The spread of farming in the Eastern Adriatic.
Forenbaher, Staso ; Miracle, Preston T.
Introduction
Great strides have been made in our understanding of the spread of
farming in Europe, most recently through the integration and comparison
of archaeological, linguistic and genetic evidence (e.g. Bellwood &
Renfrew 2002; Ammerman & Biagi 2003), through the characterisation
of human diets and population movements by studying stable isotopes in
human bones (e.g. Milner et al. 2004; Richards et al. 2003; Price et al.
2002), and through the refinement of theoretical models (e.g. Price
2000; Thomas 1999; Whittle 1996, 2003). Alongside and underlying many of
these advances are the ever-accumulating results of field projects.
However, even though the eastern Adriatic coast lies along a major
route into Central Europe from the south-east, our state of knowledge
about the spread of farming in the region remains relatively
undeveloped. Even maps offering quite sophisticated models for the
spread of farming into Europe can leave the eastern Adriatic region
blank (Barker 1985: Figure 21; Renfrew 1987; Whittle 1996: Figure 8.2;
Tringham 2000: Figure 2.1; Zvelebil & Lillie 2000: Figure 3.1) or
merge it with one of the neighbouring regions (e.g. Zvelebil &
Lillie 2000: Figure 3.4). Both approaches, we suspect, are a consequence
of researchers not being familiar with the (admittedly meagre) data that
are available from this region. In this brief paper, we hope to put the
eastern Adriatic region 'on the map' through a systematic
review of the available evidence and the presentation of a new model of
the spread of farming in the region (Figure 1).
[FIGURE 1 OMITTED]
Models for the transition to farming in the Eastern Adriatic
The transition to farming in Europe has been explained by a wide
variety of models ranging from a completely autochthonous process where
local foragers turn to farming, to a completely exogenous process where
foreign farmers migrate into Europe and replace the indigenous
population (Barker 1985; Price 2000; Perles 2001). Claims for a
completely independent domestication of plants and animals in Early
Neolithic Europe have been thoroughly refuted on genetic (Jones 2002:
94, 107, 130), morphological (Zohary 1996: 143-4; Rowley-Conwy 1995) and
taphonomic grounds (Zilhao 1993). At the other end of the theoretical
spectrum, models that rely primarily on migrating farmers to explain the
transition to the Neolithic, for example the 'wave of advance
model' of Ammerman and Cavalli-Sforza (1973, 1984), are now thought
to underestimate the contribution of Mesolithic foragers to the process,
whether considered in terms of the modern-day gene pool (e.g. Richards
et al. 1996, 2002; Jones 2002: 160-1) or the indigenous adoption and
transmission of parts of the 'Neolithic package' (e.g.
Zvelebil 1986, 2002; Price 2000; Tringham 2000; Zilhao 2000). The
Mesolithic-Neolithic transition can no longer be considered in terms of
a simple dichotomy between indigenous adoption and foreign migration.
The major domestic plants and animals were introduced into Europe
at the start of the Neolithic. Since the crops could not have spread
naturally into Europe, and the domestic animals are very unlikely to
have done so, we must consider at least some form of population
transfer. Zvelebil and Lillie (2000: 62) have recently listed six
different forms of population transfer that may have been important in
the transition to agriculture in Europe: demic diffusion, folk
migration, elite dominance, infiltration, leapfrog colonisation and
individual frontier mobility. We use these processes to frame our
discussion of the transition to farming in the Eastern Adriatic; their
definition and archaeological signatures are listed in Table 1.
