Using spiritual interventions in practice: developing some guidelines from evidence-based practice.
Hodge, David R.
Spiritual interventions can be defined as "therapeutic
strategies that incorporate a spiritual or religious dimension as a
central component of the intervention" (Hodge, 2006a, p. 157). Many
social work practitioners are interested in using spiritual
interventions in practice (Sheridan, 2009). Yet, in spite of widespread
interest, Sheridan's review of 15 studies found that respondent
social workers frequently reported receiving minimal training on this
general topic during their graduate education.
Lack of training on the proper use of spiritual interventions is a
significant problem. Without appropriate guidelines to inform
interactions with clients, unethical practices may result (Canda,
Nakashima, & Furman, 2004). In some instances, harm may even be done
to vulnerable clients as ethical and professional boundaries are
breached (Hodge, 2004b).
The purpose of this article is to develop some guidelines for using
spiritual interventions in practice settings.The aim is not to regulate
the use of such interventions, but to enhance wellness. The NASW (1996)
Code of Ethics affirms the importance of using interventions in an
ethical, professional manner that fosters client well-being. Given the
growing importance attributed to evidence-based practice (EBP) as a
vehicle to help ensure this goal, these guidelines are drawn from this
movement. Accordingly, the article begins by defining the concept of
EBP.
DEFINING EVIDENCE-BASED PRACTICE
Originating in the field of medicine, evidence-based practice
remains controversial in some social work circles (Adams, Matto, &
LeCroy, 2009; Campbell, 2003; Morago, 2006). Despite this controversy, a
growing number of scholars support the concept (Cnaan & Dichter,
2008; Drake, Jonson-Reid & Mayas, 2007; Gambrill, 2003; Kessler,
Gira, & Poertner, 2005; Rubin, 2007). Further, the evidence-based
movement is international in scope. Over the course of the past decade,
the concept has gained popularity in Australia (Plath, 2006), the United
States (Zlotnik, 2007), and the United Kingdom (Saks & Allsop,
2007), with various levels of government moving to incorporate
evidence-based language into human service protocols.
Although a consensus may be emerging in support of EBP, there is no
universal understanding of what the concept signifies (Chambless &
Ollendick, 2001; Gambrill, 2006; Rubin & Parrish, 2007). Perhaps the
most widely used definition in social work is based on Sackett, Straus,
Richardson, Rosenberg, and Haynes's (2000) influential work in the
field of medicine (Gilgun, 2006; McNeece & Thyer, 2004; Yunong &
Fengzhi, 2009). Drawing on this work, McNeece and Thyer (2004) defined
evidence-based practice as "the integration of the best research
evidence with clinical expertise and client values" (p. 9).
Similarly, the American Psychological Association (APA) Presidential
Task Force on Evidence-based Practice (2006) defined it as "the
integration of the best available research with clinical expertise in
the context of patient characteristics, culture and preferences"
(p. 273).
A number of guidelines flow from these definitions that inform the
use of spiritual interventions in practice settings. Although these
guidelines are presented sequentially here, it may be helpful to bear in
mind that they are more typically considered simultaneously in clinical
settings. These guidelines can be summarized under the following four
rubrics: (1) client preference, (2) evaluation of relevant research, (3)
clinical expertise, and (4) cultural competency (Gilgun, 2006).
CLIENT PREFERENCE
Perhaps the most important guideline to consider regarding the use
of spiritual interventions is client preference. The ethical principle
of self-determination is featured prominently in the NASW (1996) Code of
Ethics. Client autonomy is a central social work value that informs
essentially all social work practice.
In addition to ethical principles, sound therapeutic reasons exist
to respect client preference (Gilgun, 2006). Responding to clients'
desires can enhance client buy-in regarding the therapeutic enterprise
(Azhar & Varma, 2000). Increasing client engagement can foster
better outcomes, a key concern of EBP.
Determination of client preference regarding the use of spiritual
interventions is perhaps best viewed as an ongoing process. Initially,
practitioners should determine clients' interest in spirituality
and religion, the latter being the vehicle through which spirituality is
commonly expressed (Gallup & Jones, 2000). This can be accomplished
by conducting a brief spiritual assessment (Hodge, 2004a). Such an
assessment consists of a few short questions, some of which are designed
to gauge clients' interest in spirituality in the context of
service provision (for example, "I was wondering if spirituality or
religion is important to you") (Hodge, 2003).
It is important to assess clients' openness to spirituality,
because many clients are uninterested in discussing spirituality in
practice settings. Spirituality is a highly personal topic for many
clients (Moss, 2005). Consequently, some individuals are hesitant to
trust practitioners with this aspect of their being (Richards &
Bergin, 2000), a stance that is understandable given the lack of
relevant training many practitioners have received (Sheridan, 2009).
Alternatively, some more secular individuals may find the discussion of
spirituality irrelevant to their concerns. In short, practitioners have
the responsibility to protect clients' rights to decline to use
spiritual interventions, or to refrain from delving into spirituality,
during counseling (Frame, 2003).
Not all clients, however, are closed or ambivalent to the idea of
integrating spirituality into practice. Rather, research suggests that
many people want to have their spirituality incorporated into the
therapeutic dialogue. According to Gallup data reported by Bart (1998),
81 percent of the general public desires to have their spiritual beliefs
and values integrated into the counseling process. Similarly, studies of
clients have repeatedly found that many want to have their spirituality
integrated into the therapeutic enterprise (Arnold, Avants, Margolin,
& Marcotte, 2002; Dermatis, Guschwan, Galanter, & Bunt, 2004;
Mathai & North, 2003; Rose,Westefeld, & Ansley, 2008; Solhkhah,
Galanter, Dermatis, Daly, & Bunt, 2009).
Spiritual interventions represent an important method of
incorporating clients' spiritual beliefs and values into therapy.
