Editorial. .
Stoddart, Simon ; Malone, Caroline
Archaeology is at its best when tackling the major transitions of
humanity: the emergence of culture, the development of agriculture and
the formation of the state. Even in a theoretical age that is suspicious
of any remnant of cultural evolutionism, we maintain that these
transitions, and the categories we necessarily employ to define them,
are still fundamental to our knowledge of humanity, and thus to
archaeological research. The first transition defines the onset of
humanity, the second provides the intensive food production on which the
full impact of `culture' is developed, and the third represents a
major re-working of political values and organization. In our current
archaeological discussions of theory, we are inclined to forget the
effectiveness and primary importance of archaeology in exploring each of
these central issues. In the next three editorials of ANTIQUITY, we will
investigate these major transitions with the assistance of invited
colleagues. We invite readers to add their reactions.
We start with the final transition, variously defined in ways that
are not co-terminous, as the city or the state. This is a threshold
forgotten by some (Mithen 1996) and criticized over a number of years by
others (Gledhill 1988; Kohl 1987). For still others it is dangerously
associated with neo-evolutionary theory (Shanks & Tilley 1987). We
examine here two traditions, the Mediterranean Old World (see also Book
reviews section), where the concept of the city was perhaps first
studied, but is subject to major critique, and the New World tradition
where the state remains the accepted mode of analysis. Whither are these
two streams of thought developing?
The recent conference organized by Barry Cunliffe (Institute of
Archaeology, Oxford) and Robin Osborne (University of Cambridge) on
Mediterranean Urbanisation 800-600 BC took place at the British Academy in London on 15 &16 November 2001, and provided an opportunity to
assess the Mediterranean flow. This was deliberately an
interdisciplinary conference attended by both archaeologists and ancient
historians. The main thrust of the meeting was to reject or, at least,
heavily criticize the city and state as entities, with particular
suspicion directed towards the historical validity of founders of
cities. In this latter respect the work of Carandini (already assessed
in the pages of ANTIQUITY 73: 463-7) was reviewed critically. More
generally, retrojection of later textual sources, in the past a frequent
approach for the classical world, was also attacked. This is an
important point because, although state formation and urbanization are a
transition that often introduces the technology of written history, only
archaeology can study the formative phases of the earliest examples.
Archaeology is now available to provide a primary source of evidence
into which the partial written sources can be fitted. This has not
prevented historians attempting to employ textual models for earlier
periods, and indeed some of this approach was present at the meeting.
If such concepts are rejected, what should be put in their place?
One proposition was a vaguely defined idea of community. Another was the
concept of identity, a theme popular in non-Mediterranean Europe but
perhaps less developed for the archaeology of the Mediterranean. There
was also a thrust that dynamism (and thus instability) was the
underlying force, fuelled by the frequently addressed mechanism in the
Mediterranean sea, that of trade and interaction. In summary, a pattern
emerged of dynamic and changing political worlds in strong contact with
other equally evolving political structures. To our mind, however, this
is the product of a text-led analysis. In the Mediterranean world, there
is still a relative lack of attention to infrastructure (production
rather than consumption or usually deposition; agriculture rather than
feasting; rural settlement rather than city life or more usually death).
The evidence for all this is now very available, but not fully
incorporated in our understanding. Urban and state structures bring
investment that militates against rapid change and it is perhaps this
investment in intensive food production and the built environment that
constitutes one major aspect of the threshold we are investigating. Some
scholars find it difficult to envisage the active (and conservative)
quality of material culture. In the Mediterranean, it is too tempting to
be distracted by the elite, both by their writings and their luxury
items.
We have asked MATTHEW FITZJOHN of St John's College,
Cambridge, who is working on related issues in Sicily, to provide a more
balanced and comprehensive account of the same meeting. He writes:
`Attempting to assemble scholars from a variety of disciplinary
backgrounds and regional specialisms, this meeting was intended as an
opportunity to question the definition of "urbanisation" and
the extent to which it is possible to talk of a distinctly urban
cultural life, through the integration of cross-cultural and
cross-regional perspectives. The conference can thus be regarded as
complementary to the University of Copenhagen's 1994 conference
"Urbanisation in the Mediterranean in the 9th to the 6th centuries
BC" in its attempts to investigate the particularities of
urbanization in the Mediterranean world and clarification on the nature
of early towns.
`Despite the desires of the organisers to gather specialists
representing research from across the Mediterranean the omission of
planned presentations by Frederic Trement (Southern France and
Northeastern Spain) and Barry Cunliffe (The Mediterranean and Europe)
resulted in the regional focus being placed rather heavily towards Italy
and its islands, with Greece for once in a supporting role. Professor
Maria Iacovou's paper on the Early Iron Age Urban forms of Cyprus
offered the only research directing our attention away from Greece and
Italy. Despite the lack of geographical diversity, the plenary sessions
at the end of both days, presided over by Cunliffe and Osborne,
successfully replaced the formal presentations of Trement and Cunliffe,
providing an open forum for lively debate between the conference
participants.
`Whilst most attention was focused upon the examination of details
from excavated sites (Iacovou; De Polignac; Rasmussen; Smith; Riva;
Osborne) and data from regional survey projects (Van Dommelen for
Sardinia; Attema for Lazio, Apulia and the Sibaritide), argument was
also supplemented by literary sources (Smith; Purcell; Foxhall).
`The distinctive feature of all of the presentations was the
opposition to all encompassing definitions of urbanism and conceptions
of urbanism as an evolutionary process (Iacovou; De Polignac; van
Dommelen; Purcell). In Statics and Dynamics: Ancient Mediterranean
Urbanism, Purcell proposed that definitions and approaches to
urbanization have tended to reconstruct the built environment as a fixed
entity emphasizing durable features and ignoring the regional and
historical fluctuations of urban forms. Pointing to the normality of
change in the modern Mediterranean world and by explaining environmental
factors as the catalyst for change and causation of stress Purcell
attempted to reveal the dynamic processes involved in urbanization
resultant from the relationship between urban form and territory.
