The Complex and Dynamic Nature of Quality in Early Care and Educational Programs: A Case for Chaos.
Cassidy, Deborah J.
Abstract. This article describes how complex dynamical systems theory (chaos theory) can be used to understand the nature of quality in
early care and education settings. The authors review past research on
quality and quality initiatives, suggesting that the complex dynamical
nature of early care and educational settings present challenges to
quality enhancement initiatives. An application of the tenets of chaos
theory to early care and educational settings is provided.
Recommendations for research and policy are included.
In response to concerns raised by researchers and the public,
increased attention has been paid to improving the quality of early care
and education. This attention is the result of research that finds an
association between the quality of early care and educational
experiences and long-term outcomes for children (Campbell & Ramey,
1995; Frede, 1995; Lally, Mangione, Honig, & Wittner, 1988; Ramey
& Ramey, 1993; Schweinhart & Weikart, 1998), as well as the
belief that child care is a social support service that families need in
order to be economically viable in the new millennium (Gallagher &
Rooney, 1999). The programs that have demonstrated long-term sustainable
gains in child outcomes, however, are usually model demonstration
projects in which attention has been given to a multitude of details
(Devaney, Ellwood, & Love, 1997). Replication of these programs
without the ancillary resources and supports provided by model
demonstration projects yields equivocal results (Frede, 1995; Yoshikawa,
1995).
Nevertheless, there is a continued interest in attempting to
identify those most salient variables that will result in clearly
predictable improvements in quality, thereby resulting in clearly
predictable child outcomes. This approach is very appealing to those
policymakers who ask, "If I have one more dollar of public money to
spend on improving quality for young children and their families, where
should this next dollar go?" This is a very difficult question to
answer, one without a universally correct response. Furthermore, our
current approach to investigating the variables associated with quality
in early care and educational settings fails to capture the complex
process involved in creating quality programming. Our current practices
take a reductionistic approach to determining variables related to
quality. When the results of this research are translated into policy,
the variables are further decontextualized, resulting in policies that
have little chance of creating long-term gains in quality. In orde r to
understand and thereby develop strategies to truly improve quality in
early care and education, a more sophisticated and holistic approach to
understanding quality must be employed.
Although there are numerous statistical techniques designed to
address the complex nature of explaining and predicting the human
condition, the social sciences, including the field of early care and
education, continue to approach research with an assumption that
variables will behave in a linear and predictable way. Furthermore,
there is an implicit assumption that if we were to measure our
independent and dependent variables with enough accuracy, we would be
able to create formulas that would accurately predict outcomes. Recent
advances in the study of complex dynamic systems, also known as the
chaos theory, argue for a revision of our approach to understanding the
manner in which complex human systems, a category that subsumes early
care and educational programs, function.
This article attempts to demonstrate how chaos theory can be useful
in understanding the factors that contribute to quality in early care
and educational settings, and how the implications of chaos theory can
be used as a guide in developing policy aimed at improving the quality
of early care and education. In order to do this, the authors will first
review past research on quality in early care and educational settings,
examining the factors that have been used to develop policy aimed at
improving quality. They will then demonstrate how early care and
education programs reflect many characteristics indicative of chaotic
systems, and conclude by applying the logic of chaos to recommendations
for policy and research.
Past Research on Quality in Early Care and Educational Settings
Beginning with the National Child Care Study (Roupp, Travers,
Glantz, & Coelen, 1979), there has been a growing awareness of the
characteristics of quality early care and educational programs. Recent
findings indicate a relationship between certain regulable characteristics of quality and the care that children receive. A report
on child care centers (Helburn, 1995) finds that quality programming is
associated with better staff-to-child ratios, better staff education,
low teacher turnover, high levels of administrative experience, and
effectiveness in curriculum planning. Teachers' wages, education,
and specialized training were found to be the most important factors in
discriminating among poor, mediocre, and good quality child care
centers. Teachers with college degrees demonstrated more positive
behaviors, such as sensitivity to children, and fewer negative
behaviors, such as harshness and detachment. In addition, teachers with
at least a bachelor's degree in early childhood or child
development, or both, provided more appropriate caregiving, including
appropriate curricular activities and room arrangements; were more
sensitive; and were less detached than teachers with vocational training
or less. Currently, the National Institute of Child Health and
Development (NICHD) is following a cohort of young children, measuring
both development and caregiving environments and caregiving patterns.
