had known him as a slave.
To this end, the army offered runaways an effective means of putting
distance between them and their owners. Notices of runaways frequently
mentioned the possibility that slaves would seek to enlist.(42) Pedro
and Benedicto, slaves of different owners in Alagoas, together fled to
the neighboring province of Sergipe in 1860 and enlisted in the company
stationed there. As volunteers, they had the right to choose their unit
and opted for transfer to Rio de Janeiro. En route, however, the army
landed them in Salvador and enlisted them in the local garrison, where
their owners found them.(43) When discovered in the main barracks in Rio
de Janeiro sometime during the Paraguayan War, Geraldo, then known as
Jose, promptly requested and received a transfer to the front.(44)
Others were less fortunate and found that the army moved them closer to
their former owners. Luiz de Moura, whose master, the German founder,
lacked adequate documentation to prove his ownership, was assigned
almost immediately after his impressment to the detachment in his home
town. Neighbors recognized him while he stood guard in the main square.
Asked about his uniform, the mark of his status as a soldier, the
hapless Luiz responded that it was none of the questioner's
business.(45)
Table 4:
Enlistment Status of Men Claimed as Slaves
Status Number Per Cent
Volunteer 54 19.5
Impressed Man 151 54.5
Substitute 3 1.1
Unknown 69 24.9
Total 277 100.0
Sources: 277 cases of slaves claimed from army.
Besides distancing themselves from their owners and establishing new
identities - strategies common to virtually all runaways - slaves who
joined the army took advantage of the institution and enlisted it as an
unsuspecting ally in their struggles with their masters. For runaways,
slaves who considered themselves free on the basis of oral promises, or
even men who feared enslavement, joining the army literally brought them
the protective cloak of the uniform. They gained a patron who might look
after their interests, as the captain had promised Antonio de Moura.
Thus, in 1854, the mulatto Francisco de Macedo reported to army
headquarters in Salvador and declared that he wanted to enlist. When
questioned about his status, he explained that, after having traveled
overland from his native Ceara to Salvador in the company of one Jose
Pereira de Castro, he now feared that Castro was about to sell him.(46)
If Macedo's case looks clear enough - he sought to enlist to
avoid enslavement - others are more murky. In the dim areas where
slavery merged into freedom and slaves into the ranks of the freed and
free poor, the status of individuals could not always be determined.
Here men and women could pass from slavery to freedom or slide back from
a precarious freedom into slavery. Antonio de Moura considered himself a
free man and accused Ornellas of attempting to enslave him, as he had
apparently done to Moura's sisters after their mother's death.
Luiz de Moura told his commanding officer that he had been "born of
a free womb and entrusted to the said Joao Helling to learn the trade of
founding."(47) The unlucky Moura considered himself an apprentice
while the founder considered him a slave. When discovered in 1876,
Alexandre Gomes da Silva, formerly Ephiphanio, a slave from a ranch on
the coast, did not contest his identity, but sought to hold his owner to
her oral promise of freedom. He emphatically declared that he would not
return to her and that he had enlisted because she had "always told
him that he was a freedman and that he could go where he
pleased."(48)
We cannot know the truth in these cases. Anything is possible at the
margins of slavery, where bondage and liberty merged. Here, more than
anywhere else, individuals in the patronage-based society of
nineteenth-century Brazil needed reliable protectors. The
"patronless poor" risked all, even enslavement.(49) If Luiz de
Moura really was an apprentice, then Joao Helling was no longer a
reliable patron and Moura did what he could - run away to find another,
hopefully more reliable, patron. The prominent abolitionist poet, Luiz
Gama, did exactly that. In 1880, he recounted finding life-long patrons
while serving as an enlisted man. The son of a freed African and an
impoverished "nobleman," he was sold into slavery in 1840 by
his father to settle gambling debts. More fortunate than most slaves,
the young Gama learned to read and write and made himself useful to his
new owner's slave-dealing business. After secretly obtaining proof
of his free status, he ran away and joined the army in 1848. During his
six years of service, he reached the rank of brevet corporal and, more
important, he caught the attention of officers. The major in charge of
the department in which he worked as a scribe during his spare time
"became my friend;" in 1880, this patron held a senior
bureaucratic post. From a career magistrate whom he served as an
orderly, Gama "earned esteem and ... protection," as well as
useful lessons in "high culture [letras] and civics, of which I am
proud."(50)
Gama's experience is, of course, unique - literacy alone gave
him enormous advantages enjoyed by only a tiny minority of slaves - yet
his account of his passage from slavery through the army to freedom
renders explicit the strategies that even illiterate slaves could
employ. Benedicto, one of the two slaves who had fled from Alagoas to
Sergipe to enlist, claimed that he had done so "to free himself
from his master who mistreated him without pity [and] did not permit him
to seek another master."(51) The justification for his flight, with
its appeal to notions of moral behavior on the part of owners, points to
implicit understandings about the "legitimacy" of slavery.
When masters failed to live up to the paternalist standards with which
they justified their dominion, slaves claimed a right to seek new
patrons. Denied the opportunity to search for a better master, Benedicto
went one step further and sought his new patron in the army.
