Intensive agriculture and socio-political development in the Lake Patzcuaro Basin, Michoacan, Mexico.
Fisher, Christopher T. ; Pollard, Helen P. ; Frederick, Charles 等
Introduction
Intensive agriculture played a pivotal role in the development of
archaic states, but there is considerable debate concerning its
relationship to population growth, climatic variability, and
centralization. One important example is that of the Tarascan State (Lake Patzcuaro Basin, Michoacan, Mexico (Pollard 1997) [ILLUSTRATION
FOR FIGURE 1 OMITTED].
Newly discovered intensive wetland features, in the form of canals
and associated agricultural fields, allow the intensification question
to be assessed in this region for the first time. This new research
examines the relationship between intensification, demography,
environmental variability, and the emergence of social complexity for
the pre-Tarascan period. Relict agricultural features are an amalgam of
socio-economic process and landscape manipulation requiring multiple
lines of archaeological and environmental data to decode. This synthesis
is best accomplished through a landscape approach.
Intensification in perspective
Two types of intensification approaches can be defined based on
core assumptions [ILLUSTRATION FOR FIGURE 2 OMITTED]. The first, the top
down and the bottom up type of approach (Chambers 1980; Erickson 1993a;
Scarborough 1991) debates who, and with what resources, was able to
construct water-management features. The more traditional and most often
applied top down approach, following the hydraulic hypothesis (Wittfogel
1957), suggests that the complexity, large scale, technological
sophistication and massive labour requirements of intensive agriculture
require co-ordination, planning, management and possibly coercion, most
often by the state (Kolata 1996; Matheny & Garr 1983; Sanders et al.
1979; Stanish 1994). In this view, only state-level societies are
capable of absorbing the presupposed high labour, capital, and
administrative costs.
Recent archaeological research has come to re-examine the top down
approach. Excavation and survey within the Lake Titicaca Basin (Erickson
1993a; Graffam 1992) has identified extensive tracts of raised fields
and associated settlements that can be securely dated to periods that
precede and post-date regional integration by the Tiwanaku state. These
systems also initially evolved and persisted in the absence of
population or other stresses. Raised-field and canal systems have also
been located prior to regional integration contexts in other areas of
Latin America (Doolittle 1990; Sluyter 1994). This has led Erickson to
argue that raised-field farming was organized locally, producing, over
time, a totally human-made landscape (1993a: 371).
The second type of approach is composed of explanations emphasizing
differing evolutionary mechanisms for the adoption of agricultural
intensification. Either a prime mover (push) or political economy (pull)
based approach provides the impetus for intensification. The push-based
mode assumes that prehistoric farmers participate in a labour-intensive
mode of subsistence as a response to some sort of resource imbalance,
most often demographic. Thus, in this prime-mover-orientated approach,
population pressure (Boserup 1981; Sanders et al. 1979; Turner et al.
1977), becomes an evolutionary mechanism that is seen as a prerequisite
for intensive agricultural systems. In recent literature the systemic
relationship between population growth and agricultural intensification
first proposed by Boserup (1965) has been critically examined. As a
result there is a growing body of archaeological literature that
suggests the lack of a causal link between demographic stress and
agricultural intensification (e.g. Blanton et al. 1982; Brumfiel 1976;
Feinman et al. 1985; Kowalewski et al. 1989).
Political-economy-based explanations assert that intensification is
a response to socio-economic systems promoting predictable surplus to
facilitate kin-based exchange, risk management, craft specialization and
lineage-based demands for tribute (Brumfiel & Earle 1987;
D'Altroy & Earle 1985; Price & Feinman 1995; Wright 1984).
The crux of the difference between prime-mover and
political-economy-based perspectives is the emphasis placed on either
external or internal mechanisms of evolution. In the push mode the locus
of change is located outside the socio-economic sphere of human control
in an intrinsically expanding population. In contrast, political-economy
models see intensification as the result of human-driven strategies for
agricultural surplus. In this view intensification is promoted by
emerging elites to finance the acquisition of power.