`A major characteristic of several contributors was their
concentration on the relationships between the urban centre and the
region, whether that was the rural community (De Polignac; Van Dommelen;
Attema) or the Mediterranean as a whole (Iacovou; Riva; Foxhall). The
urbanization process was shown to be greatly influenced by foreign
relationships from the Late Bronze Age (LBA) and Iron Age (IA) in the
case of Cyprus (Iacovou) and Central Italy (Riva). In Cyprus,
urbanization was not seen as the result of long-term development, but
the result of demographic reorganization across the island from the LBA
and the establishment of an economy of metal which determined the
islands passage to the IA. Ultimately connection with the Assyrian
Empires was argued to have led to urbanization. However, the growth of
urban sites was still explained as location specific, rather than as an
island-wide trend. The orientalizing phenomenon visible in exotic items
and prestige and conspicuous consumption by elites was argued to have
played a primary role in the cultural dimension of Mediterranean
urbanization (Riva). Contact with the Near East created a cultural koine
shared by elite groups, which gave rise to aristocratic culture across
the Mediterranean basin with regional modifications from the 8th century
BC. This aristocratic culture created an ideal of urban living, whilst
notions of civic community expressed through customs and practices
within a ritual symbolic sphere were explained as the main stimulus of
urbanization (Riva). Closely connected to Riva's conception of the
Orientalising Koine, Foxhall's study attempted to move beyond
simplistic conceptions of Orientalism and Hellenisation. Integrating
archaeological and textual evidence, Foxhall explored the notion of
fashion, the role of commodities and their use within specific social
political and symbolic contexts. Volatile social and political
structures are seen as providing the setting for the use of
semi-luxurious goods (wool, olive oil, perfume, fruits, textiles and
wheat) to express personal and social identities and ambitions. Clearly,
we need to consider consumption as an elastic and dynamic concept
involved in complex relationships.
`Whilst some of the presentations strove to understand
Mediterranean-wide processes which influenced location-specific forms of
urbanization, some scholars focused on the particular physical features
of urban forms. The "Beginnings of Urbanisation in Rome"
(Smith) were presented through a reflection of the recent Italian
exhibition and catalogue Roma: Romolo, Remo e la fondazione della citta.
Major new archaeological discoveries, reinterpretations of historical
developments and a consideration of problems of how the curiae (wards)
has been written into the political history of proto-urban Rome, were
the main points of discussion. Rasmussen discussed what he felt to be
the difficulties of tackling Etruscan urbanization, namely that both
excavation and knowledge of sites is limited. Particular Etruscan sites
were shown to be much better understood using indications of
urbanization from features within the region: necropolises, sanctuaries
and the organization of the agricultural landscape as exhibited in the
creation and drainage channels, tunnels and other major engineering
works. The presentation by van Dommelen nevertheless made it clear that
assumptions about urban forms can often create misguided interpretations
of function. In the Mediterranean, it has often been assumed that all
colonial settlement is urban; in the instance of Sardinia, van Dommelen
effectively illustrated how this is not always the case. Rather than
establishing the status of a settlement from its later urban form or
urban appearance, van Dommelen approached the evidence within a regional
context, establishing function of the colonial sites from their
inter-relationships with the rural area and the wider Mediterranean
region.
`The examples of Greek colonization in the south of Italy (Attema)
provided further impetus for the adoption of regional interpretations.
The results of archaeological field survey established the complexities
of urbanization in different regions of southern Italy: in the
Sibaritide, the Greek colony of Sybaris is seen to create a colonial
geography out of the pre-existing proto-urban patterns, while in
Salento, Taras did not directly affect the indigenous settlement system;
finally, in the Pontine region, urbanization cannot be seen in isolation
from the settlement dynamics of the Alban Hills and south Etruria.
`Re-conceptualization of our classification of urban was a
characteristic of several presentations. Definitions of urban,
classifications of sites as urban and associations of urbanism with
state development or civilisation are shown to hinder our interpretation
of the Early Iron Age in the Mediterranean. As an alternative, Osborne
proposed to adopt a minimalist definition of urban in order to examine
the explosion of towns and what he argues to have been the striking
advantages of the town from the 8th century BC.
`An alternative view of urban sites was presented by De Polignac,
through his interpretation of sites across the Greek world. From
mainland to colony, changes to the organization of space within a
settlement and region are seen as identifiable traits of urbanization.
Colonies have traditionally been discussed in terms of the planned
organi'ation and separation of functional spaces: between private
and public, living and dead, general and specialized. However, De
Polignac presents a further level of analysis proposing how sites such
as Megara Hyblaea and Selinunte in Sicily were specifically organized on
different orientations to create polycentric sites for different
communities.
`The conference fulfilled its aim of providing the environment for
a number of stimulating presentations and fruitful discussion of
approaches and methods for studying urbanization rather than produce
conclusive definitions of urbanization. The contributions reflected the
broader approaches to urbanization in the Mediterranean world through
which urban areas are the discussed as the product of specific
historical and local conditions that are continuously open to
transformation.'
A curious aspect of recent work on state formation and urbanisation
is the superficial similarity of the work of Carandini and Flannery: the
first a classical archaeologist, the second a scientific scholar who has
worked on the `primary' civilizations of both Mesoamerica and the
Middle East. In both, the charisma and action of an individual are key
to the act of state formation. For Carandini (1997; Carandini &
Cappelli 2000), it is the founder. For Flannery (1999), it is the alpha
male. The key issue -- and the point of controversy -- is the
interpretation of what would be defined anthropologically as
ethnohistory, and by Mediterranean scholars as written sources. As
DEMARRAIS puts it below, how do we integrate the emic (indigenous) view
with etic (the archaeologists' outside view)? The complication for
Mediterranean Europe is that the textual sources are not always
contextually emic (displaced as they often are by time and space, and
often written about others) and the archaeologists are not always fully
etic (writing as Europeans about the foundations of Europe). Nascent
states are known to promote their claims to legitimization through a
series of strategies, which included the promotion of real, imagined and
reconstructed, local and exotic ancestors. The key difference between
Carandini and Flannery is that Carandini investigates one case study,
that of Rome, shrouded in mythical time, whereas Flannery investigates a
suite of modern ethnohistoric cases (Madagascar, the Ashanti, the Zulu)
by comparison with an effectively prehistoric archaeological example. As
JAMES WHITLEY in this issue debates in his critique of the use of
ancestors by archaeologists, we come back to a discussion of the
validity of cross-cultural comparison, and by extension in the study of
states, of how much diversity can be expected in the crossing of major
socio-political thresholds.