More fortunate than Benedicto, whom the army sent back to his abusive
owner, Arsenio Teixeira dos Santos played on the institution's
legalism in his fight to pass from slavery to freedom. For his troubles,
he nevertheless spent five years in army prisons. Days after Santos had
volunteered for service in 1860, Sebastiao Jose Lopes identified him as
his slave and declared that Santos had enlisted because he did not want
to subject himself to domestic service. Santos categorically denied
this, claiming to be a freedman. His birth certificate, which he had
entrusted to an officer, listed him as freed at birth, but it lacked
some necessary legal formalities. Lopes, on the other hand, could only
present documents to prove his ownership of Santos after his marriage to
the woman who had freed him. She was now dead, and Santos could not
locate his godfather who might have clarified the circumstances of his
baptism. In Rio de Janeiro, the adjutant general recommended resolving
the case by buying out Lopes's claim, but nothing came of this and
Santos was, despite petitions on his part, still in prison in July
1865.(52)
For men like Gama, Santos, the two Mouras, and Macedo, joining the
army meant gaining the protection of the corporation to confirm their
tenuously-held freedom. On the other hand, many a slave who found
himself impressed refused to stay in the ranks. Contemporary observers
and modern scholars have often concluded that conditions in the army
were so bad that slaves preferred slavery to military service.(53)
Enough evidence to the contrary has been adduced here but, in at least
17 cases, impressed slaves spontaneously confessed their condition to
avoid enlistment. One or two of these confessions were spurious, as free
men sought to avoid army service, but the rest were truthful. We can
really only speculate why. Slaves who had inched their way into free
society might well have judged their semi-free status preferable to
confinement in army barracks. Conditionally-freed slaves, with the
typical obligation to serve during their owners' lifetimes, might
have looked forward to the predictable death of an elderly owner.
Joining the army meant leaving behind friends, family, and loved ones.
When Luiz Antonio de Oliveira fled his master's ranch to volunteer
at the outbreak of the Paraguayan War, his tearful mother sought out a
neighboring planter to tell him that her son had enlisted.(54) While
there is no indication that her distraught condition affected
Oliveira's decision to run away, the case does point to the
importance of affective ties among slaves and, incidentally, the
networks of allies that some slaves could build beyond the borders of
the plantation. Finally, slaves involved in lawsuits for their freedom
did not want their cases jeapordized by their impressment. Damiao
Antonio do Sacramento, imprisoned as a recruta, petitioned the Chief of
Police for his release in 1873, on the grounds that the courts were
still ruling on the validity of his late mistress's three wills,
thus reinforcing his new owner's claim.(55) In the first of three
wills dictated in the last month of her life, she had freed the 69
slaves who worked her cane farm near Salvador. On the day before her
death, the heirs who would have been dispossessed by this will prevailed
upon her to revoke it but, just before passing away, she dictated a
third testament, substantially similar to the first. Sacramento's
hopes for a favorable judgment were dashed in 1874 when the Supreme
Court upheld the validity of the second will.(56)
As most of these cases have demonstrated, the shelter of the uniform
was but precarious cover. Officers who applied the rules with all their
contradictions may have inadvertently helped runaways, but civilian
masters did not lack allies. A glance at the moments when slaves were
discovered reveals a society in which most free men collaborated in the
search for runaways. Many a claim for the return of a fugitive began
after chance discovery by a relative, acquaintance, or neighbor of the
slave's owner. If army service provided opportunities for a slave
to distance himself from his owner, it might also bring him together
with someone who had known him years earlier. Luiz ran away from
Serrinha, in the interior of Bahia, in 1861. Eight years later, a
corporal from that town met the fugitive, now a soldier, in an army
hospital in occupied Paraguay. In a letter to his mother, the corporal
mentioned Luiz among the other soldiers from Serrinha whom he knew to be
alive and well. The letter was read in public - an indication of the
hunger for news from the distant front - and Luiz's owner thus
discovered the whereabouts of his slave. As demobilized veterans
returned during the following year, he called upon them to testify in
two justificacoes backing up his claim for Luiz's value.(57)
Constantly facing the possibility of discovery, life must have been
tense for the runaways in the army. Little wonder that many confessed
their condition when caught.(58) Antonio de Moura lost his composure
when discovered by Ornellas but still managed to deny his slavery, as
did Luiz dos Santos. Discovered in 1874, he solemnly declared before
officers and the tutor of his new owner, his late owner's grandson,
that he was not a captive and that he did not recognize his new
owner.(59) None, however, protested more desperately than Jose Joaquim
de Santa Anna, who volunteered in 1865. When a "citizen"
arrived at the barracks and identified him as a slave, the company
commander had him imprisoned pending a formal claim. Jose Joaquim,
however, had prepared for this eventuality, and took the arsenic secreted in his pocket. Despite ministrations of purified oil to dilute
the poison, he was dead before the officer could write his report.(60)
Armies and Slavery
What does the treatment of runaways tell us about the Brazilian
army's position on slavery? At the risk of digressing somewhat, we
can reemphasize that the Brazilian exclusion of slaves from formal
military service stands squarely within the Western legal tradition that
identifies such service with citizenship and denies both to slaves. With
a multi-racial army forcibly drawn from a free and freed population
visibly indistinguishable from slaves, however, the Brazilian army
inevitably faced the problem of slaves - whether runaways or men
inadvertently impressed - in the ranks. In contrast, the other great
slave power of the nineteenth-century Americas, the United States,
maintained a color bar that effectively excluded blacks, both slave or
free, from the pre-Civil War army.(61) Other slave societies resolved
the issues posed by slavery and military service in very different
manners. Imperial Russia recruited its rank-and-file among the unfree
population of serfs until 1861. Facing a dilemma that would have been
familiar to Brazilian officers - what to do with unfree men who had
served as soldiers? - the Russian army avoided the problem of returning
veterans to serfdom or sending them to their villages as free men by
setting the enlistment term at 25 years, effectively for life.(62) The
Islamic institution of military slavery stands at the opposite extreme
of the American experience of slavery and military service. Mamluks, the
quintessential Islamic soldiers, formed a slave caste whose members,
despite their unfree status, often came to dominate Middle Eastern
states.(63) In a society with very different concepts of slavery,
freedom, and citizenship, Islamic military slavery is a world far
removed from nineteenth-century American slave societies, where military
service implied a movement away from servitude.