The NICHD research (1998, 1999) also supports the relationship between
both higher levels of formal training and experience, and the quality of
care that providers demonstrate, both affectively and in the types of
activities they provide.
In response to these findings, there have been initiatives--both at
the state and national levels--to increase quality by using such
strategies as increasing compensation (Miller, 1996; Whitebook, 1996),
increasing education and training (Miller, 1996), or lowering ratios
(Harrington, Walsh, & Bryant, 1997; Kontos & WilcoxHerzog,
1997). Several studies call into question those initiatives that are
focused on a single aspect of quality. For example, the California
mentor teacher project targeted teacher training as an intervention
(Whitebook & Sakai, 1995). The project provided training for mentor
teachers, as well as an opportunity for students to be mentored by these
teachers. The students who were supervised by mentors were initially
quite proficient in their interactions with children and were sensitive
to children's needs, as measured by the Caregiver Interaction Scale
(CIS). When the students returned to child care centers that were of
lower quality than those sites in which their mentors supervised them ,
however, their scores on the CIS immediately declined. Cassidy, Hicks,
Hall, Farran, and Gray (1998) report similar findings for an Americorps
project in North Carolina (North Carolina Child Care Corps). Corps
members who had been trained for 5 weeks, given a practicum experience,
and received 4 hours of college-level credit were placed in community
child care classrooms in five regions of the state. Preservice scores on
the CIS were good after training; upon completion of 7 months of service
in child care centers, however, the scores of the corps members on the
two subscales of the CIS significantly declined.
Even projects that address several components of the quality
equation may not be able to sustain improvements in quality over time.
For example, the T.E.A.C.H. Early Childhood Project is designed to
increase quality by increasing provider compensation and education. A
study conducted on one cohort of T.E.A.C.H. scholarship recipients
(Cassidy, Buell, Pugh-Hoese, & Russell, 1995) revealed that over the
first year of the project, during which they earned 12-20 credit hours
from a community college, they made significant gains on their scores on
the Early Childhood Environmental Ratings Scale (ECERS) and the Infant
Toddler Environmental Rating Scale (ITERS). The same was not true for a
comparison group of teachers in child care centers.
However, a longitudinal follow-up investigation of a sample of
scholarship teachers indicated that many of the teachers were unable,
over the ensuing years, to maintain the gains made on the ECERS/ITERS
during the first year of the project. Indeed, the scores on this measure
returned to pretraining levels, although the scores of the teachers on
the Teachers' Beliefs Scale (TBS) (Hart, Burts, Charlesworth,
Fleege, Ickes, & Durland, 1990) were maintained at the levels
achieved after completion of the first year of training. Although the
sample size was small in this follow-up study, these results seem to
indicate that teachers were aware of developmentally appropriate
practices throughout the three-year investigation, and that they were
able to implement the practices during the first year of the program.
They were unable, however, to continue to implement appropriate
practices during subsequent years.
Despite the important contribution to quality that improving
education or lowering ratios can make, the linear nature of our
understanding of quality in the early childhood settings, particularly
those factors that are associated with the teacher, need additional
scrutiny. For instance, 18 additional community college hours will not
uniformly result in an 18 "unit" increase in the quality of
care a provider offers; yet, the manner in which much research is
conducted implicitly assumes this is so. This belief also leads to
initiatives that focus on single factors designed to improve quality,
rather than a more systemic approach. Indeed, as the aforementioned
studies demonstrate, initiatives that are too narrow often do not result
in sustainable gains. For example, when training and education are used
as an intervention without systematically addressing other aspects of
quality, the gains may not be maintained.
Clearly, there is a need for more research designed to investigate
the wide range of factors associated with quality care for children and
families. Furthermore, it is necessary to examine how these factors
interact overtime. Given the diversity of background and experiences of
people who practice in the early childhood field, a more systemic
approach to understanding the issues associated with quality is needed.