Such interventions can tap both clients' desire to ameliorate their
problems and their desire to grow spiritually (Hodge, 2008). Harnessing
two "motivational engines" may produce better outcomes (Azhar
& Varma, 2000; D'Souza & Rodrigo, 2004). For instance, if
clients view an intervention as a form of spiritual practice, they may
be more likely to continue to implement the intervention after the
symptoms that sparked the initial consultation dissipate.
Assuming that clients are interested in the intersection between
spirituality and practice, the use of possible interventions can be
explored. Before any spiritual intervention is used, it should be fully
explained and informed consent obtained (Miller, 2003). As postmodernism
has illustrated, every spiritual intervention is a value-informed entity
(Richards, Rector, & Tjeltveit, 1999). A neutral, or value-free,
intervention does not exist. Each intervention reflects the values and
beliefs of the spiritual framework in which it was developed (Slife
& Whoolery, 2006).
Mindfulness meditation, for instance, was constructed within the
parameters of a Buddhist worldview (Segal, Williams, & Teasdale,
2002). Accordingly, this intervention reflects certain implicit
assumptions about the nature of reality, wellness, and how wellness is
best achieved in this present dimension of existence. These assumptions
may not be shared by those who hold different assumptions about reality
and wellness. To help safeguard autonomy, the informed consent process
should include a full description of the assumptions and values embedded
in the intervention, along with an explanation of why it may be helpful
(Richards & Bergin, 2005).
As mentioned, it is helpful to view informed consent as a process
rather than a one-time event (Hodge, 2006b). Clients may change their
minds, in either direction, at any point during counseling. For
instance, clients may not have fully understood a procedure when it was
initially described. Later in the process, they may decide they want to
discontinue the intervention when they realize it conflicts with their
values. Alternatively, clients may initially indicate they are
uninterested in spiritual interventions, perhaps due to concerns that
practitioners may not respect their spiritual beliefs and values. Later
on, they may change their minds after interacting with, observing, and
testing practitioners sufficiently to risk incorporating the spiritual
dimension. Thus, clients' responses should be monitored on a
continuous basis to ensure that self-determination is respected
throughout the process, from engagement to termination.
Although client preference may be a particularly important
guideline, other factors must also be considered. If clients are
interested in using spiritual interventions to help ameliorate problems,
these factors will come into play. Among these additional factors is an
evaluation of the best available research on the interventions whose use
is being contemplated.
EVALUATION OF RELEVANT RESEARCH
The second guideline is an evaluation of the research on those
spiritual interventions that are relevant to the client's problem.
It is widely acknowledged that practice decisions should be based on the
empirical research (Cnaan & Dichter, 2008; Gambrill, 2003; Thyer,
2004). Clients should expect social workers to suggest interventions
that have a high likelihood of ameliorating the presenting problem
(Rosen, Proctor, & Staudt, 1999).
After conducting an individualized assessment, one option is to
conduct a search for the best available research related to the
challenges faced by the client (Kessler et al., 2005). What constitutes
the "best available research" has been a subject of some
controversy (Adams et al., 2009; Chambless & Ollendick, 2001;
Morago, 2006; Plath, 2006). Epistemological assumptions about the nature
of reality, and how that reality is known, influence understandings of
what is and is not considered good evidence (Lincoln & Guba, 2003;
Saks & Allsop, 2007).
Thyer (2008), consistent with APA Presidential Task Force on
Evidence-based Practice (2006), defined the best available research
broadly. As might be expected, randomized controlled trials and
meta-analyses are included in this conceptualization. A wide range of
alternative forms of evidence are also included, however, among them
epidemiological studies, qualitative research, and case studies. In
short, all available scientifically credible evidence that pertains to
the issue at hand should be considered.
This expansive understanding of evidence is significant in that it
includes forms of research that are more likely to be conducted in
emerging areas, such as spirituality. Although unknown to some, a
growing body of research on spirituality has accumulated over the course
of the past few decades. In total, well over a thousand studies exist
(Koenig, 2007).
Reviews of this research have become increasingly commonplace (Ano
& Vasconcelles, 2005; Hackney & Sanders, 2003; B. R. Johnson,
2002; Koenig, McCullough, & Larson, 2001; Mahoney, Pargament,
Tarakeshwar, & Swank, 2001; Musick, Traphagan, Koenig, & Larson,
2000; Pargament, 1997; Shreve-Niger & Edelstein, 2004). In
aggregate, consistently positive associations have emerged between
spirituality and a wide array of outcomes. In other words, higher levels
of spirituality are typically related to better health and mental
health.
Although most of the existing research has used cross-sectional
designs, a growing number of studies have used experimental and
quasi-experimental designs.These, and other types of prospective
studies, have examined the effectiveness of various spiritual
interventions with a variety of health and mental health outcomes.
Although an extensive review of this literature is beyond the scope of
the present article, it may be helpful to note the breadth of outcomes
studied, a list that includes the following: addiction (Avants, Beitel,
& Margolin, 2005), alcoholism (Walker, Tonigan, Miller, Comer, &
Kahlich, 1997), anxiety (Azhar, Varma, & Dharap, 1994; Rajagopal,
MacKenzie, Bailey, & Lavizzo-Mourey, 2002), bereavement (Azhar
&Varma, 1995a), bipolar disorder (D'Souza, Rodrigo, Keks,
Tonso, & Tabone, 2003), compulsive disorder (Gangdev, 1998), fear of
falling (Zhang, Ishikawa-Takata, Yamazaki, Morita, & Ohta, 2006),
neurosis (Xiao, Young,& Zhang, 1998), perfectionism (Richards, Owen,
& Stein, 1993), schizophrenia (Wahass & Kent, 1997), and stress
(Grossman, Niemann, Schmidt, & Walachc, 2004; Nohr, 2000).
An outcome that has received considerable attention is depression,
one of the most common mental health problems (Koenig et al., 2001).
