Local urban communities and extreme weather events: mapping social vulnerability to flood.
Baum, Scott ; Horton, Stephen ; Choy, Darryl Low 等
1. INTRODUCTION
In the middle of the last century 30 percent of the globe's
approximately 2.5 billion people lived in cities. Now, a little more
than 50 years later, half the world's population live in urban
settlements. Historically the concentration of population in the urban
form has been to the greater social benefit: to defend together, to
produce together and to exchange amongst each other. The consequences of
global warming, however, are exacerbated by urban settlement. Large
concentrations of people fixed in space are particularly vulnerable to
the structural effects of global and regional climate change such as
rising sea-levels, dwindling water supply (for domestic, industrial and
energy use) and the general loss of environmental elasticity and
capacity. The structural effects of global warming are, however, not
confined to a widely-defined geography of climate. They include, in
addition, a temporal dimension. There is, in short, indicative and
gathering evidence of climatic instability with a global rise in the
frequency and intensity of extreme weather events such as floods, heat
waves, cold snaps and cyclones (IPCC, 2007a&b; McMichael et al.,
2003).
The impact of the increasing frequency and intensity of extreme
weather events on an ever greater spatial concentration of population
has in the last decades emerged as the most readily perceived
manifestation of 'climate change'. It is not surprising
therefore that the economic and physical costs associated with extreme
weather events have, in recent years, become an important part of the
academic and policy literature (Mills 2005, Warren et al. 2006, Changnon
2004, Comfort 2006, Waugh 2006). In the US, for example, in the wake of
hurricane Katrina a range of research has reported the economic and
insurance implications of the disaster (Kunrether 2006, Daniels et al.
2006, Comfort et al. 2006, Baade et al. 2007) as well as the social and
health impacts (Cutter et al. 2006, Coker et al. 2006).
Research into extreme weather events however is not confined to its
consequences. A growing set research has attempted to understand and
measure human vulnerability to these events (Alwang et al. 2001, Adger
et al. 2004, Downing and Patwardhan 2004, Rygel et al. 2006, Clark et
al. 1998). The definition of 'vulnerability', however, is not
constant with researchers from different disciplines taking different
meanings and concepts as their points of departure. Social scientists
tend to conceive of vulnerability in terms of socioeconomic and
demographic factors that reflect the capacity of individuals and/or
groups (i.e. the community) to cope with or adapt to the challenges of
(climate induced) disruption. 'Hard science', in contrast,
focuses more on the forecast of the physical geography of a particular
climatic event (i.e. risk of flood) assuming, by default, the social
geography to be constant (Adger et al. 2004). In building policy and
programs to address issues associated with climate change events we need
to address both the potential physical dimensions of impact and the
varying vulnerability of individuals and groups to the event. That is
there is a need for the development of a social geography of risk. The
need for such a focus is echoed by Clark et al. (1998 62):
The crux of vulnerability to global environmental change is as
follows: people stand to experience impacts from hazards of global
change in varying degrees that fall along a spectrum from positive
to negative, based on their position in the social and physical
worlds.
The focus on both the 'social and physical worlds' means
being able to describe, analyse and map vulnerability across varying
spatial scales (regions, cities, communities and neighbourhoods) taking
into account the physical geography of the potential climate change
event while also accounting for the social, economic and demographic
characteristics of the communities or neighbourhoods at risk. Such
analysis will generate a more comprehensive, socio-spatial understanding
of the risks of extreme weather events allowing for better adaptation
preparation and damage limitation response (Rygel et al. 2006).
This paper contributes to the investigation of the social effects
of climate change. It describes a method for developing an index of
social vulnerability using the example of flood risk across residential
communities of Gold Coast City, Australia. The paper continues below
with a review of existing techniques for estimating socio-spatial
vulnerability. It continues with the development and explication of an
index of (social) vulnerability for flood in Gold Coast City, Australia.
The paper concludes with consideration of possible refinements to the
tool and discussion of its role in the development of adaptation
responses to extreme weather events.