Complex Dynamic Systems Theory: Chaos
A useful lens through which to examine these factors is the chaos
theory. Chaos theory is less a unified theory and more a collection of
tenets concerning the behavior of complex nonlinear systems. There is
much disagreement about the definitions used in this emerging field
(Goldstein, 1995). Often, the terms "chaos theory" and
"complexity theory" are used interchangeably among
researchers, who disagree about which theory subsumes which. Chaos is
the more common, albeit evocative, term used to describe the field that
focuses on nonlinear dynamic systems. The title of chaos comes from
scientists' detection of underlying patterns in seemingly random
(chaotic) phenomena by using nonlinear math and statistical techniques.
Chaos theory has grown out of physics and mathematics, and it represents
a paradigm shift in the hard sciences away from a Newtonian reliance of
linear relationships to an understanding of how dynamic nonlinear
systems operate (Gleick, 1988; Hayles, 1990).
Past social researchers have applied chaos theory to understanding
organizational structure (Bak, 1997; Dooley & Van de Ven, 1999;
Seel, in press), curricular issues (Doll, 1986, 1988; Goff 1998), and
issues about education (Grover, Achleitmer, Thomas, Wyatt, & Vowell,
1997) and elementary school quality (Livingston, Bridges, & Wylie,
1998). Chaos and complexity theory has been used to explore early
childhood teacher professional development (VanderVen, 1998) and to
understand the nature of administering early care and education programs
(VanderVen, 2000). Building on the ideas of these theorists, the
following is an overview of how chaos theory can be used as a heuristic for understanding quality in early care and educational settings.
Several tenets of chaos theory are useful in attempting to
understand the complex nature of the relationship among factors usually
associated with quality in the early care and educational setting. Among
these tenets are: 1) decomposability, 2) nonlinearity/nonpredictability,
3) sensitivity to initial conditions, 4) recursive symmetries between
scales (also called self-similarity), 5) feedback mechanisms, and 6) the
existence of attractors (Hayles, 1990; VanderVen, 1998).
Decomposability. Complex systems cannot be deconstructed. In chaos
theory, many levels--from the provider and child dyad, to the system of
policies and procedures that govern licensing and accreditation--must be
considered, as they all contribute to quality. Changes at any level will
affect the entire system.
Nonlinearity. Complex systems are characterized by a nonlinear
relationship between cause and effect; small changes can have large
effects, large changes can have minor effects, and all things in the
system are not weighted equally. Furthermore, it is not possible to
know, a priori, what things will and will not be relevant in causing
change. Therefore, changes in the systems are not predictable. This is
clearly demonstrated in the child care setting. For example, until the
child attends a program, we cannot know the impact on the classroom
dynamics that the enrollment of this one new child will have. However,
depending on the personality characteristics and dispositions of a
child, the addition of a single child can noticeably affect the quality
of care the teacher is able to provide to all the other children in the
classroom. Furthermore, the care the teacher offers that particular
child may be markedly different from the care she can give to the other
children. Likewise, the enrollment of that same child i n a different
classroom may have no measurable effect on the care he or she receives
in comparison to that any of the other children receive. The critical
factor in determining how the enrollment of a new child affects a
program is how that child relates to the teacher and the other children
in the classroom. Now consider the addition of a child with a disability
to the classroom. One can readily see the dramatic increase in the
complexity of the situation. Because the classroom is a complex adaptive
system, the addition of one single child has the potential to
significantly alter the entire classroom.