These studies have typically used randomized controlled trials to
examine the effectiveness of cognitive-behavioral therapy (CBT) modified
with spiritual beliefs and practices drawn from clients' spiritual
narratives. The effectiveness of spiritually modified CBT has been
examined using values drawn from Islam (Azhar & Varma, 1995b),
Christianity (Hawkins, Tan, & Turk, 1999; W. B. Johnson, Devries,
Ridley, Pettorini, & Peterson, 1994; W. B. Johnson & Ridley,
1992; Pecheur & Edwards, 1984; Propst, 1980; Propst, Ostrom,
Watkins, Dean, & Mashburn, 1992), and a generic spirituality
(D'Souza, Rich, Diamond, Godfery, & Gleeson, 2002; D'Souza
et al., 2003).
As was the case with the previously mentioned studies, the outcomes
were generally positive, suggesting that the use of spiritually modified
CBT may be warranted, particularly among Christians wrestling with
depression (Baer, 2003; McCullough, 1999; Oman, Hedberg, & Thoresen,
2006). Different frameworks exist for classifying the effectiveness of
interventions (for example, the Cochrane Collaboration, Common Elements,
APA Division 12 [Society of Clinical Psychology]). On the basis of
criteria developed by APA Division 12, spiritually modified CBT might be
considered an empirically validated intervention for Christians
struggling with depression (Hodge, 2006a). In other words, this approach
appears to satisfy the stated criteria for either a well-established or
probably efficacious treatment with this population (Task Force on
Promotion and Dissemination of Psychological Procedures, 1995).
Practitioners interested in using spiritual interventions might
familiarize themselves with this emerging body of research. Some
commentators recommend evaluating research on the basis of a hierarchy
of research methods. This hierarchy is typically ordered as follows
(from more favorable to less favorable): systematic reviews or
meta-analyses, randomized controlled trials, quasi-experiments,
case-controlled or cohort studies, cross-sectional research, and case
studies (Rubin & Parrish, 2007; Thyer, 2004).
Other observers have criticized this hierarchy, arguing that it
privileges a particular epistemological worldview, sometimes referred to
as "modernistic positivism" (Adams et al., 2009; Gilgun, 2006;
Morago, 2006; Plath, 2006; Slife & Gantt, 1999).
Practitioners who hold what might be called a "postmodern
interpretivistic" worldview may wish to evaluate evidence using a
different matrix. It is notable that the Cochrane Collaboration has
established a "methods group" to include evidence from
qualitative studies into its systematic reviews (Pearson, 2007).
Regardless of the worldview used to assess evidence, the aim is to
develop a working understanding of the state of the research as it
intersects a given outcome with a particular population. Practitioners
should not assume that a particular intervention that is effective with
Muslims, for example, will be effective with Hindus, even though clients
from both traditions may be wrestling with the same issue. Different
spiritual understandings tend to result in culturally distinct
worldviews (Richards & Bergin, 2000). In the same way that
interventions developed, tested, and validated with one cultural group
may not prove effective with another, so to, interventions that are
effective with one spiritual population may not be effective with
another because of differences in how the populations construct reality
(Chambless & Ollendick, 2001). Although evidence obtained using a
particular intervention with one group can be considered suggestive in
terms of its utility with other groups, it should not be considered
determinative.
An assessment of the best available research is not conducted in
isolation. Other factors must be considered in tandem with the research
on spiritual interventions. Among these additional considerations is
clinical expertise.
CLINICAL EXPERTISE
A central issue in the selection of spiritual interventions is
clinical expertise (Drake et al., 2007).The NASW (1996) Code of Ethics
requires practitioners to provide services only within the boundaries of
their areas of competence (1.04a). A number of implications flow from
this principle.
When considering various interventions, practitioners should
consider their degree of training and experience using each intervention
(Canda & Furman, 2010). Spiritual interventions should only be used
when sufficient training has been received to ensure that the
intervention can be implemented in a professional manner (Richards &
Bergin, 2005). In the same way that social workers trained solely in
brief therapy might avoid using psychodynamic interventions,
practitioners should typically refrain from using spiritual
interventions with which they have minimal familiarity. This is a
particularly significant issue in light of the lack of training in
spiritual interventions many practitioners have received during their
education (Sheridan, 2009). Clients have a right to expect that mental
health professionals have some degree of expertise in the interventions
they implement.
Fortunately, an increasing number of options are available to
assist practitioners in acquiring the necessary training. As suggested
in the previous section, a growing body of literature exists on
spiritual interventions (Derezotes, 2006; Hodge, 2008; Smith, Bartz,
& Richards, 2007; Stoltzfus, 2007). An increasing number of social
work programs offer elective courses on spirituality (Canda, 2005).
Training opportunities may also be available at the annual conferences
of professional organizations, particularly those specializing in
spirituality.
When discussing spirituality with clients, it is important to focus
on solving clients' problems (Hodge, 2005). A substantial degree of
overlap exists between therapy and spiritual direction, a practice
designed to increase a person's intimacy with God or the
Transcendent (Ganje-Fling & McCarthy, 1991). Practitioners, perhaps
particularly those interested in spirituality, can inadvertently fall
into the role of a spiritual director when exploring the issue of
spirituality. For most practitioners, however, this vocation lies beyond
the purview of their professional experience.
Clergy, however, have expertise in the area of spirituality.
Accordingly, practitioners may wish to collaborate with clergy members
in areas that fall outside the parameters of their professional
competence (Gilbert, 2000). For instance, consultation might be helpful
in the process of constructing spiritual interventions that resonate
with clients' spiritual traditions.
For instance, as implied earlier, a number of well-designed studies
suggest that CBT modified with beliefs and practices drawn from
clients' spiritual traditions may be an effective spiritual
intervention for problems such as depression (Hodge, 2006a; McCullough,
1999). In addition, many practitioners are familiar with the basic
precepts of CBT, which is likely to heighten the utility of this
spiritual intervention. Practitioners may not, however, be familiar with
the norms within clients' various spiritual traditions. In such
cases, collaboration with clergy can aid in helping to craft spiritually
modified CBT interventions that more accurately reflect clients'
value systems.