Given that the enlistment of slaves raised fundamental questions
about citizenship and the nature of Brazilians' relationship to
their government, the army's treatment of runaways in the ranks is
an ideal issue on which to reassess the institution's alleged
abolitionism. No evidence can be found in these 277 cases to suggest
that officers disagreed in principle with returning fugitives to their
owners. If officers had private opinions about slavery, they never
slipped them into their correspondence about the runaways. Indeed, the
evidence for the army's anti-slavery stance is rather thin. The
most frequently cited incident, the Military Club's 1887 request
that the army no longer be employed to pursue fugitives in Sao Paulo,
where slaves were in open revolt against planters who still opposed
emancipation,(64) apparently announced an eleventh-hour conversion. I
can locate only one public manifestation of abolitionist sentiment among
officers in Bahia, a province that had, admittedly, a weak abolitionist
movement.(65) On 27 March 1883, the officers of Bahia's garrison
honored Marshal Hermes Ernesto da Fonseca, the commander of arms, with a
formal dinner. They presented him with an oil portrait and solemnized
the occasion by presenting "Feliciano, grown gray in the shackles
of captivity, father of Lance Corporal Manoel Simoes dos Reis and
Private Pedro Manoel Florencio," with his letter of liberty.(66)
Freeing an old slave, who had performed notable service to the state by
fathering two soldiers and was probably of little value to his owner, a
typically selective manumission, cannot be seen as a bold step.
Furthermore, in 1884 and 1885, Marshal Hermes himself, despite his
earlier involvement in anti-slavery masonic lodges, continued to advise
the president on the correct procedure for returning slaves from the
army to their owners.(67)
Arguments explaining an alleged early pro-abolition stance in the
officer corps on the basis of its middle-class origins rest on the false
premise that the nineteenth-century Brazilian "middle class"
did not hold slaves. We have already noted the widespread nature of
Brazilian slaveholding, and the data on army officers confirm it (Table
5). Although six tenths of the slaves owned by officers belonged to the
two men who owned sugar plantations, almost two-thirds of the remaining
74 officers owned slaves. In every decade prior to the 1880s, a majority
of these men owned at least some slaves. Qualitative evidence reinforces
the data. In 1831, when the Portuguese-born commander of arms was
unceremoniously expelled from the province, he embarked with his wife,
two daughters, a servant, and five slaves.(68) Slaveholding was not
restricted to senior officers. Corporal Lino Pereira Reboucas, who had
inherited Manoel Christino from his father, faced the ironic prospect of
having his slave, impressed in 1860, join him in the enlisted ranks.(69)
The last officer with slaves recorded in his inventory in Salvador died
in 1887 before completing the process of manumitting a domestic servant
and receiving compensation from the emancipation fund.(70)
Slaveholding reinforced officers' commitment to their obligation
to uphold the law by returning fugitive slaves. Contradictions which
scholars now perceive between their efforts to
"professionalize" or "modernize" their institution
while backing slavery rarely bothered most officers. Slaveholding
officers stood shoulder to shoulder with sugar planters whose wealth and
status depended on their masses of human property and with poor women
whose humble respectability or desperate survival rested on the
possession of a single slave. The important contradictions lay at the
heart of the institutions of the state apparatus charged with defending
the social order and the nature of the population subject to
recruitment. Sweeping through the racially-mixed free and freed lower
classes, the nets of impressment inevitably caught slaves, while the
identification of military service with freedom attracted runaways, as
did the possibilities of using the army to distance themselves from
owners. Once in the ranks, institutional pressures - the army's
need for manpower, the state's fiscal concerns, and the legalistic bureaucratic culture of the Brazilian government - tended to hold slaves
in the army, despite their formal exclusion from it. To the frustration
of their masters, slaves demonstrated a shrewd understanding of these
contradictions and turned the shelter of the uniform to their advantage
in their unceasing struggles with their masters.
Table 5:
Slaveholding among Army Officers in Salvador, 1800-1888
Period Number Number Number Average Size
of Officers Leaving Slaves of Slaves of Holding
1800-29 6 5 303 60.6
(5) (4) ( 84) (21.0)
1830-39 7 5 25 5.0
1840-49 14 10 100 10.0
1850-59 13 9 343 38.1
(12) ( 8) ( 27) ( 3.4)
1860-49 17 12 104 8.7
1870-79 14 8 45 5.6
1880-88 5 1 1 1.0
Total 76 50 921 18.4
(74) (48) (386) (8.0)
Notes: Includes slaves liberated by testamentary provisions and
runaways. Figures in brackets exclude the two largest
slaveholders, sugar planters as well as army officers, with 219
and 316 slaves respectively. Sources: Seventy-five probate
inventories of army officers in the judicial district of Salvador,
Arquivo Publico do Estado da Bahia, Secao Judiciaria, Inventarios
e Testamentos; and inventory of Pedro Labatut, Revista do
Instituto Geografico e Historico da Bahia 68 (1942), 179-203.