We have invited ELIZABETH DEMARRAIS, one of our advisory editors
and an important contributor to some of the debate (DeMarrais et al.
1996) to look at the direction that state formation is developing in the
Americas. She writes:
`Archaeological investigations of New World states have long been
associated with the processual and comparative traditions of American
archaeology. Eco-systemic models, developing out of settlement pattern
surveys, stressed features common to archaic states and showed how
administrative hierarchies, central places, and institutions of
political and religious authority contributed to the integration of
large populations under a central authority. While processual models
contributed significantly to understanding the forms and organization of
early states, these models have been criticized as overly static (Marcus
1993; Feinman & Marcus 1998). Recent responses to this criticism
include new research on historical dimensions of early states,
undertaken in the context of comparative studies, analysis at
macro-scales, and the construction of general models. A second
development involves attention to indigenous conceptions of political
organization and agency as sources of insight into `social
strategies' that -- together with `ecological strategies' --
influence social reproduction and the longer-term dynamics of archaic
states (Brumfiel 1992).
`In a recent edited volume devoted to archaic states (Feinman &
Marcus 1998), contributions from American researchers (and a single
British-based contributor, John Baines) demonstrate that the comparative
tradition is alive and well. The book's case studies delve into the
complexities of local historical sequences and investigate aspects of
the internal workings of individual states without abandoning the search
for general patterns and insights from cross-cultural comparison. An
example is found in Joyce Marcus' chapter, which extends her
Dynamic Model, developed in an earlier work on the Maya (1993), to other
regions, including the Andes, Mexico, the Aegean, Egypt and Mesopotamia.
The original model drew upon detailed analysis of indigenous conceptions
of political structure from historical documents, maps produced by Maya
scribes and native terms for political units. Marcus argued that the
state emerged in the Maya region when one chiefdom was able to subjugate neighbouring polities, forming a powerful centralized state (Marcus
1993: 116-17). On-going conflicts characterized interactions between the
central authority and provincial lords, leading to breakdown of the
state into its constituent provinces, followed by subsequent cycles of
alliance-building, political consolidation and then breakdown. Finding
that this cyclical process is visible in other regions of the world,
Marcus argues that perhaps much of the internal diversity documented for
archaic states may be explained as different stages in a dynamic process
common to a range of settings worldwide (Marcus 1998).
`Marcus' model depended upon access to detailed evidence for
rapid shifts in political relationships among elites. Other researchers
have pursued interests in political negotiation through debates about
the role of agency in early state dynamics (Dobres & Robb 2000).
Some researchers, influenced by processual models, have argued that
agents in similar situations will share broadly similar goals
cross-culturally. Efforts to explore these dynamics include studies of
factional competition (Brumfiel & Fox 1994), political economy
(Blanton et al. 1996; Blanton 1998) or the materialization of ideology
(DeMarrais et al. 1996). Their joint aim is to identify the range of
resources -- material and social/symbolic -- that social actors deploy
in pursuit of their goals. Blanton (1998) has described this process in
terms of variation in power strategies that produce different types of
social formation. Blanton's recent (1998) work explores contrasts
between consensus-building and `corporate' power strategies versus
competitive, `exclusionary' power strategies. The former strategies
generate states organized along `corporate' principles, exemplified
by Teotihuacan, whose rulers remain virtually faceless in the
archaeological record. The latter strategy produces an
`exclusionary' hierarchically ordered state such as Tikal with a
rich iconography depicting powerful rulers. Like Marcus, Blanton
suggests that the dynamic character of political interaction generates
ongoing shifts between corporate and exclusionary political formations
visible in long-term cycles in Mesoamerica.
`Other researchers argue that agency is a subjective phenomenon, to
be understood only in terms of a specific culture or set of historical
circumstances (Gero 2000; Johnson 2000). Researchers seeking better
understanding of the cultural backgrounds for early state formation are
increasingly discovering discrepancies between indigenous conceptions of
political structure and models based solely upon archaeological
evidence. Archaeologists interested in the Maya, Aztecs, Mixtecs or
Zapotecs, as well as Inka scholars, have access to varied forms of
documentary evidence, including descriptions by Spaniards from the 16th
and 17th centuries. For Mesoamerican scholars, additional sources
include maps and other documents from native scribes, as well as elite
propaganda inscribed upon monuments, stelae and other media. Scholars
have undertaken detailed research comparing interpretations derived from
archaeological remains with those emerging from documents. Ethnohistoric
sources reveal significant variation over time, and from place to place,
for example, in the use of indigenous terms to designate political
units. Timothy Hare's (2000) analysis of Aztec documents uncovered
a strong emphasis on smaller settlements -- towns, wards, and other
rural sites -- as settings for elite-directed social and political
interaction. This emic view contrasts markedly with interpretations
based upon archaeological settlement-pattern studies, in which large
urban centres figure most prominently as locations of political
activities. Reconciling these differences remains a major challenge for
New World scholars.
`Recent research in American archaeology reveals on-going interest
in comparative studies and the formulation of general models, at the
same time that archaeologists are grappling with accumulating evidence
for the great diversity and complexity of early states. Marcus'
Dynamic Model represents a major advance in modelling the dynamic
character of political processes in the past; her work represents an
important departure from the static models generated during earlier
processual research. At the same time, detailed knowledge derived from
ethnohistoric research has posed new challenges for archaeologists, who
must reconcile disparate pictures arising from emic versus etic
perspectives. Undoubtedly, on-going work on agency will help to uncover
new ways of conceptualizing the complicated relationships that link
culture, historical circumstances, political processes and the agency of
individuals, all of which are acknowledged as significant factors
shaping the dynamics of early states.'