The prospect of differences in worldviews between practitioners and
clients implicitly raises the issue of working across cultures. Although
related to clinical expertise, the subject of cultural competency is
perhaps best seen as a separate principle to be considered when
selecting spiritual interventions.
CULTURAL COMPETENCY
Cultural competency is required to select and implement spiritual
interventions within the context of clients' cultures. As implied
earlier, the expression of spirituality with other individuals who hold
similar experiences of the Transcendent leads to the establishment of
religious communities with distinct cultures, which are sometimes
referred to as "spiritual traditions" or "faith
traditions" (Richards & Bergin, 2000; Van Hook, Hugen, &
Aguilar, 2001). Reflecting this reality, NASW's (2001) Standards
for Cultural Competence in Social Work Practice suggest that social
workers should exhibit cultural competency in their work with people
from these traditions. Spiritual competence can be understood as the
dimension of cultural competence that focuses on developing competence
with people from various spiritually animated cultures (Hodge &
Bushfield, 2006).
In a manner analogous to cultural competence, spiritual competence
can be understood as a process whereby practitioners develop expertise
in three interrelated areas: (1) a growing awareness of their own
value-informed spiritual worldview and its assumptions, limitations, and
biases; (2) an empathic understanding of the client's spiritual
worldview; and (3) an ability to design and implement interventions that
resonate with their client's spiritual worldview (Hodge &
Bushfield, 2006). Thus, spiritual competence is not a static entity but
a dynamic set of attitudes, knowledge, and skills related to various
spiritual traditions that can be developed over time (Sue & Sue,
2008). As such, spiritual competence is perhaps best understood as a
continuous construct.
Developing an awareness of one's own worldview plays an
important role in managing what might be called "spiritual
countertransference" (Frame, 2003; Genia, 2000; Hodge, 2002a;
Miller, 2003).When working with individuals from a different spiritual
worldview, practitioners' unresolved personal issues may
unconsciously affect their interactions with clients. For instance,
practitioners who have rejected the faith tradition of their family of
origin may consciously or unconsciously react when encountering clients
who hold that particular worldview. Verbal and nonverbal expressions of
disapproval can damage and even end the therapeutic relationship. To
manage these types of reactions, self-exploration can be a particularly
useful tool, especially when conducted in a supervisory context (Frame,
2003).
Developing an awareness of the strengths and limitations of
one's own worldview helps in the process of developing an empathic
understanding of culturally different spiritual worldviews.
Practitioners do not have to agree with the worldviews affirmed by their
clients (NASW, 2001) .They should, however, develop an empathic
understanding of these alternative constructions of reality.
Understanding the limitations of one's own worldview can aid in
this process (Sue & Sue, 2008).
Working toward an appreciation of the internal logic of various
spiritual belief systems is critical because of the differences in
various spiritual cultures. Spirituality can affect beliefs and
practices in a wide range of areas such as child care, communication
norms, death and burial rituals, diet, family relations, financial
practices, gender interactions, marital relations, medical care,
recreation, schooling, and work habits (Richards & Bergin, 2000; Van
Hook et al., 2001). In some cases, the differences between worldviews
can be extreme. As acknowledged in the DSM-IV-TR (American Psychiatric
Association, 2000), what is viewed as an indicator of pathology in the
dominant secular culture can be viewed as a strength within some
minority spiritual cultures.
As a result, interventions that are congruent with one culture may
be incongruent in another (Richards & Bergin, 2002). For instance,
within the context of many tribal worldviews, a spiritual intervention
to restore balance might be an appropriate choice to address a mental
health problem with a Native American client (Weaver, 2005). Yet such an
intervention may be seen as an irrational waste of time to practitioners
operating from within the parameters of the dominant secular culture
(Cross, 2001 ; Gray, 2008).
The application of incongruent interventions can even exacerbate
problematic functioning (Gotterer, 2001; Reddy & Hanna, 1998). To
follow up on the aforementioned example, the use of interventions that
are inconsistent with Native culture may increase negative affect by
creating further imbalance within the context of the client's
worldview (Cross, 2001). By using interventions that represent foreign
intrusions into clients' understandings of reality, practitioners
risk harming the therapeutic relationship, their standing in
clients' communities, and clients' themselves.
To select interventions that are congruent with clients'
worldviews, it is necessary to have some understanding of the beliefs
and values within those worldviews (Gambrill, 2006; Gilgun, 2006). While
working to cultivate an understanding of various traditions, it is
useful to remember the diversity that exists within each individual
tradition (Hodge, 2002b). Individuals who self-identify as members of a
given spiritual tradition can affirm a wide variety of beliefs,
including beliefs that are at odds with the norms of the tradition. As a
result, it is helpful to view traditions as malleable, flexible
templates that suggest, rather than require, the presence of particular
beliefs and practices.
A number of steps can be taken to increase one's knowledge and
appreciation of various spiritual narratives (Richards & Bergin,
2(i)05). For example, one might read content on frequently encountered
spiritual traditions, preferably content written by cultural insiders or
sympathizers (Ginsberg, 1999). Visits to local houses of worship can
also be helpful in enhancing knowledge. Congregants are often willing to
answer questions about their spiritual tradition, and such visits can
lead to the establishment of linkages with clergy members. Relationships
with other practitioners who are more conversant in the norms of a
particular tradition can also be a helpful source of information.
In some cases, it may be necessary to arrange a referral to a
practitioner who is more spiritually competent (Reamer, 2006). For
instance, some practitioners may not have the necessary skills and
knowledge to work with clients from a particular tradition in a
competent manner. Others may feel that practitioner-client value
differences preclude an effective working relationship. Another group of
practitioners may feel the value differences are surmountable but that
they have not fully worked through spiritual countertransference issues.
In these and other situations, referrals should be explored if clients
are at risk of being subjected to culturally insensitive practice. The
essential point is to prioritize clients' welfare.