Much of the Adriatic literature still tends to see population
change--that is, migration--lurking behind every major change in pottery
style, let alone the introduction of the earliest pottery (e.g. Benac
1979-1987; Dimitrijevic et al. 1998). The migrationist view is echoed in
syntheses by Chapman et al. (1996: 259), Biagi (2003) and Biagi and
Starnini (1999), who note the rarity of Late Mesolithic occupation in
the region and an abrupt shift from wild to domestic animals at the
Mesolithic-Neolithic transition. Other workers have undermined the unity
of the 'Neolithic package' in the region, arguing that there
is no necessary association between the appearance of ceramics and
domestic plants and animals (Tringham 1971; Trump 1980). No researchers,
however, have made a systematic case for the independent domestication
of plants or animals in the region beyond Malez's (1975)
identification of domestic goat and cattle from Late Mesolithic layer IV
at Crvena Stijena. Tringham (1971) makes the strongest case for
continuity of economic practices and lithic use from Late Mesolithic to
Impressed Ware, citing evidence of wild fauna associated with impressed
ceramics at Crvena Stijena (layer III), Jami na Sredi (Cres Island) and
Vorganska pec (Krk Island). More recently, Budja has proposed a model of
'Neolithisation' in the region that acknowledges the
acceptance by the autochthonous population of a limited number of
innovations, while rejecting any form of migration (Budja 1993: 177,
1995: 160-1, 1996a: 69, 1996b: 324, 1999).
Zvelebil and Lillie (2000: 68-71) have recently suggested that
'Neolithisation' in Dalmatia involved the introduction of
pottery into local forager communities during an 'availability
phase' along the agricultural frontier. Similar models have been
proposed by others, although each puts a different amount of emphasis on
population movement and local adoption (Barfield 1972: 204; Skeates
2000: 171-2; Zvelebil 2001: 2-6). Zvelebil's
'integrationist' model remains the most elaborate, taking into
account social contexts of exchange (subsistence and otherwise) and
intermarriage, and their effects on the movement of populations across
agricultural frontiers. Before developing a new model for the
'Neolithisation' process in the eastern Adriatic, we summarise
evidence about the pattern of change in the region.
Farming and pottery in the eastern Adriatic: a 'Neolithic
Package'?
The recognition of prehistoric farming sites in the eastern
Adriatic region traditionally relies on the presence of pottery (e.g.
Bagolini & von Eles 1978: 46; Batovic 1979; Chapman & Miiller
1990: 128, 132; Muller 1994; Sordinas 1969: 407; Skeates 2000: 171),
although such a simplified approach overlooks the possibility of
hunter-gatherer groups obtaining pottery through exchange or adoption
(Budja 2001: 40, 41). Over a decade ago, Chapman and Muller (1990: 132)
concluded that in Dalmatia, an integrated Neolithic 'package'
consisting of four critical innovations--domesticated plants and
animals, ceramics, and polished stone--was identifiable only at lowland
open-air sites. However, a reduced version of the Neolithic
'package'--domesticated animals, pottery and prismatic blade technology-is well attested on a much larger number of sites, many of
which are caves, throughout the eastern Adriatic region. By contrast,
convincing evidence of domesticated animals or pottery in Mesolithic
contexts is extremely rare. It follows that, although far from perfect,
pottery is still the most useful 'proxy measure' for exploring
spatial and temporal spread of farming in the eastern Adriatic.
Recent work in caves shows some variety in the type of contact. The
appearance of pottery may be associated with assemblages dominated by
wild taxa, for example at Crvena Stijena (Benac 1975), Odmut (Markovic
1985), Zelena pecina (Benac 1958) and Mala Triglavca (Budja 1996a),
while in other caves there is a fairly even representation of wild and
domestic taxa (Edera 3/3a (Boschin & Riedel 2000), Konispol (Russell
1998), Azzurra I (Cannarella & Cremonesi 1967), Zingari 5 (Bon
1996)). At Pupicina (Miracle & Pugsley in press) domestic animals
dominate the assemblages (so also at Mitreo 5-6 (6-8 excavated in 1971
and radiocarbon dated, Petrucci 1997), Podmol (Turk et al. 1993), Vela Spila (Cecuk & Radic 2001), Spila Nakovana (Miracle unpublished
data)).