Sensitivity to initial conditions. In complex systems, initial
characteristics can have profound effects on later behavior. This means
that small variations at the beginning of a process can have large
effects in the end. This is what is often referred to as the butterfly
effect--the theory that a butterfly flapping its wings in Nepal can make
it rain on the other side of the globe. An example of this in an early
childhood setting might be seen in the difference in teacher-child
interactions created by room arrangement and space. For instance, two
classrooms can start out with identical materials, group sizes, and
teacher-child ratios. Let us speculate, however, that one classroom is
located in a large basement room in a church with no adjacent outside
area, and the other classroom is in a small house that has been fully
converted, including the appropriate outdoor space, to meet the needs of
young children and their caregivers. Over time, the quality of care and
education received by the children in these cl assrooms may be
dramatically different. Initially, we might see similar patterns of
teacher-child interaction and activities in both programs. Gradually,
however, the teachers may grow frustrated with the lack of natural light
in the basement classroom and the need to walk a block to the nearest
playground. This frustration may result in quite noticeable fluctuations
in the quality of care and education in the classroom. However, the
classroom with the same equipment, materials and group size, but in a
more appropriate setting, may continue to provide a more consistent
level of quality.
In truth, we cannot say what effect initial conditions will have on
the long-term outcomes of programs, because most of the research we have
on early care and educational programs and quality has not been
longitudinal in nature. However, examples from large-scale initiatives
such as Head Start seem to confirm the proposition that early care and
education programs are sensitive to initial conditions. As the only
national example of homogeneity in initial levels of funding and
resources and, since 1975, explicit standards governing performance and
operation, one would expect Head Start programs to offer uniform levels
of quality. In reality, the quality of services provided by programs can
be seen to diverge over time. Some programs have been in existence for
over 35 years and provide exceptionally high-quality services, while
others, funded and monitored at the same level, are in dire need of
technical assistance and support in order to improve their quality.
Recursive symmetries among scale levels. At any level of
measurement, there will be distinctive patterns that repeat themselves
throughout the system. The classic example of this in the chaos
literature is referred to as a fractal. The chief example of fractals is
the Mandlebroit set, where at every level of magnification or iteration one can see consistent patterns of complexity (Gleick, 1988). A more
mundane example of recursive symmetry (also referred to as
self-similarity) is tree bark. Tree bark looks much the same when
observed at a distance of one foot and when magnified 100 times.
Recursive symmetries of scale also can be detected in early care
and education programs. Programs often have a characteristic
"style" or organizational climate. According to Seel (in
press), this style emerges from the various agents in the organization
interacting with each other. Rather than taking a top-down or bottom-up
approach to understanding this culture, Seel believes that one needs to
start in the middle and permeate out. All agents contribute to the
culture. This "culture" permeates throughout the program and
can be detected from the board of directors to the individual
teacher-child interaction. That is not to say that every classroom in a
particular program will look the same; rather, it means that all the
classrooms and aspects of a particular program will eventually reach a
similar quality, either high or low. It is rarely, if ever, the case
that a truly poor-quality classroom operates directly next to a
high-quality classroom. Of course, this may be the case for a limited
period; over time, ho wever, the classrooms would begin to resemble one
another in organization and quality, because the same system would
support both classrooms. Those programs that are high quality are so in
nearly every way-from the teacher-child interactions to the approach the
director takes with employee development.
Feedback mechanisms. Chaotic systems have feedback mechanisms
whereby the results of one interaction are fed back into the system as
input for subsequent interactions. An example of this in early childhood
education can be found in employees' feelings of burnout (Manlove,
1993, 1994). Initial feelings of dissatisfaction can color subsequent
interactions, which can, in turn, contribute to heightened feelings of
burnout, and lead to someone quitting. Furthermore, one caregiver's
feelings of burnout and discontent can then affect the feelings of
burnout and stress experienced by other providers in the same program
who interact with the distressed individual. Whether or not these feed
back mechanisms are allowed to build and reinforce a negative situation,
or if the situation will dissipate or resolve itself, will be dependent
on other factors within the system. For instance, whether or not a
teacher's feelings of frustration and disenfranchisement grow will
depend on his or her interactions with fellow teachers, children, and
supervisors (Manlove, 1993).