2. SOCIO-SPATIAL VULNERABILITY AND EXTREME CLIMATE CHANGE EVENTS
As an area of applied social science research the spatial mapping
or social ecology of socio-economic disadvantage and/or vulnerability
predates climate change concern. The development of indices and
visualisation tools with which to describe patterns of vulnerability
stretches back to at least Snow's iconic 1854 study of cholera
deaths in London. In the twentieth century, the work of the Chicago
school (see Theodorson 1982 for an overview), post war social area
analysis (see Timms 1970) and other work on ecological segregation (e.g.
Duncan and Duncan 1955) developed the understanding of the city as
social space. More recent work, deploying advances in spatial modelling
powered by electronic computing, has continued urban socio-spatial
analysis with investigations into the emerging forms of the
'post-Fordist' or contemporary city (Baum et al. 2006, Walks
2001, Taylor and Hoyler 2000).
Building on this tradition the analysis and visualisation of the
social ecology of climate change risk takes as its starting point the
inter-play between the physical geography of a given climate change
event and the wider urban social structure. Such
'hazards-of-place' or 'vulnerability of place'
analysis extends conventional socio-spatial investigation with the
addition of a climate change dimension to the patterning of
vulnerability in human settlement. Following Cutter et al. (2003) this
approach sees place vulnerability as a combination of biophysical
vulnerability and social vulnerability which, in turn, are a function of
the interplay between the potential for a given hazard to occur and the
sociogeographic weave of the fabric of place. The estimation of place
vulnerability is, consequently, firmly tied to an adequate understanding
of the existing patterns of community settlement and development. The
consequences of this approach are summarised by Cannon (1994, 14-15):
There are no really generalised opportunities and risks in nature,
but instead there are sets of unequal access to opportunities and
unequal exposures to risks which are a consequence of the
socio-economic system.... It is more important to discern how human
systems themselves place people in relation to each other and to
the environment than it is to interpret natural systems. (emphasis
added).
The dimensions of exposure included in the vulnerability relation,
dependent as they are on physical events or processes, are well
conceptualised (See Clark 1998; Renn 1992). In general the geography of
exposure is related to the physical characteristics of the location,
offset against any mitigation programs. The result, clearly, is a
variation across space in exposure and therefore risk. While
comparatively easy to conceptualise, the estimate of the structure of
exposure is, often, no simple matter. The topographical mapping of
exposure has often generated considerable debate about assumptions
necessary to project discrete data across dimensional space.
The socio-spatial dimension of climate change vulnerability, on the
other hand, are less theoretically conceptualised as empirically
accounted for by a range of indicators. Common indicators include:
socio-economic status and poverty; health status and the presence of
disabilities; age; household and family structure; racial background and
ethnicity; and the social capital and social networks associated with
adaptive capacity (Cutter et al. 2003, Tapsell et al. 2002, Morrow 1999,
Rygel et al. 2006). A number of these potential variables and indicators
are very familiar having, for more than 50 years, repeatedly proven
their statistical power in urban social analysis. Perhaps unsurprisingly
socio-economic status and poverty are more often than not key to
understanding social vulnerability to extreme events (Clark et al.
1998). It is almost a truism that in a market society the access of an
individual or household to social opportunity is impeded by a lack of
income; or in mirror reflection income is positively correlated with the
ability to benefit from wider life chances. Similarly, it may be readily
conceived, with income being associated with latent resilience or the
capacity to cope with adversity, low income households and individuals
lack, at a statistical level, the capacity to provide for extreme events
in an appropriate manner and the resources required to recover from even
modest loss. Investigation of the aftermath of natural disasters
supports the above hypotheses, showing households with lower incomes to
suffer both higher mortality rates that the norm and greater housing
loss (see Blaikie et al. 1994) while, after the event, having less
access to transport and other essential support mechanisms (see Morrow
1999, 1997). Low income also limits the range of dwelling type available
to an individual or family and the choice of residential community. As
such the economics of low income and housing choice, expressed in lower
standards of housing and greater locational exposure to the forces of
nature (eg. living on a flood plain), also tend to increase
vulnerability.
While income or its lack is readily seen as the key component
associated with social vulnerability other factors are also important.
At the individual level older people, with reduced physical capacity
often manifest in a lack of mobility, are likely to be at elevated
levels of vulnerability to the impacts of extreme weather events. Not
only are elderly individuals at a disadvantage when rapid movement over
unfamiliar terrain is required (e.g. to avoid flood water or fire), but
their often frail state of physical wellbeing may manifest in increased
isolation. Older people more likely to lock themselves in their homes
because of security fears, with evidence suggesting that this fear of
crime behaviour increases their social isolation prior to the event
resulting in a lower likelihood they will receive assistance from their
neighbours during the emergency (Naughton et al. 2002, Fernandez et al.