LIMITATIONS AND QUALIFICATIONS
Although a full discussion of the limitations and qualifications of
the approach outlined here is beyond this article's scope, it may
be helpful to highlight a few pertinent issues. Spirituality is but one
characteristic of diversity. It is important to note that other
characteristics of diversity also exist and can shape interactions. When
considering the use of spiritual interventions, all diversity
characteristics must be taken into account.
For instance, African Americans tend to be very devout, and
spirituality is often used by members of this population to cope with
challenges (Hodge, & Williams, 2002). The high level of salience
attributed to spirituality might suggest that African Americans would
often be interested in spiritual interventions. However, because of
widespread cultural mistrust of mental health providers, who are often
secular and white, African Americans may not be open to spiritual
interventions (Lyles, 1992; Whaley, 2001).
It should also be emphasized that spiritual interventions may be
contraindicated in some situations (Frame, 2003; Richards & Bergin,
2005). As implied earlier, spiritual interventions are clearly
contraindicated when clients are uninterested in spiritual
interventions, insufficient research on the intersection of spirituality
and a given problem area exists, or practitioners lack clinical
expertise with a given intervention or have insufficient cultural
competency with the client's spiritual tradition. Likewise, the
incorporation of spirituality into therapy when there is no connection
to the presenting problem should also be avoided. Spiritual
interventions are also contraindicated when working with minors, unless
the practitioner has obtained permission from a client's parents or
legal guardians.
CONCLUSION
Spirituality is increasingly recognized as a significant client
strength that is often instrumental to well-being. In recognition of
this perspective, the Joint Commission--perhaps the foremost health care
accrediting body in the United States--now requires a spiritual
assessment in hospitals and many other behavioral health settings
(Hodge, 2006b; Koenig, 2007). This assessment lays the foundation for
the subsequent use of spiritual interventions that can help clients cope
with, or ameliorate, problems.
Although many practitioners are interested in using spiritual
interventions in clinical settings, the literature indicates that they
have frequently received little training on this topic during their
graduate educations. Accordingly, this article has discussed four
guidelines from the EBP movement to assist practitioners in using
spiritual interventions in an ethical, professional manner that fosters
client well-being: client preference, evaluation of relevant research,
clinical expertise, and cultural competency (which should be understood
as including spiritual competency).
Thus, EBP in the area of spirituality might be conceptualized as
the integration of the best available research on spirituality with
clinical expertise in the context of client preferences,
characteristics, and spiritual cultures. As this definition implies, the
process is more fluid than sequential and should always involve clients
in the decision-making process. Thus, developing familiarity with the
relevant research on spirituality enables practitioners to incorporate
their assessment of the best available evidence into the informed
consent process. Similarly, practitioners can advise clients of their
level of expertise with various interventions and their degree of
spiritual competency. Various options can be explored in a collaborative
manner that prioritizes a client's desires and takes into account
other characteristics of diversity. Through this process, various
options will be eliminated until an optimal intervention is mutually
agreed on.
The NASW (1996) Code of Ethics requires social workers to use
interventions only after engaging in the necessary study and training to
ensure both the competency of their work and that harm is not done to
clients (1.04). Similar comments are made about the use of interventions
in newly emerging areas, a category that would include the use of
spiritual interventions. This article fills a gap in many social
workers' graduate education by drawing on the EBP movement to help
practitioners use spiritual interventions in an ethical, professional
manner that fosters client well-being.
Original manuscript received May 20, 2008
Final revision received October 22, 2009
Accepted October 26, 2009
REFERENCES
Adams, K. B., Matto, H. C., & LeCroy, C.W. (2(1(19).
Limitations of evidence-based practice for social work education:
Unpacking the complexity. Journal of Social Work Education, 45, 165-186.
American Psychiatric Association. (2000). Diagnostic and
statistical manual of mental disorders (4th ed., text rev.). Washington,
DC: Author.
Ano, G. G., & Vasconcelles, E. B. (2005). Religious coping and
psychological adjustment to stress: A meta-analysis. Journal of Clinical
Psychology, 61, 461-480.
APA Presidential Task Force on Evidence-based Practice. (2006).
Evidence-based practice in psychology. American Psychologist, 64,
271-285.
Arnold, R. M., Avants, S. K., Margolin, A. M., & Marcotte, D.
(2002). Patient attitudes concerning the inclusion of spirituality into
addiction treatment. Journal of Substance Abuse Treatment, 23, 319-326.
Avants, S. K., Beitel, M., & Margolin, A. (2005). Marking the
shift from "addict self" to "spiritual self":
Results from a stage I study of spiritual self-schema (3-S) therapy for
the treatment of addiction and HIV risk behavior. Mental Health,
Religion & Culture, 8, 167-177.
Azhar, M. Z., & Varma, S. L. (1995a). Religious psychotherapy
as management of bereavement. Acta Psychiatrica Scandinavica, 91,
233-235.
Azhar, M. Z., & Varma, S. L. (1995b). Religious psychotherapy
in depressive patients. Psychotherapy and Psychosomatics, 63, 165-168.
Azhar, M. Z., &Varma, S. L. (2000). Mental illness and its
treatment in Malaysia. In I. Al-Issa (Ed.), Al-Junun:
Mental illness in the Islamic world (pp. 163-185). Madison, CT:
International Universities Press.
Azhar, M. Z., Varma, S. L., & Dharap, A. S. (1994). Religious
psychotherapy in anxiety disorder patients. Acta Psychiatrica
Scandinavica, 90, 1-2.
Baer, R. A. (2003). Mindfulness training as a clinical
intervention: A conceptual and empirical review. Clinical Psychology:
Science and Practice, 10, 125-143.
Bart, M. (1998, December). Spirituality in counseling finding
believers. Counseling Today, 41(6), 1, 6.
Campbell, A. (2003). Evidence-based practice: Is it good for you?