Attractors. The last, and perhaps most important, tenet of chaos
for the application to early care and education is the construct of
attractors. Attractors come in many varieties: fixed point, limit
cycles, and strange. Fixed point attractors are those points of
measurement that a system always returns to. The classic example is that
of a pendulum coming to rest. A limit cycle denotes a system in which
there are clearly defined limits or parameters that the system
fluctuates between. In the literature on dynamic systems theory, the
maximum and minimum numbers a group of predators and prey fluctuates
between often depicts limit cycles. The numbers of predators and the
number of prey keep each other within a set population boundary, but
there is wide fluctuation within the groups. Finally, strange attractors are those points around which measurements hover but never achieve. In
chaos literature, Lorenz's butterfly is often used as an example
(Gleick, 1988). Lorenz's butterfly is created by the mapping of
measur ement coordinates in phase space. In a three-dimensional space,
if you were to put temperature on the y axis, pressure on the x axis,
wind speed velocity on the z axis, and then plot the points over time,
you would have a pattern of coordinates that would form something akin
to a butterfly pattern. The lines orbit around the strange attractors,
but do not achieve them. This is different from the other attractors, in
which the coordinates attract the system. The strange attractors almost
repel the system from achieving those exact measurements, instead
letting the system orbit around them as if they carried a certain type
of gravity (Casti, 1994; Gleick, 1988; Hayles, 1990). These attractors
are considered strange, because it is not clear why the measurement
points define the system, only that the system is being attracted to
orbit, in a non-repetitive way, around them.
In the field of early care and education, licensing standards best
exemplify attractors. Some programs do not consistently meet licensing
standards, due to the use of substitutes, teacher turnover, and
enrollment patterns. Some programs are constantly above standards. If a
researcher conducted a series of site visits over a period of several
days, measuring every aspect of health and safety procedures,
teacher-child interactions and program implementation, at one-hour
intervals, a program would not likely achieve the exact same score each
time it is measured. Subtle differences from hour to hour and day to day
would emerge.
The differences in quality scores from day to day in one program
are amplified when one considers the variety of programs operating in a
single community. Certainly, one can expect quality ratings to cluster
around particular values. They rarely, if ever, fall exactly at the
standards specified by licensing. Consumers and policymakers alike can
be assured that some programs will fall below and some programs will
exceed levels required by law; in general, few will ever precisely be in
compliance with each and every guideline.
It should be clear that early care and educational programs can be
considered other examples of nonlinear systems, given their resemblance
to the aforementioned six characteristics. Therefore, models describing
the behavior of these systems must take into account the nonlinear
nature of the phenomena under scrutiny. In the past, research on quality
has not adequately addressed this concern. We have maintained a
positivist belief in a Newtonian paradigm of reality. As the above
examples clearly demonstrate, the manner in which early care and
educational programs function demonstrates many of the qualities
associated with chaotic systems. Therefore, research methods that do not
address the dynamic, nonlinear nature of the system are destined to be
ineffectual at predicting outcomes for these systems. Indeed, it may be
that the level of quality is nondeterministic, although certainly not
random.
Research Implications
Accepting the proposition that early care and education programs
are complex dynamic systems carries with it implications for how one
conducts research on these systems. For instance, one-time
"snapshot" approaches to data collection will not adequately
assess the manner in which a nonlinear, complex system functions.
Rather, research conducted over time that is able to measure many
interactions at multiple levels of a system are needed in order to get a
more complete understanding of an early care and educational
program's operation. Longitudinal research would better allow
researchers to understand the salient variables in a system's
functioning, thereby allowing exploration on factors that can support
optimal functioning. It is through research conducted over time that we
begin to understand how recursive patterns affect functioning.
There are also issues with measurement, in particular with respect
to defining quality (Dahlberg, Moss, & Pence, 1999). As Scarr (1999)
points out, parents may have a different definition of quality than that
used by early childhood professionals. Likewise, assessing the quality
of teacher-child interactions may be very different, depending on which
child or children a researcher chooses to observe. For instance, a
teacher may be quite good at interacting with most children but may fall
short when assessed on interactions with a child with special needs,
especially if she does not have the proper training to work with such
children. Therefore, a child care program may be judged as adequate by
the parents of the children enrolled, yet may fail in a measure of
quality that assesses the same center as a site for early intervention (Aytch, Cryer, Bailey, & Selz, 1999). A clearer understanding of how
the many different levels of the system are assessed, and to whom it is
of great importance, is needed if we are to truly address ways to
support quality in early care and educational settings. In addition to
research, the complex dynamical nature of early care and educational
programs also has policy implications.