2002). Similarly single parent households are more at risk not only
because they are frequently low income households (Rygel et al. 2006),
but also because of the difficulty in caring for and keeping track of
dependent children (Clark et al. 1998). Significant health problems such
as long term illness or disability have also been found to be associated
with elevated risk in the event of extreme weather impact (Morrow 1999).
The extent to which social vulnerability is associated with race or
ethnicity is ambiguous. Thus, for example, there is no shortage of
evidence that African-Americans were among the hardest hit during
hurricane Katrina. However, in this not atypical context being African
American was highly correlated with, almost a proxy for, lack of income.
In other contexts there is some, albeit less stark evidence to suggest
that social vulnerability might be higher for particular ethnic or
racial groups as a direct result of poor language skills or differing
cultural practices (Gladwin and Peacock 1997, Yelvington 1997) or due to
discriminatory practices (Fothergill 1999, Clark et al. 1998, Peacock
and Girard 1997).
The biggest human impact of a severe weather event is often the
least dramatic. After the immediate dangers have abated impacted
communities face the daunting task of restoring the built environment
and the equilibrium of social life. Both are tedious projects extending
long after the attention of wider society (and often the general public
administration) has been diverted by other issues and priorities. In
this context the capacity of people to deal with the systemic disruption
of their lives, unrelenting economic anxiety and feelings of permanent
loss are severely tested (Tapsell et al. 2002). The psychological
distress of such situations can take a number of symptomatic
forms--anxiety, depression and sleep disorder are the most common. By
convention these various symptoms are grouped together as post traumatic
stress disorder (PTSD). Research, especially in the US, has lent
increasing credence to the notion of lasting stress in impacted
communities. A longitudinal study of Dade County survivors of Hurricane
Andrew (the 1992 forerunner of Hurricane Katrina) found between 20 to 30
percent of adults presented with PTSD symptoms at 6 months and 2 years
after the event (Norris et al., 1999: 2). The research found PTSD levels
did not decline in the 18 months between surveys and concluded
"psychological problems may linger long after the initial danger
has happened and passed--clearly past the crisis period when services
abound" (Norris et al., 1999; 24).
Vulnerability to extreme weather events can, in sum, be thought of
as an articulation of a physical geography of exposure and a social
structure of risk mediated through a capacity to absorb and recover from
event effects. An adequate modelling of such risk should therefore
account for the non-random impacts of:
* the physical geography of the event;
* the social stratification of risk;
* the uneven distribution of individual life chances; and
* social interaction and organisation.
In a study of Gold Coast City, Australia we investigate the
complexities of these requirements.
3. SOCIAL VULNERABILITY AND FLOOD: GOLD COAST, AUSTRALIA
Located on the south east Queensland coast between the state
capital, Brisbane, to the north and the border of New South Wales to the
south, Gold Coast city spans 1402 square kilometres and features a 70
kilometres ocean boundary (see Figure 1). Home to approximately 500,000
people, it is the nation's 6th largest and fastest growing city.
The greater urban area is drained by three major rivers: the Nerang
River in the central Gold Coast, and the Coomera and the Logan rivers to
the north. Most of the area adjacent to these rivers and much of the
land between the coastal strip and the hinterland was once wetland. As
part of the Gold Coast development, the wetlands and swamps have been
drained creating a landscape of constructed waterways (over 260 km) and
artificial islands many of which are covered in upmarket homes. The
narrow sandbar between the waterways and the sea is a site of intense
urban development containing, for example, the tallest residential
structure in Australia (Q1 building). The concentration of development
adjacent to the coast exposes residents to the significant storm surge danger.