Department of History Vancouver, BC, Canada V6T 1Z1
ENDNOTES
Earlier versions of this paper were presented at the Brazilianists
Committee Meeting of the Conference on Latin American History, San
Francisco, 7 January 1994, and the Race and Slavery in the Americas
Working Group of the University of Texas at Austin, 28 October 1994. I
thank the participants at these meetings, as well as Peter Beattie,
Richard Graham, Aline Helg, and Sandra Lauderdale Graham, who provided
helpful comments on earlier drafts of this paper. Joao Jose Reis, Celia
Rodrigues, and Walter Fraga assisted my work as benign latter-day slave
hunters by calling my attention to additional runaways hidden in the
archives. Research materials were drawn from the following archives:
Arquivo Historico do Exercito, Requerimentos (AHEx/RQ); Arquivo
Nacional, Rio de Janeiro, Secao de Poderes Executivos (ANRJ/SPE);
Arquivo Publico do Estado da Bahia (APEBa), Secao de Arquivo Colonial e
Provincial (SACP) and Secao Judiciaria, Inventarios e Testamentos
(SJ/IT); Arquivo da Sexta Regiao Militar (ASRM); Biblioteca Nacional,
Rio de Janeiro, Secao de Manuscritos (BNRJ/SM). Decretos and decisoes
are drawn from the Colleccao das leis do Imperio do Brazil (Rio de
Janeiro, 1809-1890).
1. Felix Jose da Silva to Lieutenant-Colonel Commanding, Eighth
Infantry Battalion, Salvador, 15 January 1864; and Commander of Arms to
Vice-President, Salvador, 16 January 1864 (Secret), APEBa/SACP, maco
3409; Commander of Arms to President, Salvador, 5 April 1864; and
Relatorio de prevecao, Antonio de Moura, 12 April 1864, ibid., maco
3418.
2. John Henry Schulz, "The Brazilian Army and Politics,
1850-1894," (Ph.D. diss., Princeton University, 1973, chap. 3);
Paulo Mercadante, Militares e civis: a etica e o compromisso (Rio de
Janeiro, 1977), 106-107; Wilma Peres Costa, "A espada de Damocles:
o exercito e a crise do imperio," (Ph.D. diss., Universidade de Sao
Paulo, 1990). The principal expositor of the middle-class interpretation
of the Brazilian army is Nelson Werneck Sodre, Historia militar do
Brasil (Rio de Janeiro, 1965). These arguments have much in common with
army propaganda which presents prominent officers as early abolitionists
and the institution as a progressive force in Brazilian society,
Adalberto Martins da Silva, "O ideal abolicionista nas forcas
armadas," in Arno Wehling, ed., Abolicao do cativeiro: os grupos
dominantes, pensamento e acao (Rio de Janeiro, 1988), 94-101; Claudio
Moreira Bento, "O exercito e a abolicao," in ibid., 83-93;
Brazil, Estado Maior do Exercito, Historia do Exercito Brasileiro:
perfil militar de um povo, 3 vols. (Brasilia and Rio de Janeiro, 1972),
2:668-673; Aurelio de Lyra Tavares, "O exercito e a abolicao: uma
visao retrospectiva," Revista do Exercito Brasileiro 25:2
(April-June 1988), 8. An English-language work imbued with these
arguments, although it glosses over abolition, is Robert Ames Hayes, The
Armed Nation: The Brazilian Corporate Mystique (Tempe, AZ, 1989).
3. Agostinho Marques Perdigao Malheiro, A escravidao no Brasil:
ensaio historico-juridico-social, 3 vols. (Rio de Janeiro, 1866-1867),
1:2-3; Petition of Victoria Maria de Jesus to President, [Caravelas], c.
1852, APEBa/SACP, maco 2885.
4. For examples, see Petitions of Maria Florinda de Sao Jose to
Government of Bahia, Salvador, c. 1823, APEBa/SACP, maco 2889; and
Felicia Rosa do Amor Divino to Emperor, Rio de Janeiro, 8 June 1847,
AHEx/RQ, F-1-8. A full exposition of the legal basis of property rights
over slaves and the conditionally freed is supplied in Dezembargador
Procurador da Coroa to President, Salvador, 16 September 1865,
APEBa/SACP, maco 3432.
5. Sylvia R. Frey, Water from the Rock: Black Resistance in a
Revolutionary Age (Princeton, 1991); Benjamin Quarles, The Negro in the
American Revolution (Chapel Hill, 1961); Nuria Sales de Bohigas,
"Esclavos y reclutas en sudamerica, 1816-1826," in Sobre
esclavos, reclutas y mercaderes de quintos (Barcelona, 1974), 85-102;
Rebecca J. Scott, Slave Emancipation in Cuba: The Transition to Free
Labor, 1860-1899 (Princeton, 1985), chap. 2. For an exhaustive but
superficial account of the military roles of slaves and free and freed
blacks in the colonial Americas, see Peter M. Voelz, Slave and Soldier:
The Military Impact of Blacks in the Colonial Americas (New York, 1993).