Seeds of domesticated plants have not been reported from any of the
recently excavated caves where the use of flotation to recover plant
remains was standard practice. It is important to point out, however,
that this holds true not only for Early Neolithic levels of those sites,
but for all later periods as well, when cultivation of domesticated
plants is not questioned. This is not too surprising, given the fact
that caves are rarely located near major tracts of arable land, but are
often conveniently positioned for herders--either at, or on the way to,
seasonal pastures (for site catchment analysis of Early Neolithic cave
sites, see Muller 1994: 62). Such a contrast between open-air and cave
sites has important implications for the process of
'Neolithisation' in the region.
The Mesolithic/Neolithic 'gap'
Expanding from observations made by Pluciennik (1997), Biagi and
Spataro (2000: 48) noted that a number of well-documented and dated
northern Mediterranean sequences show a hiatus between the Mesolithic
and Neolithic occupations of at least several centuries if not several
millennia. The timing and duration of this Mesolithic--Neolithic gap
varies widely from site to site; it is not synchronous. To examine this
pattern in greater detail, we briefly discuss sequences from six sites
in the Eastern Adriatic (Figure 1).
Starting from the north (Trieste Karst and Istria), the age
difference between the youngest Mesolithic and oldest Neolithic dates at
Pupicina Cave is over 1800 years. The Mesolithic-Neolithic gap at Edera
is over 1100 years (we treat dates from Edera Layer 3A as
'Neolithic' on the basis of pottery and some domestic
animals), while at Ciclami the gap is about 1800 years. The similarity
in timing and duration of the stratigraphic gaps at these sites is
striking. At first glance they suggest that caves were not being visited
by Late Mesolithic bands in the Trieste Karst and Istria, because of a
change in settlement pattern, depopulation, or both. Other evidence,
however, argues against a simple demographic explanation. Firstly, nine
sites from the Trieste Karst--Edera, Benussi, Azzurra, Tartaruga, VG
4245, Zingari, Trincea, Monrupino, and Lonza--are reported to have
trapeze-shaped microliths in Late Mesolithic contexts (Montagnari Kokelj
1993: 74). At Benussi, there is a sequence of three radiocarbon dates
associated with Late Mesolithic assemblages and spanning from roughly
65005900 BC (Montagnari Kokelj 1993: 70). The time gap between the
youngest Mesolithic date at Benussi and the oldest Neolithic dates from
Edera and Pupicina is only about a century, and these dates overlap at 2
s.d. Late Mesolithic people were clearly in the region immediately prior
to the first appearance of Neolithic pottery.
Only three sites in the south (Odmut, Konispol and Sidari) have
dated Late Mesolithic and Early Neolithic components that provide direct
evidence for discussing the Mesolithic-Neolithic gap. Taken at face
value, dates from Odmut Cave (Srejovic 1974; Markovic 1985) show a
continuity of occupation from the latest Mesolithic to the earliest
Neolithic. There are, however, problems with both the dates and the
stratigraphy of Odmut. The stratigraphic attribution of dated samples
varies somewhat by author, as does the description of particular layers.
If the interpretation of Kozlowski et al. (1994) is correct, then there
is a gap between the layers with pottery and those without pottery of at
least 300 years. At Konispol Cave, four radiocarbon determinations place
the Late Mesolithic component in a fairly narrow time range from
6650-6260 BC, while three dates fall within the 'Early
Neolithic' and range from 6030-5800 BC (Harrold et al. 1999),
suggesting a gap of at least 130 years between the latest Mesolithic and
earliest Neolithic dates. The stratigraphy and fauna from Konispol,
however, fill this gap (Russell 1998; Schuldenrein 1998). The open-air
site of Sidari provides provocative evidence of an in situ adoption of
ceramics by indigenous Mesolithic people (Perles 2001). There is no
stratigraphic break between the latest Mesolithic and the earliest
Neolithic horizon. The latter contains abundant non-Impressed Ware
ceramics, stone tools made using a 'Mesolithic' technology and
some sheep/goat. There is, however, a significant sterile layer between
this 'earliest Neolithic' and 'Early Neolithic'
(Impressed Ware) occupation of the site (Sordinas 1967, 1969).