Australian and New Zealand Journal of Family Therapy, 23, 215-217.
Campbell, E. R. (2005). Integrating religion and social work in
dual degree programs. Journal of Religion and Spirituality in Social
Work, 24(1/2), 79-91.
Canda, E. R., & Furman, L. D. (2010). Spiritual diversity in
social work practice: The heart of helping (2nd ed.). New York: Oxford
University Press.
Canda, E. R., Nakashima, M., & Furman, L. D. (2004). Ethical
considerations about spirituality in social work: Insights from a
national qualitative survey. Families in Society, 85, 27-35.
Chambless, D. L., & Ollendick,T. H. (2001). Empirically
supported psychological interventions: Controversies and evidence.
Annual Review of Psychology, 52, 685-716.
Cnaan, R. A., & Dichter, M. E. (2008). Thoughts on the use of
knowledge in social work practice. Research on Social Work Practice, 18,
278-284.
Cross, T. (2001). Spirituality and mental health: A Native American
perspective. Focal Point, 15(2), 37-38.
Derezotes, D. S. (2006). Spiritually oriented social work practice.
Boston: Pearson.
Dermatis, H., Guschwan, M. T., Galanter, M., & Bunt, G. (2004).
Orientation toward spirituality and self-help approaches in the
therapeutic community. Journal of Addictive Diseases, 23, 39-54.
Drake, B., Jonson-Reid, M., &, P., Mayas. (2007). Adopting and
teaching evidence-based practice in master's-level social work
programs. Journal of Social Work Education, 43, 431-446.
D'Souza, R., Rich, D., Diamond, I., Godfery, K., &
Gleeson, D. (2002). An open randomized control trial of a spiritually
augmented cognitive behavior therapy in patients with depression and
hopelessness. Australian and New Zealand journal of Psychiatry,
36(Suppl.), A9.
D'Souza, R. F., & Rodrigo, A. (2004). Spiritually
augmented cognitive behavioral therapy. Australian Psychiatry, 12,
148-152.
D'Souza, R., Rodrigo, A., Keks, N., Tonso, M., & Tabone,
K. (2003). An open randomized control study of an add on spiritually
augmented cognitive behavior therapy in patients with depression and
hopelessness. Australian and New Zealand Journal of Psychiatry,
37(Suppl.), A6.
Frame, M. W. (2003). Integrating religion and spirituality into
counseling. Pacific Grove, CA: Brooks/Cole.
Gallup, G. J., & Jones, T. (2000). The next American
spirituality: Finding God in the twenty-first century. Colorado Springs,
CO:Victor.
Gambrill, E. (2003). On critical inquiry into the use of unexamined
methods: A conversation with Robyn Dawes. Journal of Social Work
Education, 39, 27-40.
Gambrill, E. (2006). Evidence-based practice and policy: Choices
ahead. Research on Social Work Practice, 16, 338-357.
Gangdev, P. S. (1998). Faith-assisted cognitive therapy of
obsessive compulsive disorder. Australian and New Zealand Journal of
Psychiatry, 32, 575-578.
Ganje-Fling, M. A., & McCarthy, P. R. (1991). A comparative
analysis of spiritual direction and psychotherapy. Journal of Psychology
and Theolgy 19, 103-117.
Genia, V. (2000). Religious issues in secularly based
psychotherapy. Counseling and Values, 44, 213-221.
Gilbert, M. (2000). Spirituality in social work groups:
Practitioners speak out. Social Work with Groups, 22(4), 67-84.
Gilgun, J. F. (2006).The four cornerstones of qualitative research.
Qualitative Health Research, 16, 436-443.
Ginsberg, L. (1999). Reviewers, orthodoxy, and the passion to
publish. Research on Social Work Practice, 9, 100-103.
Gotterer, R. (2001).The spiritual dimension in clinical social work
practice: A client perspective. Families in Society, 82, 187-193.
Gray, M. (2008).Viewing spirituality in social work through the
lens of contemporary social theory. British Journal of Social Work, 38,
175-196.
Grossman, P., Niemann, L., Schmidt, S., & Walachc, H. (2004).
Mindfulness-based stress reduction and health benefits: A meta-analysis.
Journal of Psychosomatic Research, 57, 35-43.
Hackney, C. H., & Sanders, G. S. (2003). Religiosity and mental
health: A meta-analysis. Journal for the Scientific Study of Religion,
42, 43-55.
Hawkins, R. S., Tan, S.-Y., & Turk, A. A. (1999). Secular
versus Christian inpatient cognitive-behavioral therapy programs: Impact
on depression and spiritual well-being. Journal of Psychology and
Theology, 274, 309-318.
Hodge, D. R. (2002a). Equally devout, but do they speak the same
language? Comparing the religious beliefs and practices of social
workers and the general public. Families in Society, 83, 573-584.
Hodge, D. R. (2002b).Working with Muslim youths: Understanding the
values and beliefs of Islamic discourse. Children & Schools, 24,
6-20.
Hodge, D. R. (2003). Spiritual assessment: A handbook for helping
professionals. Botsford, CT: North American Association of Christians in
Social Work.
Hodge, D. R. (2004a). Spirituality and people with mental illness:
Developing spiritual competency in assessment and intervention. Families
in Society, 85, 36-44.
Hodge, D. R. (2004b). Working with Hindu clients in a spiritually
sensitive manner. Social Work, 49, 27-38. Hodge, D. R. (2005). Spiritual
life maps: A client-centered pictorial instrument for spiritual
assessment, planning, and intervention. Social Work, 50, 77-87.
Hodge, D. R. (2006a). Spiritually modified cognitive therapy: A
review of the literature. Social Work, 51, 157-166.
Hodge, D. R. (2006b). A template for spiritual assessment: A review
of the JCAHO requirements and guidelines for implementation. Social
Work, 51, 317-326.
Hodge, D. R. (2008). Constructing spiritually modified
interventions: Cognitive therapy with diverse populations. International
Social Work, 51, 178-192.