In 1974 extreme weather, rough seas and 1250 mm of rain in two days
combined to flood greater Gold Coast city. The level of the Nerang river
more than doubled to a height of 9.5 meters. Over 2000 people were
evacuated and the city's infrastructure was severely damaged. Parts
of the city were isolated, telephone services were disrupted and many
exclusive canal developments were inundated. Subsequently many
mitigation strategies for flood have been put in place. Nevertheless
both the Gold Coast City Council and the Australian federal government
recognise that the region remains particularly vulnerable to extreme
weather events. Recent research has found the Gold Coast to have the
greatest number of buildings at risk of a 100 year return flood in
Australia (Abbs 2002). The at risk profile of the Gold Coast is,
moreover, likely to be exacerbated by a combination of, all things being
equal, continued rapid population growth and a growing proportion of
social groups, especially the aged and income deficient service workers,
particularly vulnerable to climate sourced stresses and hazards.
3.1 Building the social vulnerability index
The literature on climate change vulnerability indices recognises a
wide range of potential measures and methods (see Adger et al. 2004).
The approach we use in this paper was first used by Langlois and Kitchen
(2001) to describe social deprivation for Montreal, Canada and
subsequently used by Baum (2004, 2008) to analyse deprivation in
Australian suburbs. The original index uses multivariate analysis to
construct a dimensional measure of socio-economic deprivation and is
readily transferable to an analysis of social vulnerability and extreme
weather events.
[FIGURE 1 OMITTED]
The guiding premise behind the index developed by Langlois and
Kitchen (2001) is that deprivation can be measured with reference to an
overall indicator of deprivation (a necessary condition) combined with
situations where deprivation is most thought to occur. Here we argue
that social vulnerability in terms of flood depends on the geography of
exposure (a necessary condition) plus the socio-spatial structure with
relevance to social vulnerable groups and individuals. Schematically,
Figure 2, shows possible combinations of factors associated with the
various situations of flood vulnerability. Local flood exposure is
considered to be a necessary condition for flood vulnerability. Once
this condition is satisfied, the overlaps with the range of components
that make up the broader socio-spatial structure define specific
situations of flood vulnerability. The dual variation in exposure and
the socio-spatial structure will be traced in the index defined by the
intersection of the two dynamics.
The Griffith University Social Vulnerability Index for Flood
(GUSVIF) is, in mathematical summary, constructed with reference to the
following equation:
[GUSVIF.sub.i] = [E.sub.i] * (1 + [summation] [[??].sub.ji])/n (1)
where [E.sub.i] refers to the exposure for community i;
[[??].sub.ji] refer to social factor j for community i; and n refers to
the total number of components included in the index. The result is a
simple weighted index that accounts for the social vulnerability/risk of
flood across communities.
3.2 Exposure (flood risk)
The first component of the index ([E.sub.i] in equation 1) is
estimated using Gold Coast City Council flood data. Most notably among
the methods reported in the literature to account for flood risk are
indicative floodplain extents and floodplain maps (Tapsell et al. 2002,
Clark et al. 1998) and the use of surge height models (Rygel et al.
2006). In this work we use the designated flood level for a 100 year
flood event as our measure. The raw data, which includes a 2.3 metre
storm surge assumption, was provided on a 5 by 5 metre grid. The data
was aggregated and averaged over Census Collectors Districts (CCDs). The
result was a potential water inundation level for each CCD. The
variation in this level across census districts provided a robust
indicator of the geography of physical exposure/risk.
3.3 Social vulnerability
This section focuses on developing the components of social
vulnerability that are used in combination with the physical flood risk
data to develop the overall index. Within the existing literature there
has been a range of indicators developed to account for the potential
social, economic, health and other vulnerabilities which are associated
with flood. In building our individual components of social
vulnerability we use Australian Bureau of Statistics 2006 Census data
and the method of principal components analysis. To match the spatial
scale of the exposure variable, census data was obtained for the 875
census collectors districts contained within the Gold Coast City Council
boundary.
[FIGURE 2 OMITTED]
The individual variables used to build the components of social
vulnerability are:
* MED_HH_INC: median household income (Australian dollars 2006);
* MED_IND_INC: median individual income (Australian dollars 2006);
* AGE65: % of residents in a CCD aged 65 years or above;
* ASSIST: % of residents in a CCD who require assistance with daily
tasks;
* MED_AGE: median age;
* WIDOWED: % of residents in a CCD who are widowed;
* MLFP: Male labour force participation rate in the CCD;
* FLFP: Female labour force participation rate in the CCD;
* AV_HH_SIZE: Average Household Size in CCD;
* AV_P_BB: Average Number of people per bedroom in CCD;
* SEPERATE: % people separated or divorced in CCD;
* MARRIED: % people married in CCD;
* SING_PAR: % of single parent families;
* NO_CAR: % households with no cars;
* F_UNR: Female unemployment rate in CCD;
* M_UNR: Male unemployment rate in CCD;
* OS: % Persons born overseas who arrived in past five years in
CCD;
* PR_ENG: % of people with poor English skills in CCD;
* POP_DENS: people per square kilometre in CCD.