6. The Congress of Gran Colombia, for example, undermined
Bolivar's decrees, and slavery persisted in Colombia and Venezuela
until the mid-1850s, Bohigas, "Esclavos y reclutas," 99-102.
In contrast, after 1870, the Cuban insurgents formally proclaimed
themselves to be abolitionists; nevertheless, they hedged up
restrictions about the freed-men and thus sought to reproduce the
hierarchies of slavery, Scott, Slave Emancipation, 48-62.
7. George Reid Andrews, The Afro-Argentines of Buenos Aires,
1800-1900 (Madison, 1980), 116-117.
8. Roger Norman Buckley, Slaves in Red Coats: The British West India
Regiments, 1795-1815 (New Haven, 1979). Similarly, the French government
purchased slaves to fill the ranks of its West African troops in the
early nineteenth century; Myron Echenberg, Colonial Conscripts: The
Tirailleurs Senegalais in French West Africa, 1857-1960 (Portsmouth, NH,
1991), chap. 2.
9. Decisao 113 (Imperio), 30 July 1823. On the freeing of slaves to
serve in the Paraguayan War, see the polemical account in Julio Jose
Chiavenato, O negro no Brasil da senzala a Guerra do Paraguai (Sao
Paulo, 1980), 194-207; and the more considered assessments of Ricardo
Salles, Guerra do Paraguai: escravidao e cidadania na formacao do
exercito (Rio de Janeiro, 1990), 63-77; Jorge Luiz Prata de Souza,
"La Guerra del Paraguay en el contexto de la esclavitud
brasilena," (M.A. thesis, Universidad Autonoma de Mexico, 1990);
Peter M. Beattie, "Transforming Enlisted Army Service in Brazil,
1864-1940: Penal Servitude versus Conscription and Changing Conceptions
of Honor, Race, and Nation," (Ph.D. diss., University of Miami,
1994), chap. 2; and Hendrik Kraay, "Soldiers, Officers, and
Society: The Army in Bahia, Brazil, 1808-1889," (Ph.D. diss.,
University of Texas at Austin, 1995), chap. 10.
10. Joao Jose Reis and Eduardo Silva, Negociacao e conflito: a
resistencia negra no brasil escravista (Sao Paulo, 1989), 79-98; Dale
Thurston Graden, "From Slavery to Freedom in Bahia, Brazil,
1791-1900," (Ph.D. diss., University of Connecticut, 1991),
169-170; and his "Voices from Under: The End of Slavery in Bahia,
Brazil," Review of Latin American Studies 3:2 (1990), 150.
11. Manuela Carneiro da Cunha, "Silences of the Law: Customary
Law and Positive Law on the Manumission of Slaves in 19th Century
Brazil," History and Anthropology 1:2 (1985), 427-443.
12. Decreto 2171, 1 May 1858, Art. 23; Commander of Arms to War
Minister, Salvador, 4 July 1842, ANRJ/SPE/IG1, maco 252, fol. 336.
13. Lyle N. McAlister, The "Fuero Militar" in New Spain,
1764-1800 (Gainesville, FL, 1957). On the extent of Brazilian
soldiers' legal privileges, see Antonio Manoel da Silveira Sampaio,
Instruccoes para o uso dos officiaies do exercito nacional, e imperial
nos processos de conselhos de guerra (Rio de Janeiro, 1824), 7-10; and
Antonio Jose Amaral, Indicador da legislacao militar em vigor no
exercito do imperio do Brasil organizado e dedicado a S.M.I...., 2nd
ed., 3 vols. (Rio de Janeiro, 1870-1872), vol. 1, part 1, pp. 275-283.
14. Imperial Pardon of Manoel Luiz Claudino, Rio de Janeiro, 12
December 1863, ANRJ/SPE/IG1, maco 587, fol. 34r; Parecer, Conselho
Supremo Militar, Rio de Janeiro, 27 October 1863, ibid, fols. 37r-38r;
Parecer, Conselho Supremo Militar e de Justica, Rio de Janeiro, 21
November 1863, ibid, fols. 42r-43r. For references to the other case,
see Petition of Ildefonso Moreira Sergio to President, Salvador, 9 June
1865, APEBa/SACP, maco 2886; and Commander of Arms to President,
Salvador, 10 June 1865, ibid., maco 3444.
15. Justificacao, Joao Helling, Juizo Municipal, Santo Amaro, 1857,
APEBa/SACP, maco 2896; Commander of Arms to President, Salvador, 10
October 1857, ibid., maco 3389; Justificacao, Joao Helling, Juizo
Municipal, Santo Amaro, 1858, AHEx/RQ, JJ-94-2587; Adjutant General to
Minister of War, Rio de Janeiro, 19 July 1858, ibid. Avoiding
responsibility, the War Minister authorized the president of Bahia
"to examine the case carefully and ... turn him over to his owner
if he is a slave," ibid. In Bahia, the president took these to be
orders to return Moura to Helling, as can be inferred from Commander of
Arms to Chief of Police, Salvador, 9 August 1858, APEBa/SACP, maco 6457.
16. For example, see Petition of Joaquina Simoes to Emperor,
Salvador, 9 September 1873, AHEx/RQ, JZ-5-159.
17. Petition of Antonio de Sampaio de Almeida to Emperor, n.p., c.
1842, with marginal comments, Baron of Caxias, c. October 1842, AHEx/RQ,
A-169-4358.