To summarise, three of six sites with dated sequences (Ciclami,
Pupicina and Odmut) show a stratigraphic break and temporal gap between
the Mesolithic and Neolithic. At Edera there is a temporal gap of about
1300 years, although there is not a stratigraphic break. The two sites
(Konispol and Sidari) with dated stratigraphic evidence of continuity
come from the southern edge of the Adriatic. How might we explain the
recurrent gap in cave stratigraphies? Its time-transgressive nature, as
well as the thick Late Mesolithic levels at several sites in both the
northern and southern Adriatic, argue against a climatic cause of
region-wide reduced sedimentation or erosion. In the Northern Adriatic
the first pottery users visited caves that had long been abandoned. This
abandonment more likely reflects a shift in settlement pattern (from
caves to open air sites) than a decrease in population during the Late
Mesolithic. In the two dated sequences from the south, in contrast,
there appears to be a continuity of occupation from the Mesolithic to
Neolithic; pottery use appears to have been incorporated into a
pre-existing strategy. We suspect that this geographic contrast in the
continuity of occupation from the Mesolithic to Neolithic may correlate
with a contrast in the processes involved in the adoption of pottery and
farming in the two regions.
The introduction of pottery into the Adriatic
Since Chapman and Miiller's (1990) discussion of the pattern
of absolute dates in the Eastern Adriatic, there has been a steady
accumulation of radiometric dates from secure contexts (Figures 2 and
3). The basic pattern that they identified still holds; after the
initial appearance of pottery on Corfu at the mouth of the Adriatic at
c. 6500 Cal BC, dates become progressively younger as one moves up the
coast towards the northeast to the head of the Adriatic where pottery
makes its first appearance 1000 years later at about 5500 Cal BC.
[FIGURES 2-3 OMITTED]
Poorly fired, mostly plain pottery appears just south of the
Straits of Otranto around 6500 BC (Sordinas 1969: 401, 406, note 14). It
is roughly contemporaneous with, or only slightly later than, the
earliest pottery found elsewhere in Greece (Perles 2001: 94-5). Around
(or soon after) 6200 BC, a characteristic pottery style known as
Impressed Ware emerges somewhere on the northern Ionian coast (e.g.
Corfu), and then spreads rapidly into the immediate hinterland
(Albania), up the Adriatic to southern Dalmatia, and across the Otranto
Straits to south-eastern Italy (Sordinas 1969; Skeates 2000). Over the
next few centuries, Impressed Ware spreads deeper into the Adriatic,
reaching northern Dalmatia by around 5900 BC, and southern Istria by
around 5750 BC. By that time it also reaches the deep hinterland of the
eastern Adriatic (Markovic 1985). On the Italian side of the Adriatic,
its spread is somewhat delayed, reaching Abruzzo by 5750/5650 BC and
Eastern Romagna by 5300 BC (Skeates 1994). Impressed Ware (Batovic 1979;
Muller 1994) was the earliest pottery to appear almost throughout the
length of the eastern Adriatic. It seems, however, that it never reached
the extreme north-western part of that region--northern Istria and the
Trieste Karst (Forenbaher et al. 2004; Veluscek 1997). Some time around
5600 BC, a new style known as Danilo (or Danilo/Vlaska) emerges in the
eastern Adriatic, where it soon replaces the Impressed Ware. Only at
that point does Danilo-like pottery reach the interior of Istria and the
Trieste Karst, and as far to the north-west as Sammardenchia in Friuli
(Pessina & Rottioli 1996: 85, Figure 6), where it merges with
pottery styles derived from western Adriatic traditions.