Both approaches to intensification have distinct implications for
Patzcuaro prehistory. For the top down and bottom up perspectives
construction timing is critical. Following the top down approach
intensive agricultural features would depend on, and date closely to,
the political unification and economic integration of the Patzcuaro
Basin by the Tarascan state. In the bottom up perspective, agricultural
features should pre-date basin integration. A second set of indicators
follow the political-economy approach. Intensive agricultural features
should be associated with emerging elites and the early development of
complex society. Support for the adoption of intensive agriculture as a
response to resource imbalance is recognized, if construction of
features generally coincided with such perturbations.
Lake Patzcuaro: background
Lake Patzcuaro is a shallow, highland lake on the Central Mexican
Altiplano (Chacon 1993) whose basin shares many characteristics with the
more familiar Basin of Mexico (elevation, vegetation, monsoonal
climate). There are some important differences, since the Lake Patzcuaro
Basin is smaller (928 sq. km) than the Basin of Mexico (7000 sq. kin)
and receives almost twice as much rainfall (900-1250 mm/year Patzcuaro,
450-1000 mm/year Basin of Mexico (West 1948)).
Much of the significant palaeoenvironmental research undertaken in
Central Mexico in the last decade (Metcalfe et al. 1989; O'Hara et
al. 1993; 1994; Street-Perrot et al. 1989) has been within the Patzcuaro
Basin. Since Lake Patzcuaro occupies a closed basin it is considered an
amplifier lake and is highly susceptible to minor climate changes. A
very small decrease in overall rainfall combined with a concomitant
increase in temperature and evapo-transpiration rates can result in
lake-level differences of [greater than]2 m per annum (West 1948). Minor
climatic fluctuations and resulting shifts in lake level, perhaps
exacerbated by human environmental modification, have occurred with some
frequency in the past. Recent research has focused on a variety of lake
cores recovered from the Mexican Highlands suggesting a series of
droughts for the Patzcuaro Basin between [TABULAR DATA FOR TABLE 1
OMITTED] AD 700 and 1100 (O'Hara 1993; O'Hara et al. 1994).
This would have resulted in a regression episode estimated to have been
between 10-13 m below the level of the lake at the time of European
contact.
The prehistory of the Basin
Prior to the formation of the Tarascan state in the 1350s little is
known about the prehistory of the Patzcuaro region. Two recent
archaeological projects in the southwest corner of the Patzcuaro Basin
yield the only substantive data. The first is a full-scale survey of a
150-sq.-km area between the modern towns of Patzcuaro and Erongaricuaro
[ILLUSTRATION FOR FIGURE 1 OMITTED] (Pollard 1998), and the second are
excavations from the sites of Urichu and Jaracuaro (Pollard 1995). Much
of this background is summarized from these two projects (TABLE 1). In
addition a CEMCA project of survey and excavation from the Zacapu basin
(Michelet 1992) provides critical background information for a
neighbouring region.
The earliest occupation evidence comes through the presence of
maize pollen in lacustrine cores dated to 1500 BC. In the Late
Preclassic period ([greater than]AD 350) small village societies are
known from the adjacent Cuitzeo and Zacapu Lake Basins. No evidence of
these lacustrine-orientated communities has yet been found within the
Patzcuaro Basin (Pollard 1997).
For the West Central Highlands, a major shift in socio-political
organization begins in the Classic Period (AD 400-900) marked by
increasing extra-regional economic ties. Large, well-planned ceremonial
centres appear such as Tres Cerritos near the Cuitzeo lake Basin,
Tingambato, located just outside the Basin, and Urichu, located in the
southwest portion of the Lake Basin. These settlements contain ball
courts, mound groups with sunken plazas, and group tombs with exotic
items. Evidence of increasing social complexity includes a large group
tomb at Urichu containing multiple individuals associated with exotic
grave goods (c. AD 400). In addition to Urichu, several centres greater
than 40 ha in size also emerge in the southwest portion of the Lake
Basin. In the neighbouring Zacapu Basin the Classic period is associated
with an expansion of smaller settlements away from the lakeshore
(Michelet 1992). For Patzcuaro sites under 20 ha occur only on the three
islands found within the survey area located away from the Prehispanic
shoreline. Severe upland erosion and lakebed sedimentation seen in later
prehistory is responsible for this disparity.