18. Commander of Arms to President, Salvador, 17 May 1839,
APEBa/SACP, maco 3374; and 23 June 1863, ibid., maco 3417;
Lieutenant-Colonel Commanding to President, Headquarters of Artillery
Brigade [Salvador], 9 May 1825, BNRJ/SM, II-33, 31, 4, number 5, doc.
19.
19. Malheiro, Escravidao, 1:179.
20. Francisco de Paula e Vasconcellos to Adjutant General, Rio de
Janeiro, 9 October 1825, AHEx/RQ, JJ-237-5790.
21. Decisao 18 (Fazenda), 21 February 1842; Manoel Joaquim do
Nascimento e Silva, Synopsis da legislacao brasileira ate 1874 cujo
conhecimento mais interessa aos empregados do Ministerio de Guerra, 2
vols. (Rio de Janeiro, 1874), 1:460. Resolucao, 15 May 1872, in Manoel
Joaquim do Nascimento e Silva, ed., Consultas do Conselho de Estado
sobre negocios relativos ao Ministerio da Guerra ... 1867-1872 (Rio de
Janeiro, 1885), 518.
22. Parecer, 3 February 1880, in Manoel Joaquim do Nascimento e
Silva, ed., Consultas do Conselho de Estado sobre ngeocios relativos ao
Ministerio da Guerra ... 1878-1886 (Rio de Janeiro, 1887), 158-161.
23. Silva, Synopsis, 1:456; Parecer, 11 January 1858, in [Candido
Pereira Monteiro!, ed., Consultas do Conselho de Estado relativamente a
negocios do Ministerio da Guerra desde o anno de 1843 a 1866 ... (Rio de
Janeiro, 1872), 125-126.
24. Petition of Baron of Traripe to President, Salvador, 11 December
1867, APEBa/SACP, maco 1886. The baron probably authored or arranged the
publication of the condemnation of the practice of charging for
maintenance of slaves that appeared the next day, "Uma
injustica," Jornal da Bahia, 12 December 1867, p. 1, col. 1. For a
more typical example of prompt payment, see Commander of Arms to
President, Salvador, 29 October 1850, APEBa/SACP, maco 3387.
25. Commander of Arms to Adjutant General, Salvador, 9 February 1877
(copy), APEBa/SACP, maco 3436. This bit of creative accounting did not
resolve the case and, in 1880, the Council of State insisted that she
supply further proofs of her ownership and of Miranda's identity,
Parecer, 3 November 1880, in Silva, ed., Consultas ... 1878-1886,
233-235.
26. On recruitment, see Michael C. McBeth, "The Brazilian
Recruit during the First Empire: Slave or Soldier?" in Dauril Alden
and Warren Dean, eds., Essays Concerning the Socioeconomic History of
Brazil and Portuguese India, (Gainesville, FL, 1977), 71-86; Joan E.
Meznar, "The Ranks of the Poor: Military Service and Social
Differentiation in Northeast Brazil, 1830-1875," Hispanic American
Historical Review 72:3 (August 1992), 335-351; Beattie,
"Transforming," chaps. 1-4; and Kraay, "Soldiers,"
chap. 6.
27. On the blending of slave and free populations in late
nineteenth-century Brazil, see Sidney Chalhoub, Visoes da liberdade: um
historia das ultimas decadas da escravidao na Cone (Sao Paulo, 1990),
212-248; and Luiza Rios Ricci Volpato, Os cativos do sertao: vida
cotidiana e escravidao em Cuiaba, 1850/1888 (Sao Paulo, 1993), 198-228.
28. Petitions of Maria Theresa do Sacramento to President, Salvador,
7, 17, and 24 November 1868; Captain Commanding, sixth Company, sixth
Infantary Battalion, National Guard, to Captain Acting Commander,
Salvador, 12 November 1868, APEBa/SACP, maco 2886.
29. "Perguntas feitas ao crioulo Felippe ...," Salvador, 10
June 1870, APEBa/SACP, maco 6464.
30. Raimundo Jose da Cunha Mattos, Repertorio da legislacao militar
actualmente em vigor no exercito e armada do Imperio do Brazil, 3 vols.
(Rio de Janeiro, 1834-1842), 1:229; Silva, Synopsis, 1:219. Other
military institutions had similar problems with runaway slaves. In the
course of my research, I came across several cases of slaves reclaimed
from the militia, the navy, and the Bahian police. Luiz R. B. Mott
located a case of a slave enlisted in the National Guard; Sergipe del
Rey: populacao, economia e sociedade (Aracaju, 1986), 71; and Thomas H.
Holloway notes the recurrent problem of runaways in the ranks of Rio de
Janeiro's police, Policing Rio de Janeiro: Repression and
Resistance in a 19th-Century City (Stanford, 1993), 173-174.
31. "Mappa demonstrativo do numero dos individuos que ...
tiverao baixa do servico nesta Provincia desde 1.o de Marco de 1841 ate
19 de Janeiro de 1843," Salvador, 20 February 1843, ANRJ/SPE/IG1,
maco 117, fol. 373r.
32. For a table of authorized army strength from 1830 to 1889, see
William Sheldon Dudley, "Reform and Radicalism in the Brazilian
Army, 1870-1889," (Ph.D. diss., Columbia University, 1972),
244-247.
33. Stuart B. Schwartz, Sugar Plantations in the Formation of
Brazilian Society: Bahia, 1550-1835 (Cambridge, 1985), 439-467.