Calibrated radiocarbon dates allow us to consider the rates at
which the pottery was spreading (Figure 4). The straight-line distance
from Corfu to Trieste Karst is roughly 875km. It took about 1000 years
for pottery technology to move this distance. This gives a rate of
spread of about 0.9km/year, which is close to the 1 km/year rate of the
'wave of advance' proposed by Ammerman and Cavalli-Sforza
(1973) over 20 years ago. If, however, these were sea-faring people, for
whom there is good evidence (Bass 1998; Forenbaher 1999), 1km/year seems
like a fairly leisurely pace.
[FIGURE 4 OMITTED]
If, on the other hand, we consider in some detail the spread of
Impressed Ware, then we have a somewhat different pattern. The
straight-line distance from Corfu to Vela Luka (Sidari to Vela Spila) is
roughly 460kin, and it took only c. 100 years for Impressed Ware to be
moved this distance. This gives a considerably quicker rate of spread of
about 4.5km/year. Moving further to the north, the straight-line
distance from Vela Luka to Pula (Vela Spila to Vizula) is roughly 300km,
and it took about 300 years for Impressed Ware to be moved this distance
(Figure 4). Our rate of spread has dropped down to only 1km/year.
Furthermore, the early dates from southern Dalmatia come from only
caves, while those from northern Dalmatia and Istria come from both
caves and open-air sites. From these admittedly scanty data, we suggest
that the spread of the Neolithic along the eastern Adriatic was not a
smooth and continuous process, but one punctuated by several pauses.
There may also be a shift in settlement from short-term visits to caves
in the very earliest phase to longer-term occupation of open-air sites
in the later phase.
Discussion: processes of change
There is thus interesting temporal and geographic variability in
the cultural practices associated with the first pottery and the
apparent speed with which it moved up the Adriatic, whether piecemeal or
as part of a package. On the basis of the existing data, we think that
several different processes were important across the
Mesolithic-Neolithic transition along the eastern Adriatic.
We start on the southern edge of the Adriatic, just beyond the
Straits of Otranto at Sidari and Konispol Cave. These two sites provide
the most compelling evidence of the adoption of pottery and domestic
animals within a 'Mesolithic' context of relatively small
groups of seasonally mobile hunter-gatherers. The first pottery found at
Sidari in Layer C base at about 6500 BC is apparently unique to the
region. The piecemeal nature of the adoption of only parts of the
'package' and their appearance within an existing Mesolithic
site suggests adoption through social interaction and exchange--probably
'individual frontier mobility' (Table 1). These first
'Neolithic' technologies did not spread far at the time;
neither pottery nor domestic animals are present only 35km away across
the Strait of Corfu in Late Mesolithic layers dating to c. 6500-6200 BC
at Konispol Cave. These cultural novelties were not moving between
Mesolithic populations. It is only with the appearance of Impressed Ware
that the Neolithic starts to move in the region.
Impressed Ware makes its first appearance in the region at Sidari
Layer C top at about 6200 BC. There is little indication, however, of
cultural continuity between the two early Neolithic layers; there is a
major stratigraphic and chronological gap (c. 300 years) between them.
Impressed Ware at Sidari is associated with the full suite of domestic
animals and other changes in lithic technology and typology (Perles
2001: 49-50). The identity of the inventors of Impressed Ware remains
elusive. Were they from the indigenous population, who perhaps acquired
or invented new pottery making techniques during the several centuries
when they were not occupying the site, or were these new immigrant
agropastoralists from the southeast who brought pottery with them? We
doubt that there will be a satisfactory answer to this question any time
soon. Rather, we think it is more productive to try to understand how
and why Impressed Ware started to move.
The coastal distribution of Impressed Ware sites and their presence
on most of the eastern Adriatic islands, including a number of isolated
islets far from the mainland (Bass 1998; Forenbaher 1999), indicates
clearly that maritime communication was the key ingredient of its
dispersion. Seafaring was not necessarily a Neolithic invention. There
is indirect evidence of pre-Neolithic (eleventh millennium BC) seafaring
from Franchthi Cave, based on the exploitation of deep-sea fish and
procurement of obsidian from the island of Melos (Perles 2001: 28, 35),
as well as the Mesolithic colonisation of Corsica and other
Mediterranean islands during the early Holocene (Costa et al. 2003).