References
BLANTON, R. 1998. Beyond centralization: Steps towards a theory of
egalitarian behavior in archaic states, in Feinman & Marcus (ed.),
Archaic States: 135-72. Santa Fe (NM): School of American Research.
BLANTON, R., G. FEINMAN, S. KOWALEWSKI & P. PEREGRINE. 1996. A
dual-processual theory for the evolution of Mesoamerican civilization,
Current Anthropology 37: 1-14.
BRUMFIEL, E. 1992. Distinguished lecture in archaeology: Breaking
and entering the ecosystem -- gender, class and faction steal the show,
American Anthropologist 94: 551-67.
BRUMFIEL, E. & J. FOX. 1994. Factional competition and
political development in the New World. Cambridge: Cambridge University
Press.
DEMARRAIS, E., L.J. CASTILLO & T. EARLE. 1996. Ideology,
materialization, and power strategies, Current Anthropology 37: 15-85.
DOBRES, M.-A. & J. ROBB. 2000.Agency in archaeology. London:
Routledge.
FEINMAN, G. & J. MARCUS (ed.). 1998. Archaic states. Santa Fe
(NM): School of American Research Press.
GERO, J. 2000. Troubled travels in agency and feminism, in Dobres
& Robb (ed.): 34-9.
HARE, T. 2000. Between the household and the empire: structural
relationships within and among Aztec communities and polities, in M.
Canuto & J. Yaeger (ed.), The archaeology of communities: a New
World perspective: 78-101. London: Routledge.
JOHNSON, M. 2000. Self-made men and the staging of agency, in
Dobres & Robb (ed.), Agency in archaeology: 213-31. London:
Routledge.
MARCUS, J. 1993. Ancient Maya political organization, in J. Sabloff
& J. Henderson (ed.), Lowland Maya civilization in the 8th century
AD: 111-83. Washington (DC): Dumbarton Oaks.
1998. The peaks and valleys of ancient states: An extension of the
dynamic model, in Feinman & Marcus (ed.): 59-94. Ancestors are
favoured by state authorities, archaeologists and the general public
alike to judge from the collapse of the Public Record Office web site at
the beginning of 2002. This issue of ANTIQUITY is much frequented by
ancestors. We celebrate the lives of three very different
archaeologists, PIERRE-ROLAND GIOT and PETER REYNOLDS, with a Celtic
addendum to the life of RHYS JONES. We offer the varied and illustrated
special section on Ancestral Archives which, as NATHAN SCHLANGER
explains, is the product in large part of a European special project.
This offers a menu for everyone, the illustrated de Mortillet menus
themselves, wide geographical coverage, perceptive political comment and
recoverable scientific information from early archaeological
exploration. The final ancestral offering, by JAMES WHITLEY, however,
provides a provocative warning that we may employ the science and even
the nostalgia of ancestors too readily, and, by wider inference, could
be accused of becoming not only a backward looking curiosity in the
material that we study, but in the theory that we choose to apply to
that material. To this we can counter that the use of ancestors is an
anthropologically attested phenomenon both in state and non-state
societies, as the late Art Saxe was one of the first archaeologists to
illustrate.
PAUL ASHBEE has kindly commented on the ancestry of ANDREW
HEALD's paper on knobbed spear-butts published in December. He
writes that this subject `is something that Gordon Childe contemplated
but never wrote. He had mentioned them in his Prehistory of Scotland
(1935) and saw them as a product of a bronze technology akin to the
production of socketed axes. T.D. Kendrick's British antiquity
(1950) (VGC was sent a copy by TDK) had in it 16th-17th-century pictures
of Ancient Britons and Picts all armed with spears that had knobbed
butts.' [In our preparation of the Celts from Antiquity volume of
reprinted ANTIQUITY papers we have noted the use of the same
illustrations by Rieckoff & Biel (2001: 33) in their new work on the
Celts. Ed.] `VGC was of the view that the sources of these depictions
must be from descriptive passages by classical writers. He remembered
reference to the knobbed spear butts in the 11th-century AD epitome of
books 30-end of Dio Cassius by Joannes Xiphilinus. He began to assemble
details and some Irish ones were probably supplied by S.P. O Riordain.
Sadly he was overtaken by various events and the paper was never
written.' We very much hope as editors to be able to publish more
articles that take the very best of Childe -- his detailed knowledge of
material culture-- and place them in a modern theoretical context.
A further ancestral mention we wish to make is to the publication
of a celebration of female academics from one college, Newnham in
Cambridge, a number of whom contributed to the early development of
ANTIQUITY. The booklet, Pioneers of the Past (2001), is sold in aid of
the college library, and edited by ANN HAMLIN. The concentration of
excellence in one location is simply expressed by listing the
archaeologists with their epithets as they appear in the text: Jane
Harrison (celebrated classical archaeologist: 1850-1928), Gertrude
Thompson (intrepid explorer of new archaeological fields: 1888-19850,
Nora Chadwick (devotee and inspiring teacher of celtic studies:
1891-1972), Dorothy Garrod (distinguished pioneer of the palaeolithic
and of archaeology in Cambridge: 1892-1968), Winifred Lamb (devoted
scholar of Mediterranean archaeology: 1894-1963), Jocelyn Toynbee
(outstanding historian of Roman art and dedicated teacher: 1897-1985),
Jacquetta Hawkes (notable author and communicator of archaeology
(1910-1996), Joan Liversidge (dedicated teacher and contributor to Roman
archaeology: 1914-1984). The booklet can be ordered from the college.
In the year 2001-2, archaeology departments have been assessed on
grounds both of teaching and of research. It is of immense credit to
King Alfred's College, Winchester, one of the smaller, less
resourced departments in the country, that they should have received the
highest possible marks in teaching (24/24). No department received full
marks in both teaching and research, but it is again worth noting that
Cambridge arid Reading received the highest research rating (5*) and
only lost one point on teaching (23/24), and Cardiff and Leicester
received top marks on teaching (24/24 for Leicester and Excellent for
Cardiff under an earlier Welsh exercise) and were awarded a 5 in their
research rating. Archaeologists in the UK are increasingly investigating
the issue of teaching as well as research, as the third Lampeter seminar
in archaeology, now published (Rainbird & Hamilakis 2001), makes
clear.