34. Petition of Antonio Pereira dos Santos to President, Salvador, c.
1850, APEBa/SACP, maco 2883.
35. In 1835, Africans represented 63 per cent of Salvador's
slave population but, in 1872, they only accounted for 6 per cent of
Bahia s slaves; Joao Jose Reis, Slave Rebellion in Brazil: The Muslim
Uprising of 1835 in Bahia, trans. Arthur Brakel (Baltimore, 1993), 6;
Brazil, Directoria Geral de Estatisticas, Recenseamento da populacao
Brazil a que se procedeu no dia 1.o de agosto de 1872, 21 vols. (Rio de
Janeiro, 1873-1876), 3:511. Africans comprised the overwhelming majority
of Rio de Janeiro's slave population during the first half of the
nineteenth century; Mary C. Karasch, Slave Life in Rio de Janeiro,
1808-1850 (Princeton, 1987), 8.
36. Reis, Slave Rebellion, 223-230.
37. Petition of Amaro Jose Correia to President, Salvador, c. 1868,
and enclosed atestado, Felisberto Coelho dos Santos, Fort Sao Pedro, 13
January 1868, APEBa/SACP, maco 3491.
38. Justificacao, Marcolino Dias de Andrade, Juizo de Direito, 1.a
Vara Civil, Salvador, 1874, APEBa/SACP, maco 2886.
39. In Brazilian historiography, this approach to slavery is
exemplified by Reis and Silva, Negociacao e conflito; Silvia Hunold
Lara, Campos da violencia: escravos e senbores na Capitania do Rio de
Janeiro (Rio de Janeiro, 1988); and Chalhoub, Visoes; and has been
forcefully criticized by Jacob Gorender, A escravidao reabilitada (Sao
Paulo, 1990).
40. Petition of Jose Manoel de Araujo Goes to President, Salvador, 21
June 1877, APEBa/SACP, maco 2897.
41. Major Acting Commander to Adjutant General, Deposito de Recrutas,
Praia Vermelha, [Rio de Janeiro], 24 March 1824, AHEx/RQ JJ-237-5790.
42. Commander of Arms to Chief of Police, Salvador, 7 April 1884,
APEBa/SACP, maco 6465. Further examples of such notices can be found in
Reis, Slave Rebellion, 144.
43. Commander of Arms to President, Salvador, 20 October 1860,
APEBa/SACP, maco 3407.
44. Testimony of Joze Theodoro dos Santos, 15 July 1869,
Justificacao, Joaquim Joze Gaiozo Sa Barretto, Juizo dos Feitos da
Fazenda, 1869, AHEx/RQ, JJ-148-3816. Curiously, Joze was not imprisoned
immediately after his discovery, as was standard army practice.
45. Testimony of Antonio Baptista Pereira Marques, 26 February 1858,
Justificacao, Joao Helling, Juizo Municipal, Santo Amaro, 1858, AHEx/RQ,
JJ-94-2587.
46. Commander of Arms to Chief of Police, Salvador, 21 January 1854,
APEBa/SACP, maco 6461.
47. Lieutenant-Colonel Commanding, Corpo de Guarnicao Fixa, to
Commander of Arms, Salvador, 19 June 1858, AHEx/RQ, JJ-94-2587.
48. See testimony in Justificacao, Francisca Alexandrina de
Vasconcellos, Juizo dos Feitos da Fazenda, 1876, APEBa/SACP, maco 2897.
The presidency accepted Vasconcellos's claim, but it is not clear
whether the government bought out her rights or had the slave returned.
49. Patricia Ann Aufderheide, "Order and Violence: Social
Deviance and Social Control in Brazil, 1780-1840," (Ph.D. diss.,
University of Minnesota, 1976), 101. On the importance of patronage in
nineteenth-century Brazil, see Richard Graham, Patronage and Politics in
Nineteenth-Century Brazil (Stanford, 1990), 20-23.
50. Luiz Gama to Lucio de Mendonca, n.p., 25 July 1880, in Evaristo
de Moraes, A campanha abolicionista (1879-1888) (Rio de Janeiro, 1924),
251-256, quotes, 253,256.
51. Commander of Arms to President, Salvador, 20 October 1860,
APEBa/SACP, maco 3407.
52. Petition of Sebastiao Jose Lopes to Emperor, [Capim Grosso], c.
1860; Birth Certificate of Arsenio, Se Parish, Salvador, 25 January 1839
(copy); Captain Acting Commander, Seventh Infantry Battalion, to
Commander of Arms, Salvador, 14 February 1860; Colonel Commander,
Seventh Infantry Battalion, to Commander of Arms, Salvador, 10 March
1860; Adjutant General to Minister of War, Rio de Janeiro, 9 August
1860, AHEx/RQ, S-17-523; [Unsent] Petition of Arcenio Teixeira dos
Santos to Emperor, Salvador, 19 June 1863, APEBa/SACP, maco 3405;
Commander of Arms to President, Salvador, 18 July 1865, ibid., maco
3438.
53. Schulz, "Brazilian Army," 66-67; Karasch, Slave Life,
338.
54. Testimony of Salvador da Rocha Lima, 21 March 1865, Justificacao,
Francisco Joaquim Esteves, Juizo Municipal, Santo Amaro, 1865,
APEBa/SACP, maco 3412.
55. Petition of Damilao Antonio do Sacramento to Chief of Police,
Salvador, c. 1873, APEBa/SACP, maco 6459; Commander of Arms to
President, Salvador, 22 January 1873, ibid., maco 3430.