The radiocarbon dates indicate that Impressed Ware and domestic
animals took less time to move almost 500km up the Adriatic to Vela
Spila and Gudnja Caves than they took to move 35km across the Strait of
Corfu to Konispol Cave. The former pattern is compatible with the model
of 'leapfrog maritime colonisation' by small seafaring
communities (Zilhao 1993: 37, 50; Zvelebil 2001: 5), although the lack
of dated open-air sites (permanent villages) associated with the
earliest Impressed Ware in the southern Adriatic undermines the fit. We
may have early Neolithic 'colonists' without evidence of their
colonies. Without more information about the Late Mesolithic in the
coastal region, it is difficult to exclude an alternative hypothesis that local Mesolithic foragers acquired pottery and other innovations,
and then dispersed them by sailing up and down the Adriatic.
Beyond the coastal strip in the southern Adriatic and Albania,
Impressed Ware and other innovations were introduced through contact
between agricultural and hunter-gatherer groups. Radiocarbon dates
suggest a piecemeal adoption of parts of the Neolithic package at
Konispol Cave, Odmut Cave, Crvena Stijena and Zelena pecina, slightly
after the initial spread of Impressed Ware up the Adriatic. Some of
these sites are located in areas unsuitable for agriculture, in remote
parts of the hinterland separated from the coast by high mountain
ranges; others overlook valleys with good agricultural potential. Only
at Konispol do we have detailed enough data to discuss the process of
adoption of pottery and domestic animals. Russell (1998:149) suggests
that cattle were relatively important in the transitional assemblages at
Konispol and that these animals may have been provided to the
hunter-gatherer inhabitants as bridewealth. Cattle and other domestic
animals may have also been important in feasts. Without further
information about the social contexts of consumption and use of food and
pottery, it is impossible to refine further the process by which these
novel resources were adopted by the Mesolithic hunter-gatherers. For the
time being, a variant of Individual Frontier Mobility would appear to be
the most likely process.
After 6000 BC, Impressed Ware made its way up the northern
Adriatic, reaching southern Istria by c. 5750 BC. Along the way our
Impressed Ware potters started to live in open-air sites (perhaps more
permanent villages). Faunal assemblages, whether from caves or openair
sites, are dominated by domestic animals. Direct evidence about plant
foods is scarce, although site locations show a preference for land
suitable for agriculture. Although the evidence is patchy at best, we
suggest that it is only at this time that we have the assembly of the
entire 'Neolithic package'.
Why did the pace of pottery adoption change after 6000 BC? One
possibility would be that the northern Adriatic supported larger and
more successful groups of native hunter-gathers, who resisted the
immigration of farmers. Some evidence for this model comes from the
large number of Mesolithic sites at the head of the Adriatic, and the
delay in the appearance of agriculture in the region. On the other hand,
the relative population densities might have been reversed (relatively
lower in the north and higher in the south), suggesting that social
levelling mechanisms in relatively small indigenous populations in the
northern Adriatic undermined the acquisition and spread of prestige
items like pottery and domestic animals. Regardless of whether Impressed
Ware was carried by migrating farmers or passed among resident
hunter-gatherers, the density and social organisation of Late Mesolithic
people is key to our understanding of the process.
We are thus proposing a two-stage model for the dispersal of
Impressed Ware in which there is an initial stage of pioneer exploration
followed by a later stage of colonisation (Fiedel & Anthony 2003).