The Early/Middle Postclassic (AD 900-1350) marked another major
shift in socio-political organization, due in part to a breakdown of
Classic-period exchange networks and a re-organization of the Mexican
Highlands. Large, nucleated, defensible sites, such as El Palacio in
Zacapu (Michelet 1992) appeared while many smaller, less protected sites
were abandoned. In Patzcuaro (Early Urichu Phase (AD 900-1100)), there
was growth or expansion of major defensible upland centres and
abandonment of much of the lake shore. This trend ended in the late
Middle Postclassic (AD 1100-1350) with a major explosion in the location
and size of settlements. The Late Urichu period (AD 1100-1350) marked
the beginnings of centralization, social stratification and economic
integration leading to the formation of the Tarascan state in the Late
Postclassic (AD 1350-1525). Sites appeared in less defensible locations,
such as the lakeshore zone, and new areas of the uplands were colonized.
Large, truly urban centres grew dramatically in size and complexity with
new zones of monumental construction. This trend intensified during the
Tariacuri phase (AD 1350-1525), with the formation of the Tarascan
state.
Evidence for agricultural intensification
In 1996, we initiated a programme of landscape research within the
southeast portion of the Lake Basin to locate, characterize and date
Prehispanic agricultural features [ILLUSTRATION FOR FIGURE 1 OMITTED]
(1998). A drop in the level of Lake Patzcuaro over the last decade
allowed our investigation to centre on the shallow Prehispanic lake
margin - an area especially sensitive to fluctuations in water level.
During the early Hispanic period large-scale landscape abandonment led
to massive erosion blanketing much of this area with up to 4 m of
redeposited upland sediment (Fisher 1999). Thus no trace of the
Prehispanic lakebed was visible on the surface. Mechanical trenches were
excavated in areas thought likely to contain agricultural features (e.g.
Erickson 1993b; 1994; Nichols & Frederick 1993); two (NT-2 and NT-3,
[ILLUSTRATION FOR FIGURE 3 OMITTED]) contained evidence for canals and
associated agricultural horizons. To provide context, 16 locations from
the immediate region, along with an additional trench (NT-1; excavated 1
km south of NT-2 and NT-3 on the former lakebed), were examined
[ILLUSTRATION FOR FIGURE 1 OMITTED]. Comparison between these
non-modified sequences and the trenches containing canals allowed us to
identify anthropogenic soils and sediments.
A typical exposure in this region showed a very similar sequence of
deposition related to both episodes of lake-level change and
human-induced erosion [ILLUSTRATION FOR FIGURE 2 OMITTED]. A tuff,
composed of reworked lake sediments (diatomite) and volcanic ash underlies the study area. This is followed by an organic-rich marsh soil
(IX). Above this is a Prehispanic erosion episode, composed of laminated
clayey upland sediments ([ILLUSTRATION FOR FIGURE 3 OMITTED], NT-1)
covered by a second marsh (VIII). The thickness and composition of these
rythmites - deposited in open water - varies by proximity to
archaeological sites. The prehispanic portion of the sequence is then
capped with a third marsh soil (V) and buried under eroded upland
sediment deposited during the Hispanic period. These exposures can now
serve as a baseline to help detect anthropogenic modification.
Trenches containing agricultural features were atypical from
adjacent exposures in two respects [ILLUSTRATION FOR FIGURE 3 OMITTED].
Surrounding the middle marsh (VIII) are two discontinuous bands of
organic-rich, iron-cemented sediment (VII). These iron pans were either
formed from the accumulation of precipitates through ponding or from
continual wetting and drying of the soil - both an indicator of
fluctuating water conditions.
A second discordance noted for NT-2 and NT-3 are the lack of
rythmites formed from Prehispanic eroded sediment seen in related
profiles. What appears instead is a clayey, organic-rich, homogenous soil (VI). The formation of an incipient argillic horizon at the base of
this soil indicates the translocation of clay in a non-inundated
environment making this a third drying episode. In general character
this zone is strikingly similar to modern agricultural soils formed from
similar parent materials, suggesting a buried agricultural horizon.