We are pleased to announce the winners of the ANTIQUITY QUIZ at the
Dublin TAG: Gabriel Cooney, Tony Brown, Robert van der Noort, Aidan
O'Sullivan and Annaba Kilfeather. They will receive two free
subscriptions and two copies of Celts from Antiquity.
We are also pleased to announce the ANTIQUITY PRIZE winner for the
best 2001 paper, RICHARD BRADLEY'S `Orientations and origins: a
symbolic dimension to the long house in Neolithic Europe' (75:
50-56); runners-up, A.G. BROWN, I. MEADOWS, S.D. TURNER & D.J.
MATTINGLY on Roman vineyards in Britain (75: 745-57). The CULLEN PRIZE
for the best young scholar's paper, awarded each year by Ian Gollop
in honour of Ben Cullen, who died tragically young, goes to M.K. HOLST,
H. BREUNING-MADSEN & M. RASMUSSEN, for `The south Scandinavian
barrows with well-preserved oak-log coffins' (75: 126-36); the
runner-up is Estella Weiss Krejci on Restless corpses (75: 769-80).
COLIN BURGESS has pointed out that a gremlin has introduced two
last-minute changes to his text included in the last editorial, and we
apologise for change in meaning this implied. `Both are on p. 665: left
column, 3 lines down -- a "w" has been added to "as"
to make "was", and my point was that the profession (like
professional archaeologists) was just beginning to emerge. One letter,
but it completely changes the sense. Right column, -17, about two thirds
of the way down, "they" has been inserted after "no more
scientists than...", and this completely changes what Atkinson
wrote. The point he was making was that archaeologists and art
historians both, are not scientists just because they use scientific
techniques.'
References
CARANDINI, A. 1997. La nascita di Roma. Dei, Lari, Eroi e Uomini
all'alba di una civilta. Torino: Giulio Einaudi Editori.
CARANDINI, A. & R. CAPPELLI (ed.). 2000. Roma. Romolo, Remo e
la fondazione della citta. Milano: Electa.
FLANNERY, K.V. 1999. Process and agency in early state formation,
Cambridge Archaeological Journal 9(1): 3-21.
GLEDHILL, J. 1988. Introduction. The comparative analysis of social
and political transitions, in J. Gledhill, B. Bender & T. Larsen
(ed.), State and society: 3-21. London: Unwin & Hyman.
KOHL, P.L. 1987. State formation: useful concept or idle fixe?, in
T. Patterson & C.W. Gailey (ed.), Power relations and State
formation: 27-34. Washington (DC): American Anthropological Association.
MITHEN, S.J. 1996. The prehistory of the mind: a search for the
origins of art, science and religion. London: Thames & Hudson.
RAINBIRD, P. & Y. HAMILAKIS. 2001. Interrogating pedagogies.
Archaeology in higher education. (Lampeter Workshop in Archaeology 3).
Oxford: British Archaeological Reports. International series S948.
SHANKS, M. & C. TILLEY. 1987. Social theory and archaeology.
Cambridge: Polity Press.
ARTHUR APSIMON, a long-time research collaborator with
PIERRE-ROLAND GIOT ,has kindly written an appreciation of his work.
Pierre-Roland Giot born 23 September 1919, died 1 January 2002
Giot's death at the turn of the year deprives us of a scholar and
scientist who was the dominating figure in the development of
archaeology in Brittany in the second half of the 20th century.
His university studies, begun with a brilliant licence in sciences
in Paris, were interrupted in 1939 by conscription into the French Army,
where he served in the anti-aircraft artillery. After the defeat of
France in June 1940, his disarmed unit was employed on forestry work in
the Pyrenees, first building their own log cabins. After demobilization his first research was done for the Diploma of Etudes Superieurs in
Geology at Grenoble. In 1943 he was appointed as a researcher at the
Centre Nationale de Recherche Scientifique [CNRS], for which he worked
until 1986, rising to titular Director of Research `de classe
exceptionelle', and becoming an Honorary Director on retirement.
Posted to Brittany, in 1943-4 he did geological mapping by day, and by
night gathered intelligence for the Resistance on German progress in
building the `Atlantic Wall', counting the trains carrying cobbles,
sand and cement to the works in progress. At the Liberation, alone,
unarmed and not without inward qualms, he disarmed and detained the
leader of the ill-advised Breton separatist movement.
By 1950 he had around 25 geological publications to his name, but a
long-standing interest in archaeology and anthropology was marked by
publications in those fields beginning already in 1944. In 1947 he was
appointed Director of the Circonscription of Prehistoric Antiquities of
Rennes (later of Brittany), and following the completion of his doctoral
thesis in anthropology at the University of Rennes, was appointed in
1951 to set up and direct the Laboratory
`Anthropologie-Prehistoire-Protohistoire et Quaternaire
Armoricains' of the University of Rennes, a post he was to hold
until 1986, overseeing meanwhile the development of modern
archaeological methods in Brittany and nurturing the talents of very
many capable researchers.
During these years he worked unsparingly and published abundantly;
the list, complete to 1988, of his scientific publications in the
celebratory volume dedicated to him (Monnier & Langouet 1990)
contains 536 items. These publications cover all branches of the
archaeology of Brittany from earliest prehistory to medieval, but there
is also a substantial series of studies of the physical anthropology of
Breton populations and his fieldwork took in study of Breton folk-music,
costume and dialects.