Policy Implications
Accepting the assertion that child care programs are indeed chaotic
systems also has implications for policy. One of the characteristics of
complex dynamic systems is that they may behave in orderly patterns
until the energy in the system reaches a certain point. Once this point
is reached, order evaporates and the system begins to act erratically
until order is again established, either through self-organization at a
higher level of functioning or by dissipating the amount of energy
(Casti, 1994). Work on catastrophe theory clearly describes these jumps
in organization, whereby a system abruptly goes from one form of
functioning to another. The rise of democracy in the former Soviet
republics is one example of this change, where public opinion supporting
democracy reached a critical mass, leading to a dramatic shift in the
way the system operates (Casti, 1994). In the field of early care and
education, several variables can be seen as controlling the system
allowing it to operate within "normal" parameters. Licensing
standards that control ratios; group sizes, and teachers'
educational level all can be seen as ways to keep the system within
normal parameters. Although Scarr, Eisenberg, & Deater-Deckard
(1994) found that licensing standards were not a good measure of the
quality of centers, it has been consistently demonstrated that the
quality of programs is higher in states with more rigid standards
(Helburn, 1995).
This is true because chaotic systems are extremely sensitive to
turbulence, which is created when changes of energy occur within the
system. In the case of early care and education, energy can be
understood as resources, both monetary and human. For instance,
increased education and wages will change the dynamics of the system by
affecting the way teachers perform on the job. Because there is a
tremendous range in the educational levels of early care and education
personnel, the potential exists for turbulence and irregularity.
However, even though regulations assist in controlling the system, an
exodus of teachers due to low wages may create enough "energy"
in the system to cause erratic and dramatic changes in the level of
quality. Therefore, to ensure a consistently high range of quality
(although this can never be exact), resources must remain consistent.
That means that from a policy standpoint, if one wants to ensure a
consistent range of quality in a complex system such as an early care
and education p rogram, it is best not to isolate only one factor of the
system for improvement. Addressing only one factor would not likely
result in sustainable change, and any change that does occur may not be
in the predicted direction. From the position of trying to control
quality, the best we can do is identify the parameters of the system
that should be controlled in order to lessen turbulence and increase the
likelihood that the system will function in a way that increases the
consistency of high-quality services to children and families.
The best way to ensure quality is by a systematic approach to
quality, complete with stringent and enforced licensing standards and
resources in the system that allow programs to meet these standards
without struggle or turbulence. This would then ensure that there is
less variance in the system overall, thereby cutting down on the ability
for the system to begin to act erratically, which in this case means
offering fluctuating levels of quality. Policymakers could ensure that
the "attractor" of the system would be set at a higher point,
ensuring that when programs were unable to achieve that level of
quality, the points that fell below that threshold would, on balance, be
higher than they would be if the standards were less stringent.
If this strategy were adopted and licensing standards were made
more stringent, however, the very act of doing this would create
turbulence, thereby sending programs into a state of highly
nondeterministic behavior as the systems adjust to this new level of
"energy." In other words, according to the way complex systems
function, any strategy designed to improve quality is likely to produce
results that reflect both increases and decreases in quality, and these
results would eventually change. Over time, the system would be able to
reorganize itself and gain the stability to maintain a higher range of
functioning
Past initiatives that have tried to augment resources--such as
training or compensation--have not always resulted in a sustained
increase in quality, because they have not been done systemically.
Additional resources in the system can be seen as turbulence. When
complex systems experience turbulence, the resulting behavior is
unpredictable. Furthermore, it has been shown that erratic behavior
brought on by turbulence can, by its very nature, create new patterns
and dynamics. For instance, legislation governing Head Start mandates
that at least 50% all classroom teachers have an associate's degree by 2003. This mandate may cause resistance and resentment in some
teachers, and be embraced by others. Differences in the amount of
resources or supports available to individual teachers may mean that
some teachers may be unable to apply in the classroom all that they
learned in college, in effect making the "intervention" not
uniformly effective. Furthermore, additional resources, such as
mentoring and improved comp ensation, may be needed to ensure
effectiveness, further adding to the turbulence and the inability to
predict unconditionally the success of the mandate.