The first stage is limited to the southern Adriatic, occurs rapidly, and
is initially limited to the coastal strip. Rather than establishing
permanent settlements, these people may have made short-term, seasonal
camps in caves and the open-air. They apparently brought domestic
animals with them, and may have seeded islands with flocks in
anticipation of future visits. The Impressed Ware 'pioneers'
rapidly explored the southern Adriatic, establishing contacts with
indigenous hunter-gatherer groups in the hinterland, and probably
relying on these native groups as a source of information and perhaps
marriage partners. The initial Impressed Ware occupations at Vela Spila
and Gudnja may be evidence of these first 'scouts'.
During the second phase of Impressed Ware expansion, settled
farmers became established. There was less reliance on native
hunter-gatherers for information and other resources, and in any case,
those that held on in the region had probably been decimated by the loss
of personnel to farming, disease, through marriage, or conflict.
Exceptions might have been the hinterland of Montenegro where important
elements of the foraging lifestyle continued on into the Middle
Neolithic (Crvena Stijena) or even Late Neolithic (Odmut). Farming
eventually reached the head of the Adriatic about 5600 BC, now
associated with Middle Neolithic Danilo/Vlaska pottery.
Conclusion
The combined archaeological evidence suggests that immigration
played a major role in the introduction of farming into the eastern
Adriatic. That is not to say that this introduction was a single-sided
affair in which indigenous foragers were passive recipients. It must
have been a complex process that involved both the actual movement of
people and the active participation of the local population. There is no
reason to believe that this process unfolded along identical lines
throughout the region. There is provocative evidence that the transition
to farming occurred in a two-stage process. There was an initial stage
of very rapid dispersal, perhaps by exploratory parties along the coast
in the southern Adriatic. During the second stage, the eastern Adriatic
littoral was probably colonised by farming communities (possibly, by a
number of enclave-forming farmer settlements), while the hinterland (and
maybe also parts of the coast) remained an agricultural frontier zone.
Acknowledgements
This article has benefited greatly from the sharp eyes and minds of
John Robb, Dusan Boric, Giovanni Boschian, David Harris, and an
anonymous reviewer. Any errors that remain are our responsibility.
Received: 7 May 2004; Accepted: 9 July 2004; Revised: 13 October
2004
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Staso Forenbaher (1) & Preston T. Miracle (2)
(1) Institute for Anthropological Research, Amruseva 8, 10000
Zagreb, Croatia (Email:
[email protected])
(2) Department of Archaeology, University of Cambridge, Cambridge
CB2 3DZ, UK (Email:
[email protected])
Table 1. Expectations of different models of the Neolithisation
process. Descriptions and expectations based on Barnett (2000),
Zvelebil and Lillie (2000)
Archaeological
Process Description expectations
Demic diffusion Demographic expansion of Full Neolithic package
farming population moves; abrupt change;
leads to daughter slow spread (1km/year)
groups budding off
and colonising new
areas. Migration not
directional; slow rate
of migration
Folk migration Directional movement of Full Neolithic package
population from old moves; abrupt change;
area to new. Not rapid spread
necessarily driven
by demographic
expansion. Similar
to leapfrog
colonisation.
Elite dominance Penetration of area by Piecemeal adoption of
numerical minority who Neolithic package by
subsequently seize socially central
control and impose individuals, perhaps
culture/language on through feasting;
indigenous majority gradual change
Infiltration Gradual penetration of Piecemeal adoption of
new area by small Neolithic package by
groups/individuals socially peripheral
who are subordinate individuals
or perform specialist
tasks for majority
Leapfrog Selective colonisation of Full Neolithic package
colonisation areas only marginally moves; new settlements
exploited by indigenous separate from
foragers, creating Mesolithic; little
enclave settlements interaction with
from which further indigenous people;
dispersal of farming abrupt change; rapid
proceeds. Often spread
movement by seafaring
Individual Individuals or small Piecemeal adoption of
frontier groups linked in Neolithic package;
mobility social/economic innovations adopted
exchanges between within existing
forager and farming Mesolithic settlements;
communities. Direction much interaction
and pace of change between indigenous
depends on existing and colonising peoples
social frameworks and
communication routes
and/or those
established between
forager and farming
communities