The major project of his early years in Brittany was the
petroarchaological study of groundstone axeheads from the region,
modelled on that initiated by the South-West Museums group in England
and begun in collaboration with J. Cogn6 c. 1947, which led to the
discovery and eventual excavation of the Neolithic quarry site at
Plussulien in the central hilly spine of Brittany, a site comparable in
importance to Great Langdale in England but with a much wider geographic
spread for its products. The work which made him internationally known
and by which he will be best remembered was that on chambered passage
tombs in Brittany, in particular the three sites of L'Ile Carn,
Barnenez and L'Ile Guennoc, all on the northern coast of Finistbre,
the first and third on offshore islands. All were the result of
adventitious circumstances: Carn was dug in 1954 to safeguard a presumed
corbelled vault, endangered by war-time interference; at Barnenez the
complex of 11 tombs in a huge cairn was investigated between 1955 and
1968, following deliberate destruction by quarrying; and the complex of
tombs on Guennoc, revealed by a sustained fire in 1953-4 and dug over 12
seasons in 196072, under extremely difficult conditions, since Guennoc
is over I km offshore even at low tide, on the stormy northwest coast of
Finistere. The results were spectacular: at Cam an undisturbed corbelled
chamber was found, charcoal from which was dated at Groningen in 1959
giving a calibrated age between 4350 and 3800 BC (95% confidence),
upsetting at a stroke the views of Piggott, Daniel and many others on
the dating and significance of Armorican passage tombs; at Barnenez the
scale of the monument attracted a visit in September 1955 by Sir
Mortimer Wheeler with Glyn and Ruth Daniel, Paul Johnstone and BBC
television, and the results of radiocarbon dating confirmed the
pioneering result from Cam; while Guennoc, though perhaps less
spectacular, corroborated the dating and confirmed and extended
knowledge of the distinctive architecture and the material remains from
Armorican passage tombs.
In the confines of this note it is impossible to do more than touch
on Giot's contributions in other periods and areas of study, the
application of radiocarbon dating and scientific procedures, his work on
the archaeology of `Dark Age' Brittany, his encouragement of
students, among whom Jacques Briard, the late Jean
L'Helgouac'h, ]ean-Laurent Monnier and Yves Coppens, are but
four among many illustrious names. Even in retirement he continued to
work as hard as ever, his beautiful and pre-eminently practically useful
and authoritative guide, Bretagne des Megalithes (1995), is but one
example, while his annual summaries, `Chronique de prehistoire et de
protohistoire finisteriennes ...', have prefaces fully equal to
those of ANTIQUITY (e.g. the concluding remarks in that for 1996 (Giot
1997: 31-2)).
Giot's achievements won wide recognition both within and
outside France; he was, inter alia, a Corresponding Fellow of the
British Academy, an Honorary Fellow of the Societies of Antiquaries of
London and of Scotland, President in 1996-97 of the Cambrian
Archaeological Association and an Honorary Corresponding Member of the
Prehistoric Society and the Societe Jersiaise. Half Scots, on his
mother's side, he spoke a fluent if idiosyncratic English, his
cramped apartment in Rennes home to a bookcase full of classic English
literature, as well as all the archaeological books you have ever wanted
to buy, and the armchair once belonging to Fouche, reputedly the
favourite seat of Napoleon Bonaparte on his visits to that wily
individual. Papers and reviews in ANTIQUITY and P.P.S., as well as
reviews of English-language works, some extremely trenchant, in French
periodicals, span his career from 1951 onwards.
Personally he was shy, dryly humorous, inclined to taciturnity,
sometimes agitated, brusque, dismissive, but everlastingly kind and
generous to his many collaborators, students, friends and children of
friends. Yvan Onnee, his longtime colleague, writes: `La mort de Giot a
ete pour nous une grosse perte en tant qu'archeologue visionnaire
car il etait toujours parmi nous par ses ecrits at aussi, ses
discussions tres pertinentes sur la penske et la theorie des nouvelles
formes que prend l'archeologie actuelle, sur la remise en question
des jeunes chercheurs sur le passe, en particulier l'anthropologie
sociale et l'archeologie.
In Rennes in April 2001 when he came out to lunch with us and
friends, he was lively, even `chipper', delighted to show a corner
of old Rennes, to pass on a copy of work in progress. Sadly, he had
deteriorated physically in recent months, so that his sudden death,
which was a reprise of a close call at the beginning of the year, may
have come as a mercy to him. His ashes were scattered by friends on the
waters off Guennoc: `... elle rut le lieu de bien des experiences, le
depart de quelques vocations, tout comme elle est restee pleine de
souvenirs au milieu des brumes humides du crepuscule celtique. Pour
beaucoup d'entre nous L'Ile Guennoc fut quelque temps la
materialisation ireelle de la terre de l'immortelle jeunesse, Tir
Na nog.' (Giot 1987: 5). We miss him.
References
GIOT, P.-R. 1987. Barnenez Cam Guennoc. Rennes: Travaux du
Laboratoire `Anthropologie-Prehistoire-Protohistoire et Quaternaire
Armoricains -- Rennes'.
1995. Bretagne des Megalithes. Rennes: Editions Ouest-France.
1997. Chronique de prehistoire et de protohistoire finisteriennes
et des archeosciences pour 1996, Bulletin de la Societe archeologique du
Finistere 126: 11-32.
MONNA, J.-L. & L. LANGOUET (ed.). 1990. La Bretagne et
L'Europe Prehistoriques. Memoire en hommage a Pierre-Roland Giot.
Rennes: Revue Archeologique de l'Ouest. Supplement 2 (1990).
MARTIN JONES, one of the participants in a celebration of the life
of PETER REYNOLDS on 27 October 2001, writes of his important and
unusual contribution to British archaeology. He was one of a number of
people who inspired the editor as a Hampshire schoolboy to take up
archaeology. Those who wish to make a contribution to safeguard his work
in experimental archaeology may send donations (cheques made payable to
The Friends of Butser Ancient Farm) to the following address: David
Andrews, Hon. Treasurer, Friends of Butser Ancient Farm, c/o 25 Richmond
Road, Gosport P012 30J. The website of the project is at
www.butser.org.uk
Dr Peter J. Reynolds born 6 November 1939, died 26 September 2001
With the untimely death of Peter Reynolds at the age of 61, archaeology
has lost a colourful and inspiring colleague. For three decades, Peter
took a leading position in experimental archaeology, initially at Bredon
Hill in the Cotswolds, and then from 1972 onwards at the internationally
renowned Butser Hill Ancient Farm in Hampshire. His archaeological
career grew from a restlessness experienced while classics master at
Prince Henry's Grammar School at Evesham. While his passion for
classical texts stayed with him throughout his life, he was anxious to
get his hands and feet dirty and wrestle with the very basic questions
of what life was like in the past. Experimental archaeology allowed him
to do so with an enthusiasm that infected a very large number of people,
amateurs and professionals alike.