To capture 'social vulnerability' the 19 individual
variables were included in a principal components analysis. The
variables were entered into a correlation matrix and a Varimax
orthogonal rotation with Kaiser normalisation was applied (Table 1). The
criterion for the retention of a factor was an eigen value greater than
one. Analysis isolated five factors or components accounting for 72% of
the variance. The first factor is labelled AGED and reflects the
presences of higher proportions of people aged over 65 years in the CCD.
The variables contributing to this factor are % of residents in a CCD
aged 65 years or above, median age, % of residents in a CCD who require
assistance with daily tasks and of residents in a CCD who are widowed.
The second factor accounts for the potential presence of higher levels
of social engagement and higher levels of social networks or social
capital. We assume that people who are in the labour force will, other
things being equal, have wider social contacts than those outside the
labour force, and that the size of households is positively associated
with wider social links and social capital. The variables comprising
factor 2 are: Male labour force participation rate in the CCD, Female
labour force participation rate in the CCD, Average Household Size in
CCD and Average Number of people per bedroom in CCD. The third factor
(not used in the final analysis) is the reverse of Factor 2 and was
designed as a proxy for social isolation. The variables comprising this
factor are: % people separated or divorced, % people married and % of
single parent families. The fourth factor, the indispensable dimension
of social analysis in a market society, is a representation of available
money. It contains two variables; median household income and median
individual income. The fifth and last factor takes account of race and
ethnicity. It contains two variables: the % Persons born overseas who
arrived in past five years in CCD and, the % of people with poor English
skills in CCD. The reliability or stability of the 5 components were
tested with an analysis of the inter-correlation between variables. The
Cronbachs' Alpha coefficients were: aged 0.83; engagement/support
0.64; social isolation/marital status 0.46; income 0.65; ethnicity 0.55.
The coefficient for the third factor, representing social isolation, was
unacceptably low. The factor was discarded. The other four dimensions
were retained.
The next step in the development of the index was the estimate of a
'score' for each CCD representing the social structure. A
ready scoring method is to multiply the standardised value of each
variable by the factor loading derived from the principal components
analysis, and to aggregate the results. An alternative approach,
following the example of Western and Larnach (1998), would polarise variable values by assigning a value of 1 for those CCD variables with a
score above the sample median and 0 for the rest (i.e. variable scores
below the mean). Horn (1965) supports the polarisation method and finds
it yields comparable results to other techniques. This work adopts the
second option. Once the 'polarised' variables were produced
factor scores, being for each CCD component the number of variables with
above median incidence, were estimated. In the case of the aged
dimension of CCD 3160330, the application of the median test allocated 0
to the variable 'median age', requiring its discard. The
following variables with incidence above the Gold Coast median were
retained: % of residents aged 65 years or above, % of residents who are
widowed, and % of residents in a CCD who require assistance with daily
tasks. Each variable assumes a value of 1 and hence the aggregate score
for the CCD 3160330 'aged' factor is 3. The minimum score for
any CCD factor would be 0, while the maximum score for a CCD would be
equivalent to the total number of variables included in the factor.
As an additional step, each score was resealed following the method
outlined by Langlois and Kitchen (2001). The resealing follows equation
(2) below:
[[??].sub.ji] = ([S.sub.ji] - [min.sub.j])/([max.sub.j] -
[min.sub.j]) (2)
where (0 [less than or equal to] [[??].sub.ji] [less than or equal
to] 1); and [S.sub.ji] is the factor score for locality i on principal
component j; [max.sub.j] and [min.sub.j] are the highest and lowest
factor score on component j. As the minimum for each factor score is
zero and the maximum is equal to the number of components used in each
score this reduces to calculating an unweighted average score j for each
community i.