Hodge, D. R., & Bushfield, S. (2006). Developing spiritual
competence in practice. Journal of Ethnic and Cultural Diversity in
Social Work, 15(3/4), 101-127.
Hodge, D. R., & Williams, T. R. (2002). Assessing African
American spirituality with spiritual eco-maps. Families in Society, 83,
585-595.
Johnson, B. R. (2002). Objective hope. Philadelphia: Center for
Research on Religion and Urban Civil Society.
Johnson, W B., Devries, R., Ridley, C. R., Pettorini, D., &
Peterson, D. R. (1994). The comparative efficacy of Christian and
secular rational-emotive therapy with Christian clients. Journal of
Psychology and Theology, 22, 130-140.
Johnson, W. B., & Ridley, C. R. (1992). Brief Christian and
non-Christian rational-emotive therapy with depressed Christian clients:
An exploratory study. Counseling and Values, 36, 220-229.
Kessler, M. L., Gira, E., & Poertner, J. (2005). Moving best
practice to evidence-based practice. Families in Society, 86, 244-250.
Koenig, H. G. (2007). Spirituality in patient care (2nd ed.).
Philadelphia: Templeton Foundation Press.
Koenig, H. G., McCullough, M. E., & Larson, D. B. 12001).
Handbook of religion and health. New York: Oxford University Press.
Lincoln, Y. S., & Guba, E. G. (2003). Paradigmatic
controversies, contradictions, and emerging confluences. In N. K. Denzin
& Y. S. Lincoln (Eds.), The landscape of qualitative research:
Theories and issues" (2nd ed., pp. 253-291). Thousand Oaks, CA:
Sage Publications.
Lyles, M. R. (1992). Mental health perceptions of black pastors:
Implications for psychotherapy with black patients. Journal of
Psychology and Christianity, 11, 368-377.
Mahoney, A., Pargament, K. I., Tarakeshwar, N., & Swank, A. B.
(2001). Religion in the home in the 1980s and 1990s: A meta-analytic
review and conceptual analysis of links between religion, marriage, and
parenting. Journal of Family Psychology, 15, 559-596.
Mathai, J., & North, A. (2003). Spiritual history of parents of
children attending a child and adolescent mental health service.
Australasian Psychiatry, 11, 172-174.
McCullough, M. E. (1999). Research on religion-accommodative
counseling. Journal of Counseling Psychology, 46, 92-98.
McNeece, C. A., & Thyer, B.A. (2004). Evidence-based practice
and social work. Journal of Evidence-Based Social Work, 1, 7-25.
Miller, G. (2003). Incorporating spirituality in counseling and
psychotherapy. Hoboken, NJ: John Wiley & Sons.
Morago, P. (2006). Evidence-based practice: From medicine to social
work. European Journal of Social Work, 9, 461-477.
Moss, B. (2005). Religion and spirituality. Lyme Regis, England:
Russell House.
Musick, M.A., Traphagan, J. W., Koenig, H. G., & Larson, D. B.
(2000). Spirituality in physical health and aging. Journal of Adult
Development, 7, 73-86.
National Association of Social Workers. (1996). Code of ethics of
the National Association of Social Workers. Retrieved from
http://www.socialworkers.org/pubs/ code/code.asp
National Association of Social Workers. (2001). NASW standards for
cultural competence in social work practice. Retrieved from
http://www.naswdc.org/practice/ standards/NASWculturalstandards.pdf
Nohr, R. W. (2000). Outcome effects of receiving a
spiritually-informed vs. a standard cognitive behavioral
stress-management workshop (Unpublished doctoral dissertation).
Marquette University, Milwaukee.
Oman, D., Hedberg, J., & Thoresen, C. E. (2006). Passage
meditation reduces perceived stress in health professionals: A
randomized, controlled trial. Journal of Counseling and Clinical
Psychology, 74, 714-719.
Pargament, K. I. (1997). The psychology of religion and coping. New
York: Guilford Press.
Pearson, A. (2007). Cochrane qualitative research methods group.
About the Cochrane Collaboration (Methods Groups)(2),Article No.
CE000142.
Pecheur, D. R., & Edwards, K. J. (1984). A comparison of
secular and religious versions of cognitive therapy with depressed
Christian college students. Journal of Psychology and Theology, 12,
45-54.
Plath, D. (2006). Evidence-based practice: Current issues and
future directions. Australian Social Work, 59, 56-72.
Propst, L. R. (1980). The comparative efficacy of religious and
nonreligious imagery for treatment of mild depression in religious
individuals. Cognitive Therapy and Research, 4, 167-178.
Propst, L. R., Ostrom, R., Watkins, P., Dean, T, & Mashburn, D.
(1992). Comparative efficacy of religious and nonreligious
cognitive-behavioral therapy for the treatment of clinical depression in
religious individuals. Journal of Consulting and Clinical Psychology,
60, 94-103.
Rajagopal, D., MacKenzie, E., Bailey, C., & Lavizzo-Mourey, R.
(2002). The effectiveness of a spiritually-based intervention to
alleviate subsyndromal anxiety and minor depression among older adults.
Journal of Religion and Health, 41, 153-166.
Reamer, F. G. (2006). Social work values and ethics (3rd ed.). New
York: Columbia University Press.
Reddy, I., & Hanna, F. J. (1998). The lifestyle of the Hindu
woman: Conceptualizing female clients of Indian origin. Journal of
Individual Psychology, 54, 384-398.
Richards, P. S., & Bergin, A. E. (Eds.). (2000). Handbook of
psychotherapy and religious diversity. Washington, DC: American
Psychological Association.
Richards, P. S., & Bergin, A. E. (Eds.). (2002). Casebook for a
spiritual strategy in counseling and psychotherapy, Washington, DC:
American Psychological Association.
Richards, P S., & Bergin, A. E. (2005). A spiritual strategy
for counseling and psychotherapy (2nd ed.). Washington, DC: American
Psychological Association.