56. This case can be followed in Inventario, Antonia Teixeira do
Sacramento, APEBa/SJ/IT, 03/1158/1627/11; and Inventario, Manoel Jose
Teixeira Barbosa, ibid., 07/3023/08, to which the court's final
decision is appended.
57. Francisco Borges Ribeiro to Agostinha Maria de Jezus, Humaita,
Paraguay, 16 April 1869; Justificacoes, Jose Joaquim de Araujo, Juizo
Municipal, Santo Amaro, 1869; and Juizo dos Feitos da Fazenda, 1870,
AHEx/RQ, JJ-259-6322.
58. For examples, see Commander of Arms to President, 28 April 1851,
APEBa/SACP, maco 3384; and Petition of Jose Manoel de Araujo Goes to
Emperor, [Salvador], c. 1859, AHEx/RQ, JZ-108-3241.
59. Commander of Arms to President, Salvador, 12 June 1874,
APEBa/SACP, maco 3431. In response to Santos's declaration of
freedom, the tutor pulled from his pocket the slave's birth
certificate and registration. Observant offers noticed a minor
discrepancy between the two documents, one listing Santos as a creole,
the other as a mulatto, and held up the claim. Further evidence later
satisfied the Commander of Arms and he recommended the return of Santos,
Commander of Arms to President, Salvador, 23 July 1874, ibid., maco
3456. See also, Inventario, Leonarda Maria dos Anjos Monteiro,
APEBa/SJ/IT, 05/2124/2593/04.
60. Alferes Commanding, First Company, Second Battalion, Voluntarios
da Patria, to Commander of Arms, Salvador, 10 February 1865 (copy),
APEBa/SACP, maco 3423; Chief of Police to President of Bahia, 14
February 1865, ibid., maco 2969.
61. The partial lifting of this bar during the Civil War thus marked
an important change in the United States, although it stands within the
long tradition of emergency wartime recruitment of slaves, Leon F.
Litwack, Been in the Storm So Long: The Aftermath of Slavery (New York,
1979), 64-103; Ira Berlin, et al., Slaves No More: Three Essays on
Emancipation and the Civil War (New York, 1992), 187-233.
62. Daniel Field, The End of Serfdom: Nobility and Bureaucracy in
Russia 1855-1861 (Cambridge, MA, 1976), 37. Even so, rumors that
military service would earn them their freedom prompted tens of
thousands of serfs to flee to the colors during the Crimean War, Peter
Kolchin, Unfree Labor: American Slavery and Russian Serfdom (Cambridge,
MA, 1987), 284.
63. For an introduction to Islamic military slavery, see Bernard
Lewis, Race and Slavery in the Middle East: An Historical Enquiry (New
York, 1990), 62-71; and David Ayalon, "Preliminary Remarks on the
Mamluk Military Institution in Islam," in V. J. Parry and M. E.
Yapp, eds., War, Technology and Society in the Middle East, (London,
1975), 44-58. On its origins, see Daniel Pipes, Slave Soldiers and
Islam: The Genesis of a Military System (New Haven, CT, 1981); and
Patricia Crone, Slaves on Horses: The Evolution of Islamic Polity
(Cambridge, 1980). On the impact of military slavery in Northeast
Africa, see Gerard Prunier, "Military Slavery in the Sudan during
the Turkiyya, 1820-1885," Slavery and Abolition 13:1 (April 1992),
129-139; and Douglas H. Johnson, "The Structure of a Legacy:
Military Slavery in Northeast Africa," Ethnohistory 36:1 (Winter
1989), 72-88.
64. Robert Conrad, The Destruction of Brazilian Slavery, 1850-1888
(Berkeley, 1972), 251-252; Emilia Viotti da Costa, Da senzala a colonia
(Sao Paulo, 1966), 446; Rebecca Baird Bergstresser, "The Movement
for the Abolition of Slavery in Rio de Janeiro, 1880-1889," (Ph.D.
diss., Stanford University, 1973), 61-71.
65. Luiz Anselmo da Fonseca, a Bahian abolitionist, complained in
1887 that his native province was "ultra-slavocrat," A
escravidao, o clero e o abolicionismo, facsimile ed. (Recife, 1988),
134.
66. Commander of Arms to Delegado do Cirurgiao-Mor do Exercito,
Salvador, 2 April 1883, Ordens recebidas, DCMEx, fol. 96r, ASRM. Hermes
Ernesto da Fonseca should not be confused with his son, the future
president of Brazil, Hermes Rodrigues da Fonseca.
67. Silva, "Ideal abolicionista," 96-97; Commander of Arms
to President, Salvador, 8 November 1884, APEBa/SACP, maco 3443; and 8
June 1885, ibid., maco 3447.
68. "Rellacao das pracas, pecoas de Familias pertencentes as
mesmas, Criados, Camaradas, e Escravos embarcados ...," 7 April
1831, BNRJ/SM, 1-31, 15, 19.
69. Petition of Lino Peteira Reboucas to President of Bahia, 25 July
1860, APEBa/SACP, maco 3424. Because Manoel Christino had not yet
enlisted, he was promptly released, Commander of Arms to President of
Bahia, Salvador, 31 July 1860, ibid.
70. Inventario, Francisco Antonio de Souza, APEBa/SJ/IT, 07/2915/01,
fol. 20r.