The Council for British Archaeology instigated the Butser Hill Farm
project at a time when experimental archaeology was beginning to take
shape. A small number of reconstructions, for example at the Danish site
of Lejre, and a series of one-off re-enactments are charted in John
Coles' book, Experimental archaeology, but it was yet unclear how
best to test the feasibility of theoretical ideas about prehistoric
structures. Peter was asked in 1972 to lead the Butser project and
quickly gave the field of experimental archaeology its shape. He
believed that a finely detailed holistic reconstruction was the
appropriate route, at every stage questioning and testing the premises
that informed each component of the model. With this in mind, he
transformed a spur of the Hampshire Chalklands into an `Iron Age
farm'. At its centre was a thatched wattle-and-daub roundhouse.
Round about lay a series of `Celtic fields' growing near-extinct
cereal species, paddocks with Soay sheep, long-legged Dexter cattle and,
for a short while, the unruly progeny of a wild boar and a Tamworth sow,
the only living things whose stubborn determination surpassed
Peter's own. Their abandoned pigsties were the only part of the
remarkable scene that did not contribute to the entirely plausible view
of a living Iron Age landscape.
Indeed, one of the most immediate and enduring contributions of
Peter's work has been to the way in which the prehistoric landscape
is envisioned. Prior to the Butser project, the circular gullies and
post rings of the British Iron Age were typically interpreted by loose
reference to ethnographic parallels from quite different regions,
drawing on a motley array of structures that also happened to be
circular, be they from North America, sub-Saharan Africa, or wherever.
Peter's reconstructions had to be achievable from natural resources
available in prehistoric Britain, and able to sustain the wind, rain and
frost of these northern islands. Soon after the reconstruction of the
first roundhouse, our image of prehistoric dwellings changed, and one or
other of the Butser buildings continues to be the starting-point of any
visualization of British prehistory.
A central theme of Peter's experimental work was constant
interplay with the archaeological record. He instigated silting
experiments within his field ditches, recorded the evolution of drip
trenches around his houses, and performed repeated experiments on the
storage of cereal grain in underground pits, the subject of his Ph.D
thesis. His experiments demonstrated how this critical form of storage
could actually work. His hypothesis, based on the idea of partial
germination of the stored grain, was subsequently supported by my
microanalysis of a burnt-out storage pit from the hillfort at Danebury.
In the 1970s, Butser was one of the very few places known to be growing
significant quantities of non-modern cereals, such as spelt and emmer
wheat. Since the 1980s, the organic food industry has adopted them, and
their survival has been recorded in a number of traditional farming
regions. However, the early Butser harvests provided some novel and
unique insights into a range of forgotten crops, in particular that the
yield capacity of prehistoric cereals was surprisingly high. The
widespread assumption that yield capacity was a major constraint to the
productivity of prehistoric communities was ill founded.
An engaging speaker, Peter was always happy with an audience, and
he travelled tirelessly as one of archaeology's most popular guest
lecturers, both in Britain and throughout the world. He was familiar
with a range of establishment venues, though these were possibly not his
favourite environs. He was at his best in the lively and spontaneous
debates in which he might engage in a pub with colleagues and students,
in the field on the Turkish study tours he led, or beneath the rafters
of one of his round houses.
The Butser Ancient Farm Project has so far had a varied and
sometimes turbulent 30-year life, successively moving between three
sites and teetering on a range of financial tightropes. The ups and
downs never visibly dampened Peter's enthusiasm for the
project's future, and belief in what could be achieved. I well
remember being invited, along with all the principal figures of European
archaeobotany, to an international conference at the newly established
Nexus House. On our arrival we found our venue to be a small abandoned
roadside cafe that Peter had acquired. Our enthusiastic host invited a
group of mildly surprised East European professors to help nail boards
to the skylights in order that we might show slides. The impact of
Peter's indomitable spirit has been widespread. A recent meeting to
look towards the Butser Project's future after Peter's death
included several professors of archaeology, independent archaeologists,
members of English Heritage and of the media, upon all of whom
Peter's life work had made a considerable mark. He will be sorely
missed, but each time an archaeologist uncovers a circle of posts, stone
footings or ring ditch, and speculates upon lives once lived within
them, his ideas will be brought back to life.
Professor VINCENT 1VIEGAW, for some 40 years friend and colleague
of Emeritus Professor RHYS JONES, whose death on 19 September 2001 we
reported in our last issue, adds what he terms:
Further reminiscences of a back-looking curiosity
It is hardly surprising that the life of one who, unlike the
Aboriginal artist, Albert Namatjira, was not a `wanderer between two
worlds' but rather a voyager between many worlds should already
have been memorialized so frequently. Obituaries have appeared not only
in London in the pages of The Times and Independent but also in the
Welsh-based Western Mail, not to mention the Bungendore Bulletin, whose
editor, Dougal Macdonald, has written a touching memorial of Rhys. Over
the years, together with his wife and co-researcher, Betty Meehan, Rhys
had become a local figure-head, drinking companion and font of much
curious knowledge about this little New South Wales town.
One is used today to images of Rhys Jones, Australia's answer
to Indiana Jones, Akubra hat, beard, braces over a respectably enhanced
belly. But that was only one image; as I saw him first, short
back-and-sides, fresh-faced and slim, with hindsight he looked every
inch the Welsh-speaking schoolboy, attending Whitchurch Grammar School
near Cardiff. Close by was Barry Boys County School, whose own star
pupil was another Welsh speaker, Glyn Daniel, later to be Disney
Professor of Archaeology at the University of Cambridge. Brought up in a
Welsh-speaking family in Blaenau Ffestiniog in north Wales, Rhys moved
south with his teacher mother, the incomparable Enid Watkin Jones, and
his sister Non. In the Glamorgan Vales Welsh was not so common, but one
of the other two native speakers in Rhys' new school was his second
cousin Rhodri Morgan, now First Minister of the Welsh Assembly. In 1957
Rhys submitted an essay for the Trevelyan Scholarship based on his
excavating more or less single-handedly a Bronze Age barrow at
Sant-y-Nyll. He was successful, his assessors being Glyn Daniel and
Richard Atkinson, the Foundation Professor of Archaeology at what was
then University College, Cardiff.