The authors hereby suggest a framework for evaluating policies
based on the complexity theory: 1) Evaluate the research on which any
policy is based for evidence of a complex systems approach to
evaluation. If the research on which the policy recommendation is based
is reductionistic and based on a purely linear relationship between
cause and effect, then generalizing the findings to policy is not likely
to be effective. 2) Evaluate the levels of the system the policy will
affect, ranging from the microsystem of a classroom to the macrosystem
of public opinion. The more levels of the system that the policy
affects, the more likely it is that the policy will have a sustained
effect. 3) Evaluate the policy for its likelihood to increase the
turbulence in the system. As mentioned previously, any change in energy
can create turbulence in a complex system; however, effective polices
will have mechanisms to ensure that the turbulence is dampened and that
reorganization occurs efficiently. If policy alters the syste m in such
a way that turbulence will be created, other means to lessen the
turbulence should be introduced. For instance, in the aforementioned
Head Start legislation, there is no mandate for determining how to
attain a 50% compliance rate nationwide, how to ensure that programs
will be able to increase salaries commensurate with increased
professional development, and how to make it more likely that Head Start
staff will be able to accommodate programs into their schedules.
Therefore, this new policy, although designed to increase quality, is
likely to create an unhealthy level of turbulence until the system
reorganizes at a qualitatively different level of functioning.
Conclusion
Based on chaos theory, quality initiatives must address multiple
factors if they are to create real and lasting improvement. Policy
recommendations, such as those formulated by the National Research
Council ("Eager to Learn," Bowman, Donovan, & Burns, 2000)
and the Bush Center in Child Development and Social Policy ("Not By
Chance," Kagan & Cohen, 1997) are the types of approaches that
will result in sustainable gains in quality. The authors of "Eager
to Learn" provide a coherent set of recommendations that would
affect all levels of the system of early care and education. Their
recommendations include a call for all professionals working with
children ages 2 through 5 to have a bachelor's degree in early
childhood development and education, and to generate public will to
support the system of early care and education. Likewise, "Not By
Chance" (Kagan & Cohen, 1997) offers a package of policy
proposals that, if implemented as a complete package, promises to
increase the quality of early care and education. Ag ain, the policy
recommendations of "Not By Chance" range from establishing a
system of provider licensure, to adjusting funding streams, to blending
funds to create an infrastructure to support quality services and
supports for children and families. When discussing the "Not By
Chance" initiative, the policymakers have coined the phrase
"8-1=0," meaning that if you take away any one of the eight
component policy initiatives from the formula, the entire initiative is
destroyed. Furthermore, "Not By Chance" does not propose a
strictly formulaic approach to quality. For instance, its authors have
boldly suggested that ratios and groups sizes may need to be flexible to
accommodate the various needs of the children. This is a good example of
complex systems thinking; that is, acknowledging the fact that not all
children require the same degree of energy to ensure their care and
education. However, the policy implications of who would decide the
group size or ratio number--given the current state of for-profit cent
ers and differences in funding--make this sort of policy threatening to
many providers. Despite very real concerns about the balance of power
and control in early care and education settings, if quality is to be
achieved, this sort of holistic approach, which acknowledges the
variability among the factors determining quality, is much needed.
An awareness of the tenets of chaos is imperative as policies and
programs are initiated in an effort to increase the quality of early
care and educational settings. By adopting strategies and policies aimed
at increasing quality, the complex dynamic nature of early care and
education programs means that we cannot actually predict the outcome of
any quality initiative. In the long term, these initiatives are likely
to produce quality increases, but in the short term, turbulence and
chaos are likely.
Chaos theory is not new. Mathematicians, physicists, and social
scientists have been basing work on these tenets for quite some time.
The theory has not been widely discussed in the field of early childhood
education research, however. Amid the growing concern about the quality
of early care and education, chaos theory may help us chart a course of
action that will improve quality.
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