Cultural material was present throughout the sequence up to the highest
marsh (V). Ceramics recovered were consistent with a Classic period
occupation but not phase specific.
Seven AMS dates were submitted from this locality with a tight
distribution between AD 120 and AD 850 as shown in FIGURE 3 (AD ages are
the intercept of radiocarbon age with calibration curve, see Stuiver et
al. 1993). Five of these dates form a column from the earliest canal
feature in NT-2 and two come from the lower portion of the sequence in
NT-3. A date of AD 120 (1890[+ or -]40 b.p. Beta-102812) was obtained
from NT-3 on the contact between the first iron zone and the basal marsh
(IX) marking the inception of a drying trend. The base of the second
iron pan dates to AD 605 (1480[+ or -]40 b.p. Beta-102813) effectively
bracketing the middle marsh (VIII). Dates of AD 680 (1330[+ or -]40 b.p.
Beta-102805) and AD 775 (1260[+ or -]40 b.p. Beta-102807) were obtained
from the middle and top of the second iron zone (VII). The column ends
with a determination of AD 885 (1170[+ or -]40 b.p. Beta-102811)
recovered roughly one third of the way from the bottom of the clayey
agricultural soil (VI). This dated sequence records rapid and constant
fluctuations in the level of Prehistoric Lake Patzcuaro for most of the
Classic period. Between AD 120 and AD 775 two low lake stage events (the
two iron cemented zones - VII) and one higher stage episode (the middle
marsh - VIII) are present. Above AD 775 a long-term regression of the
lake is evidenced by the formation of the clayey soil (VI). This is
buried by the final marsh (V) representing the Late Postclassic high
stage recorded in the ethnohistoric literature (O'Hara 1993;
Pollard 1993) and documented by the work of O'Hara et al. (1994).
The relatively short temporal span of the deposition sequence from
the Nocutzepo series of trenches suggest abrupt and rapid lake-level
changes. These data support aspects of the lake stage model presented by
O'Hara et al. (1993, 1994) for Lake Patzcuaro in that a lake
transgression is clearly evident in the Early Postclassic as they
suggest. Problematic, however, is the failure of their core data to pick
up the earlier episodes of lake-level flux in the Classic period. Thus
this study should serve as a cautionary tale for those who rely on
large-scale climatic or other sets of data as proxies for local records
of environmental change (e.g. Kolata 1996).
Having established the general sequence of deposition and the
manner of human modification we can now discuss the agricultural
features discovered in 1996. Two episodes of canal building were present
in the Nocutzepo trenches. Canals extended across trench walls and were
filled with combinations of marsh, laminated silts or iron-pan
sediments. The earliest canal [ILLUSTRATION FOR FIGURE 3 OMITTED],
roughly a metre wide, was excavated into the basal marsh (IX), filled
with the first iron pan episode (VII), and then capped with the second
marsh (VIII) before AD 590 (1500[+ or -]40 b.p. Beta-102811)
Above this feature are two later canals excavated into the clay
rich soil (VI) and filled with the final marsh (V). These features are
roughly 3 m apart and between 40 cm and over i m wide. Between the two
canals is an organic-rich zone that is either an agricultural soil or
zone of spoil from the adjacent canals.
A 5-m-long tangential trench was also excavated at this site to
define the overall morphology of the area, resulting in a T-shaped plan.
The sequence of deposition is the same for NT-2 and NT-3 but the
distribution of sediments differs in several key respects. The iron pan
(VII) and middle marsh (VIII) zones occur only on the outer edges of the
profile. They are replaced in the centre by the clayey agricultural soil
(VI) which rests directly on the basal marsh (IX). Thus these zones were
deposited against what may have been a raised planting platform related
to the upper set of canals.