My own first sight of Rhys was in the Royal National Park south of
Sydney in August 1963 -- recently devastated by bush-fires. He had been
welcomed off the `plane which had brought him from Britain as a 10
[pounds sterling] migrant by Richard Wright, another Cambridge graduate
and Rhys' new colleague at Sydney University. The choice offered
was simple -- back to Fivedock to sleep off the flight or to visit his
first Australian excavation. There was no contest -- Curracurrang Cove
it was.
I have emphasized the Welsh connection since it was his Welshness
which meant so much to Rhys. I never heard him use that problematic word
`multicultural' but it seems to me that Rhys' intense concern
for what he regarded as the real indigenous culture of Australia sat
easily with his own concern for the history and culture of his homeland,
the culture of those he termed `the British Aborigines'. It is no
accident that, while Rhys' first archaeological publication was in
ANYTIQUITY for 1964 -- then edited by his teacher Glyn Daniel -- his
second, on who were the Tasmanians, appeared in Welsh in the following
year in the University of Wales' popular science journal Y
Gwyddonydd. Tasmania was soon to become Rhys' Other Island, the
focal point of his research culminating in his Ph.D, awarded by the
Sydney University in 1972.
There was always a popular and popularizing side to Rhys; a natural
story-teller and brilliant lecturer who offered evidence, if evidence
was needed, that lecturing is a performance art. Once more the link with
Glyn Daniel presents itself. There are those who have said -- as was
said of the Disney Professor -- that there was too little of real
substance in Rhys' more than 200 publications, that we still
awaited the Great Book. Jealousy gets one nowhere, but it is true that
Rhys was interviewed in 1979 for not one, but two articles on early
Australian prehistory which appeared in Australian Playboy. Throughout
his working life, Rhys demonstrated that for the past to retain any
relevance in the present it was necessary to excite the minds -- and
pockets -- of publicans as well as politicians, ace footballers as well
as academics. A not infrequent face on television and an even more
frequent voice on radio, it was only natural that Rhys should have been
asked in 1978 by the late Tom Hayden to cooperate in a film called The
last Tasmanian: A story of genocide, a film whose central character was
Truganini, whose death in 1876 was regarded at the time as marking the
passing of the last of her race. For this the makers of the film were at
one and the same time seen as denying emergent Tasmanian Aboriginal
activists their land rights and as having made a radical attempt to
bring all Tasmanians, not just Aboriginal Tasmanians, face to face with
their past. This was not the only occasion when Rhys, a fierce fighter
for the rights of minority groups, found himself at odds with the very
people which his work did so much to support.
Particularly in recent years, Rhys had many honours bestowed upon
him, notably, but not exclusively, in Australia and in Wales. His
appointment as Professor of Australian Studies at Harvard in 1995-96 was
matched most recently by two honorary appointments at the University of
Wales, a Visiting Fellowship at Lampeter and a Visiting Professorship at
Newport College. Fellowship of the Society of Antiquaries of London was
valued by Rhys no less than Fellowship of the Australian Academy of the
Humanities while his Presidency of the Welsh Abroad was only
overshadowed by his investiture in 1983 with the Gwisg Wen, the White
Robe of the Gorsedd of the National Eisteddfod of Wales. Despite clear
proof that Rhys was always at the cutting edge of his profession, there
was after all more than a little of the antiquarian in him, a love of
books, of the study of old collections, the poring-over of manuscripts
in libraries across the Western world and beyond. Glyn Daniel, in his
inaugural lecture of 1976, borrowed a phrase from the 16th-17th-century
antiquary, William Camden, when he referred to `a back-looking
curiositie', and this indeed was what drove Rhys forward into the
past. One thinks of his brilliant but little-known study of contemporary
views of Indigenous Australians as recorded in 1801-03 by Nicolas Baudin
and his companions on the Geographe and Naturaliste. But one may be sure
that Rhys gained almost as much pleasure from his discovery on a visit
back to Llantrisant, where he and Betty had established a Welsh home
following the death of his mother. Here, in the Wheatsheaf Inn, he found
a `wanted' poster for Michael Dwyer, prominent member of the IRA
and father of the first publican of Bungendore.
A final, and of necessity, sad memory -- no, two memories. Rhys
shared with me what, driven by some sort of avoidance syndrome, I
flippantly call `Membership of the Big C Club'. We both suffered
from cancer and both had to face the reality that, while archaeology
might be regarded as the ever-enduring study of humankind, ever-enduring
we would certainly not be. In 1992, as I lay in my hospital bed
recuperating from major surgery, Rhys, en route for the Nullarbor Plain
-- a mere 1500 km drive away -- brought me a whole bottle of Russian
vodka. Much of this we downed on the spot, so convinced was Rhys that
this would be our last drink together. In June last year, during what
was to be his penultimate public engagement, the dinner given in his
honour in University House at the Australian National University, I
publicly reminded Rhys, who had just been appointed Professor Emeritus,
of the vodka incident. I remarked `It hadn't been our last drink
together, it wasn't and we are both still here and both still
drinking'.
I was right, of course, but only just.
Ffarwell fy hen gyfaill!
Note
There are two published sources currently available for the
intending biographer of Rhys Maengwyn Jones. First is the record of a
public interview given at Flinders University in October 1999 and second
are several of the contributions to his Festschrift, presented to Rhys
in Canberra on 28 June 2001:
JONES, R. & V. MEGAW. 2000. Confessions of a wild colonial boy,
Australian Archaeology 50: 12-26.
ANDERSON, A., I. LILLEY & S. O'CONNOR (ed.). 2001.
Histories of old ages: Essays in Honour of Rhys Jones. Canberra:
Pandanus Books, The Australian National University.