Ten approaches for enhancing empathy in health and human services cultures.
Hojat, Mohammadreza
"A problem that is well understood is a problem that is half
solved."
(cited in Hojat, 2007, p. xix).
Empathy is an ambiguous concept with a history that is marked by
uncertainty in its conceptualization and measurement. The notion of
empathy has been described as "elusive" (Basch, 1983) and
"slippery" (Eisenberg & Strayer, 1987). Some suggest that
empathy means so much that it really "means nothing" (Pigman,
1995); thus, it has been concluded that empathy "does not mean any
thing at all" (Reik, 1948). Because of these anomalies, it has been
proposed that the word empathy should be "eliminated" or
replaced by a less ambiguous term (Levy, 1997). Because of the
aforementioned confusion, empathy has been viewed as a concept that is
difficult to define and hard to measure (Kestenbaum, Farber & Srouf,
1989).
I have described elsewhere that "an undefined concept can
never be measured, and a well define concept is half measured."
(Hojat, 2007, p. 202). Thus, the definition and measurement of a concept
are intertwined: One depends on another. Despite a lack of consensus on
the definition of empathy, there are many descriptions or
characterization of the term in the literature (see for example Chapter
1 in Hojat, 2007). Based on those characterizations of empathy, I
proposed the following definition of empathy in the context of patient
care:
"Empathy is a predominantly cognitive (rather than emotional)
attribute that involves an understanding (rather than feeling) of
experiences, concerns and perspectives of the patient, combined with a
capacity to communicate this understanding." (Hojat, 2007, p. 80).
The three key terms in this definition are italicized for two
reasons: 1. to underscore their importance in the construct of empathy
in the context of patient care, and 2. to distinguish between empathy
and sympathy. An intention to help and alleviate pain and suffering is
another feature of empathy in health and human services cultures.
Sympathy, as opposed to empathy, is predominantly an affective or
emotional attribute that involves intense feelings of a patient's
pain and suffering. Despite the differences in conceptualization, the
two notions are not entirely independent (Hojat, Mangione, Nasca, Cohen,
Gonnella, et al., 2001).
The two concepts of empathy and sympathy are usually tossed into
one terminological basket. The interchangeable use of these concepts may
be inconsequential in social psychology, but it is important to separate
the two in the context of patient care. The reason for making such a
distinction is that the two concepts lead to different and sometimes
opposite outcomes in patient care. In the context of social psychology,
both empathy and sympathy can lead to a similar outcome (e.g., prosocial
behavior), although for different behavioral motivations. For example,
empathically induced prosocial behavior is more likely to be elicited by
a sense of altruism, and sympathetically induced prosocial behavior is
more likely to be triggered by egoistic motivation (Hojat, 2007).
It is also important to notice that in the context of patient care,
empathy, as defined above, almost always leads to positive clinical
outcomes, while sympathy in excess will be detrimental to objectivity in
clinical decision making (for more detail discussion, see Hojat, 2007).
Nightingale, Yarnold, and Greenberg (1991) have shown that empathic
physicians, compare to their sympathetic counterparts, ordered fewer
laboratory tests (cost containment by avoiding unnecessary tests), had
less preference for patient intubation (needless attempt to inflict
pain), and performed cardiopulmonary resuscitation for a shorter period
of time before declaring their efforts unsuccessful (helpless effort to
resuscitate). Based on these findings, one can assume that empathy, as
opposed to sympathy, can lead to lower cost of medical care and saving
more resources. In this article empathy is treated entirely differently
from sympathy.
It has been reported that empathic interpersonal engagement in the
clinical environment leads to greater patient satisfaction (Beckman,
& Frankel, 1984; Bertakis, Roter, & Putman, 1991; Francis &
Morris, 1969; Zachariae, Pedersen, Jensen, Ehrnrooth, Rossen, et al.,
2003), better compliance (DiMatteo, Sherbourne, Hays, Ordway, Kravitz,
et al., 1993; DiMatteo, Hays, & Prince, 1986; Eisenthal, Emery,
Lazare, & Uden, 1979; Roter, Hall, Merisca, Nordstrom, Cretin, et
al., 1998; Squire, 1990), and lower rates of malpractice litigation
(Avery, 1985; Beckman, Markakis, Suchman, & Frankel, 1994; Hickson,
Clayton, Githens, & Sloan, 1992; Hickson, Clayton, Entman, Miller,
Githens, et al., 1994; Levinson, Roter, Mullooly, Dull, & Frankel,
1997; Shapiro, Simpson, & Lawrence, 1989; Moore, Adler, &
Robertson, 2000; Steward, Brown, Boom, Galajda, Meredith, et al., 1999).
It has also been reported that higher cognitive empathy was
associated with more positive well-being among therapists (Linley &
Joseph, 2007) and among internal medicine residents (Shanafelt, West,
Zhao, Novotny, Kolars, et al., 2005). In contrast, lower empathy was
associated with professional burnout in medical students (Thomas,
Dyrbye, Huntington, Lawson, Novotny, et al., 2007). Also, lower empathy
among medical residents was associated with self-perceived medical
errors (West, Huschka, Novotny, Sloan, Kolars, et al., 2008). Patients
at Mayo Clinic identified empathy as one of the important ingredients in
the ideal physician (Bendapudi, Berry, Frey, & Parish, 2006).
Because of the effect of empathy on patient outcomes and physician
well-being, enhancement of empathic understanding is considered one of
the major tasks of medical education (Marcus, 1999).