4. MAPPING FLOOD VULNERABILITY
The application of the methodology described above results in an
individual social vulnerability for flood score for each of the
communities (CCDs) on the Gold Coast. The advantage of calculating such
a score lies in the ability to visualise social risk via a series of
maps and to compare the diverse social vulnerability scores with the
risk implied by only using the bio-physical indicator of risk (i.e flood
risk).
Mapping only the physical geography of flood exposure reveals three
locales of particular vulnerability (Figure 3). They are:
* Area A, located on the northern boundary the Gold Coast proximate to Beenleigh and adjacent the Logan and Albert rivers:
* Area B includes areas in and around Coomera and the lower Coomera
river; and
* Area C, located in the central area of the Gold Coast downstream
at the mouth of the Nerang river catchment.
The articulation of the flood exposure and social vulnerability in
the GUSVIF refines the results of a purely physical analysis. The
majority of communities across the Gold Coast have negligible or low
levels of socio-physical vulnerability. GUSVIF scores range from 0 to
3.11 with a mean of 0.36 and a standard deviation of 0.53. Mapping
GUSVIF shows communities close to the coast, adjacent to the existing
waterways in central and northern parts of the Gold Coast to have the
highest levels of vulnerability (Figure 4). These results broadly echo
those of the unqualified flood risk analysis outlined in Figure 3. The
inclusion of social vulnerability, however, allows for finer grained
discrimination. Vulnerability in the central region of Gold Coast urban
development around Broadbeach (area C of Figure 3) for example ranges
from high to relatively low even though the physical risk of flood is
similar.
[FIGURE 3 OMITTED]
[FIGURE 4 OMITTED]
The mosaic of analytical discrimination introduced by GUSVIF into
the area is clearly shown in Figure 5. Areas 'A' and
'B' are polar opposite although they are both at high levels
of flood risk. Area 'A' has one of the highest GUSVIF scores
(1.96) reflecting both a high risk of flood and a socially vulnerable
local community. In area B the high risk of flood is offset by a
community social analysis suggests is well equipped to absorb and
recover from flood impacts. The result is a low GUSVIF scores (0.52).
Similar differences can be seen in Figures 6 and 7 which provides detail
of the northern regions of the Gold Coast around Coomera (Figure 6) and
adjacent to the City of Logan (Figure 7). Again, the coarse physical
analysis of flood risk is transformed into a mosaic of difference
reflecting variations in social structure and, thus, vulnerability to
the same event.
Going beyond consideration of the particular example, the
dimensionality provided by the inclusion of social vulnerability in the
analysis may be more generally appreciated with a plot of the (physical)
exposure variable against the broader social vulnerability index. This
plot of the variation introduced into the measure of flood vulnerability
by moving from a simple measure based on a physical event to a broader
social indicator is shown in Figure 8. If the introduction of social
vulnerability had been redundant the plot would approximate a uniform
line. At low levels of flood risk this, unsurprisingly, is, virtually,
the case. The conclusion to be drawn is that an elevated risk of
physical flood is a necessary but not sufficient condition for social
vulnerability. However, as the risk/height of physical flood increases
so does the variation between GUSVIF scores. The immediate conclusion
is, of course, that for a given level of flood risk vulnerability can
vary considerably depending on social structure. For example, for a
flood level of 2.2 metres, the GUSVIF varies from 0.560 to 2.224. In
general, however, the variation of GUSVIF at elevated risk of flood
suggests that once the necessary condition of flood has been met, the
impact of flood is not a physical but a social phenomenon.
5. DISCUSSION
The Griffith University Social Vulnerability Index for Flood is a
contribution to the study of the emerging consequences of extreme
weather events and climate change. The development of the index was
driven by the increasing research and policy interest in if not
mitigating the effects of global warming then, at least, adapting to its
impacts. For more than half the world's population concentrated in
urban settlements such research is particularly urgent. The index
modified an existing methodology used to describe and visualise relative
socioeconomic deprivation across cities (Langlois and Kitchen 2001) to
produce an indicator of social vulnerability to flood that takes account
of both the physical geography of a climate change event (exposure) and
a social geography of vulnerability.