Richards, P. S., Owen, L., & Stein, S. (1993). A religiously
oriented group counseling intervention for self-defeating perfectionism:
A pilot study. Counseling and Values, 37, 96-104.
Richards, P. S., Rector, J. M., & Tjeltveit, A. C. (1999).
Values, spirituality, and psychotherapy. In W R. Miller (Ed.),
Integrating spirituality into treatment (pp. 133-160). Washington, DC:
American Psychological Association.
Rose, E. M., Westefeld, J. S., & Ansley, T. N. (2008).
Spiritual issues in counseling: Clients' beliefs and preferences.
Psychology of Religion and Spirituality, Special Volume, 18-33.
Rosen, A., Proctor, E. K., & Staudt, M. M. (1999). Social work
research and the quest for effective practice. Social Work Research, 23,
4-14.
Rubin, A. (2007). Improving the teaching of evidence-based
practice: Introduction to the special issue. Research on Social Work
Practice, 17, 541-547.
Rubin, A., & Parrish, D. (2007).Views of evidence-based
practice among faculty in master of social work programs: A national
survey. Research on Social Work Practice, 17, 110-122.
Sackett, D. L., Straus, S. E., Richardson, W S., Rosenberg, W,
& Haynes, R. B. (2000)). Evidence-based medicine: How to practice
and teach EBM (2nd ed.). New York: Churchill Livingstone.
Saks, M., & Allsop, J. (Eds.). (2007). Researching health:
Qualitative, quantitative and mixed methods. Thousand Oaks, CA: Sage
Publications.
Segal, Z. V., Williams, J. M., & Teasdale, J. D. (2002).
Mindfulness-based cognitive therapy for depression: A new approach for
preventing relapse. New York: Guilford Press.
Sheridan, M. (2009). Ethical issues in the use of spiritually based
interventions in social work practice: What we are doing and why.
Journal of Religion and Spirituality in Social Work, 28, 99-126.
Shreve-Niger, A. K., & Edelstein, B. A. (2004). Religion and
spirituality: A critical review of the literature. Clinical Psychology
Review, 24, 379-397.
Slife, B. D., & Gantt, E. E. (1999). Methodological pluralism:
A framework for psychotherapy research. Journal of Clinical Psychology,
55, 1453-1465.
Slife, B. D., & Whoolery, M. (2006). Are psychology's main
theories and methods biased against its main consumers? Journal of
Psychology and Theology, 34, 191-231.
Smith, T. B., Bartz, J., & Richards, P. S. (2007). Outcomes of
religious and spiritual adaptations to psychotherapy: A meta-analytic
review. Psychotherapy Research, 17, 643-655.
Solhkhah, R., Galanter, M., Derinatis, H., Daly, J., & Bunt, G.
(2009). Spiritual orientation among adolescents in a drug-free
residential therapeutic community. Journal of Child Adolescent Substance
Abuse, 18, 57-71.
Stoltzfus, K. M. (2007). Spiritual interventions in substance abuse
treatment and prevention: A review of the literature. Journal of
Religion and Spirituality: Social Thought, 26(4), 49-69.
Sue, D., & Sue, D. (2008). Counseling the culturally diverse:
Theory and practice (5th ed.). Hoboken, NJ: John Wiley & Sons.
Task Force on Promotion and Dissemination of Psychological
Procedures. (1995).Training in and dissemination of
empirically-validated psychological treatments: Report and
recommendations. Clinical Psychologist, 48(1), 3-23.
Thyer, B. A. (2004). What is evidence-based practice? Brief
Treatment and Crisis Intervention, 4, 167-176.
Thyer, B.A. (2008). Evidence-based macro practice: Addressing the
challenges and opportunities. Journal of Evidence-Based Social Work, 5,
453-472.
Van Hook, M., Hugen, B., & Aguilar, M. A. (Eds.). (2001).
Spirituality within religious traditions in social work practice.
Pacific Grove, CA: Brooks/Cole.
Wahass, S., & Kent, G. (1997).The modification of psychological
interventions for persistent auditory hallucinations to an Islamic
culture. Behavioral and Cognitive Psychology, 25, 351-364.
Walker, S. R., Tonigan, J. S., Miller, W. R., Comer, S., &
Kahlich, L. (1997). Intercessory prayer in the treatment of alcohol
abuse and dependence: A pilot investigation. Alternative Therapies,
3(6), 79-86.
Weaver, H. N. (2005). Explorations in cultural competence. Belmont,
CA: Thomson-Brooks/Cole.
Whaley, A. L. (2001). Cultural mistrust and mental health services
for African Americans: A review and meta-analysis. Counseling
Psychologist, 29, 513-531.
Xiao, S., Young, D., & Zhang, H. (1998). Taoistic cognitive
psychotherapy for neurotic patients: A preliminary clinical trial.
Psychiatry and Clinical Neurosciences, 52(Suppl.), S238-S241.
Yunong, H., & Fengzhi, M. (2009).A reflection on reasons,
preconditions, and effects of implementing evidence-based practice in
social work [Commentary]. Social Work, 54, 177-181.
Zhang, J.-G., Ishikawa-Takata, K., Yamazaki, H., Morita, T., &
Ohta, T. (2006). The effects of tai chi chuan on physiological function
and fear of falling in the less robust elderly: An intervention study
for preventing falls. Archives of Gerontology and Geriatrics, 42,
107-116.
Zlotnik, J. L. (2007). Evidence-based practice and social work
education: A view from Washington. Research on Social Work Practice, 17,
625-629.
David R. Hodge, PhD, is assistant professor, School of-Social Work,
Arizona State University and senior nonresident fellow, Program for
Research on Religion and Urban Civil Society, University of
Pennsylvania, Philadelphia. Address correspondence to the author at Mail
Code 3920, CoPP, 411 North Central Avenue, Suite 800, Phoenix, AZ
85004-0689.