Palaeobotanical samples indicate the presence of maize, based on
cob phytoliths, for agricultural levels above the basal marsh (IX). Also
discovered were possible root crops and unknown seed or fruit resources
(Deborah Pearsall, pers. comm.). The general sequence of sediments,
morphology, presence of cultigens and characteristics of these features
strongly suggest an agricultural origin. Indeed they are very similar to
wetland agricultural features reported throughout Latin America
(Erickson 1993a; Kolata 1996; Nichols & Frederick 1993; Parsons et
al. 1985; Sluyter 1994). Whether they represent true Chinampas or are a
local wetland agricultural adaptation such as reported by Foster (1948)
and West (1948) for the region is still a matter of debate.
Discussion and conclusion
Timing is critical for an evaluation of agricultural
intensification within the Patzcuaro Basin. The earliest canal appears
between AD 120 and 590 in the Classic period during the Lupe and
Jaracuaro phases. This is well before Basin integration by the Tarascan
state in the 1350s. These data confirm Erickson (1993a) that state-level
control is not necessary for the construction and maintenance of
intensive water-control features. The second set of canals post-date AD
885, placing their construction in the early to middle Postclassic
(Urichu phase). For Patzcuaro this was a period of increasing
socio-political and socio-economic complexity just prior to state
formation. This would support aspects of the top down perspective in
that some elements of state control were in place - although at a much
limited scale.
This research is more straightforward for the stress-based and
political-economy approaches. Following Boserup and others, intensive
agriculture developed as a response to population pressure. For
Patzcuaro, this would mean that intensification should be associated
with major settlement expansion in the late Postclassic during the Late
Urichu and Tariacuri phases (TABLE 1). Since both sets of agricultural
features occurred during the relatively low population densities of the
pre-Tarascan period, agricultural intensification was not related to
demography in the Patzcuaro Basin.
Following the political-economy perspective, intensive agricultural
features should be associated with emerging elites. The early canal
appeared during the Jaracuaro and Lupe phases, the first major period of
elite development noted for the Basin. The second set of canals occurred
during the La Joya/Early Urichu phases, a second major episode of elite
development that set the stage for the formation of the Tarascan state.
This evidence supports the political economy perspective for
intensification.
This paper used a landscape perspective to integrate multiple lines
of archaeological and geological data to address a substantive
anthropological issue in archaeology: the origins of agricultural
intensification. By treating the landscape as an artefact multiple
causal explanations were evaluated to place newly discovered
water-management features within the Lake Patzcuaro Basin in
socio-economic context. Thus agricultural intensification for Patzcuaro
is associated with emerging elites as they attempt to consolidate or
increase their power. These features also existed prior to state-level
control and management being organized instead from the bottom up. It
appears that for the Lake Patzucaro Basin, intensive agriculture was
firmly established well before Tarascan state formation. In this sense
Patzcuaro enters a debate currently centred on the Lake Titicaca Basin,
a region with which it shares many characteristics. Both experience
extreme shifts in lake level, have lacustrine-orientated societies and
were important centres of Prehispanic civilization. In addition, the
successive series of canals and agricultural soils from Patzcuaro
suggest landscape modification designed to mitigate the effects of a
highly variable environment in a scenario not unlike that outlined by
Erickson (in this volume of ANTIQUITY). The expansion of a landscape
approach to other highland lake basins in Latin America could make great
inroads to our understanding of the agrarian foundations of Precolumbian
civilization.
Acknowledgements. Much of this paper was presented in the symposium
'Dynamic landscapes and socio-political process: the topography of
anthropogenic environments in global perspective', organized by
Christopher T. Fisher and Tina L. Thurston at the 63rd meeting of the
Society for American Archaeology, Seattle (WA), 1998. We would like to
thank Gary Feinman and Barbara Bender for many useful comments. This
research was made possible through the generous support of the National
Science Foundation with a grant (SBR 950-7673) to Pollard supporting the
field research and a Dissertation Improvement Grant (SBR 963-3745) to
Fisher for the laboratory analysis. This research would not have been
possible without the long-term support of Helen Pollard. Finally, Fisher
and Frederick would like to thank the many residents of the Patzcuaro
Basin who often helped two muddy gringos get their samples into the van
just before the daily rain. Responsibility for omissions and errors lies
with Fisher, due no doubt, to the many long hours spent officiating B.C.
Society meetings.
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