[FIGURE 5 OMITTED]
[FIGURE 6 OMITTED]
[FIGURE 7 OMITTED]
[FIGURE 8 OMITTED]
Our research has shown that vulnerability to an extreme weather
event, such as flooding, is more than simple exposure to a force of
nature articulated in the physical world. The combination of the
bio-physical risk and the social and economic characteristics of
communities illustrate the diversity of potential outcomes in the face
on an extreme event. This articulation of vulnerability as a consequence
of both bio-physical and social factors illustrates how individuals and
communities stand to experience impacts from hazards of climate change
in varying degrees. Vulnerability is not equal across all groups, but
will fall along a spectrum from positive to negative based on the
position of individuals and their communities in the physical and social
worlds. By focusing attention on the uneven spatial impacts across
communities, analysis as we have presented here draws attention away
from general, often broad-brush adaptation approaches and allows a more
targeted approach to be considered.
Social vulnerability maps of the type produced here, for example,
can be used by planners to pin-point concentrations of high risk
households and to design responses for their specific requirements
(e.g., the needs of the immobile, social isolated, single person
household are different to those of the impoverished family). The visual
nature of the mapped index is a considerable quality. It allows the gist
of the analysis to be appreciated if not at a glance then, at least,
easily and rapidly. The tool and its pictorial representation has great
potential in public educational initiatives and evacuation plans (Morrow
1999) and can be built into 'what if scenario' exercises used
in planning workshops. Interactive on-line planning and policy
development, to help in management of potential issues and to allow
better coordination across agencies and non-government bodies, is
another clear opportunity.
This paper presents an exploratory approach to measuring and
visualising social vulnerability to climate change events. It goes
almost without saying the work has its limitations. The indictors and
proxies used to describe both exposure and social vulnerability were
necessarily driven by the availability of data. Absent of this
limitation, several improvements can be readily suggested. The measure
of exposure, while used elsewhere, would be improved by some accounting
for the potential of intervening factors such as current mitigation
infrastructure. The conception of social structure was also dependent
upon available data and as with all work of empirical nature the extent
to which such data captures a particular social dimension is open to
question. For instance, we have used labour force participation and
household size as a proxy for social networks and social capital.
Clearly this draws a bow of some dimension and a more robust indicator
of social networks and social capital would be useful. Despite these
issues the method outlined in this paper provides a starting point for a
readily applied, robust assessment of socio-spatial vulnerability to
extreme weather events. The approach could with little difficulty be
applied to other extreme events, such as storm surge or heat waves.
Research is currently underway to apply this approach to mapping urban
vulnerability to extreme temperature and, while this paper has focused
on a relatively small geographical area, there is no reason to suspect
its application to wider regions would not be rewarding.
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Scott Baum
Associate Professor, Urban Research Program, Griffith University,
Nathan. QLD 4116.
Stephen Horton
Adjunct Research Fellow, Urban Research Program, Griffith
University, Nathan. QLD 4116.
Darryl Low Choy
Associate Professor, Griffith School of Environment, Griffith
University, Nathan QLD 4116.
(1) This paper was presented at the 32nd ANZRSAI Conference held in
Adelaide from 30th Nov-3rd Dec 2008.
(2) The research reported in this paper comes from a Department of
Climate Change project titled 'Climate change, Health impacts and
Urban Adaptability: Case Study of the Gold Coast'. Funding support
was provided by the Department of Climate Change, the Gold Coast City
Council and the Queensland Department of Infrastructure and Planning.
The authors would like to thank Professor Ben Tswgaf, Mr. Rick Evans,
Ms. Katrin Lowe, Ms. Joanne Pascoe for assistance during this project.
Table 1. Rotated Component Matrix Component
1 2 3 4 5
% people aged 65+ .914
Median age .856
% people widowed .855
% of people who require daily .695
assistance
Male labour force participation .792
rate
Average Household Size .746
Female labour force .740
participation rate
Average Number of people per .701
bedroom
% people separated or divorced .854
% people married -.644
% of single parent families .585
% households with no cars *
Median individual income -.823
Median household income -.601
Female unemployment rate *
Male unemployment rate *
% Persons born overseas who .755
arrived in past five years
% of people with poor English .687
skills population density *
% variance explained (total 71.7) 30.4 16.1 10.3 9.1 5.8
Notes: * variables with loadings less than 0.5 are not included in
the final component score.