In addition to the controversies surrounding the conceptualization
of empathy, measurement of the concept in the context of health care has
also been questioned. A few instruments have been developed for
measuring empathy in the general population (for a description of these
instruments see, Chapter 5 in Hojat, 2007). Based on the contents of
these instruments, it is difficult to confirm their face validity for
use with health care professionals. Moreover, it is not clear if these
instruments intend to measure empathy, or sympathy, or both. None of
these instruments is specific enough to capture the essence of empathy
in the context of patient care.
A few years ago, our research team at Jefferson Medical College
recognized the need for an instrument to measure empathy in the context
of patient care. In response to this need, we developed the Jefferson
Scale of Physician Empathy (JSPE), which specifically targeted medical
students, physicians, and other health professionals (for a brief
history of the JSPE's development and its measurement properties,
see Chapter 7 in Hojat, 2007). Extensive data in support of the
psychometrics (validity, reliability) of the JSPE have been reported for
samples of physicians (Hojat, Gonnella, Mangione, Nasca, Veloski, et
al., 2002a, Hojat, Gonnella, Nasca, Mangoine, Veloski, et al., 2002b;
Hojat, Gonnella, Nasca, Mangione, Vergare, et al., 2002c), medical
students (Hojat, Mangoine, Nasca, Cohen, Gonnella, et al., 2002; Hojat,
Mangoine, Nasca, & Gonnella, 2005) nursing students (Ward, Schaal,
Sullivan, Bowen, Erdmann, et al., in press), and nurses (Fields, Hojat,
Gonnella, Mangione, Kane, et al., 2004; Hojat, Fields, & Gonnella,
2003). The JSPE has already been translated into 25 languages and is
being used by researchers in the United States and abroad (for more
information about the JSPE, visit the following website:
www.tju.edu/jmc/crmehc/medu/jspe.cfm).
Changes are occurring in the health care system in the United
States and abroad that have rippling effects on the education of health
professionals, the delivery of health care services, administration
roles in academic medical centers, and managerial function in health
care institutions and assisted-living organizations. Therefore, it is
important and timely to pay serious attention to promoting and improving
empathy in the health care environment, and in all sectors of human
services.
SELECTED APPROACHES TO ENHANCE EMPATHY IN THE CLINICAL ENVIRONMENT
Empathy is amenable to positive (Stepien & Baersntein, 2006),
and negative changes (Hojat, Mangione, Nasca, Rattner, Erdmann, et al.,
2004; Mangione, Kane, Caruso, Gonnella, Nasca, et al., 2002), and can be
taught (Spiro, 1992). A number of approaches to enhance empathy have
been developed by social and developmental psychologists, counselors,
and nursing and medical educators (for a review see, Hojat, 2007). In
the following section, I briefly described 10 approaches that are more
specific to health professions education, practice, and management.
Consistent with our definition of empathy, the common goal of all of
these approaches is to enhance the understanding of health care
professionals and administrators about patients' concerns and
experiences. In addition, improving skills to convey this understanding
to the patient is another goal of most of these approaches.
Improving Interpersonal Skills:
Interpersonal skills development is considered as an essential
prerequisite to demonstrate empathic behavior (Book, 1991). Researchers
in the health professions have attempted to enhance empathy by offering
educational programs to improve students' interpersonal skills that
implicitly imply enhancement of the capacity for empathy (Evans,
Stanley, & Burrows, & Sweet, 1993; Kramer, Ber, & Moore,
1989; Poole, & Sanson-Fisher, 1980).
Suchman, Markakis, Beckman and Frankel (1997) developed an
interpersonal model of empathic communication in the medical interview.
Emphasis in this method is placed on the development of three basic
communication skills namely, "recognition" of patient's
negative emotions, concerns, and inner experiences;
"exploration" of these emotions, concerns, and experiences;
and "acknowledging" them to generate a feeling in the patient
of being understood. These three skills correspond, respectively, to the
keywords of "cognition," "understanding," and
"communicating" in the definition of empathy in the context of
patient care.
The goal of this training is to form an empathic engagement in the
care-giver-care-receiver relationship by the care-giver recognizing an
"empathic opportunity" when the care-receiver directly or
implicitly expresses emotions or concerns. The care-giver responds
empathetically by explicitly expressing understanding of the
care-receiver's concerns, and communicating to the care-receiver
that his or her concerns are understood.
In responding to the empathic opportunity, many untrained
physicians may disregard the patient's concerns thus missing or
terminating an opportunity rather than taking advantage of it. The
training focuses on capturing the empathic opportunities that provide
the caregiver with "windows of opportunities" (Branch &
Malik, 1993), and avoiding pitfalls in missing or terminating them. A
caregiver can form and maintain the empathic communication dynamics by
continuing the conversation about the patient's concerns (so called
continuer). This can be done by simply nodding the head to reflect
understanding and using simple statements such as: "I understand
your concern; let's work on it together." In addition to
verbal cues, sensitivity to nonverbal cues is an important skill in
establishing an empathic clinician-patient relationship. Nonverbal
communication in clinical settings can be taught by understanding
nonverbal expressions of affect. Such nonverbal expressions include:
changes in tone of voice, eye contact, gaze and aversion of gaze,
silence, laughter, teary eyes, facial expressions, hand and body
movements, trembling, touch, physical distance, leaning forward or
backward, sighs, or other signs of distress or uncomfortableness. These
are important nonverbal cues in clinical encounters (Mehrabian, 1972;
Wolfgang, 1979).
Psychological effects of nonverbal cues such as folded arms (more
likely to indicate defensiveness, coldness, rejection, or
inaccessibility) or moderately open arms (more likely to convey
acceptance and warmth) can also be taught in interpersonal skills
training programs (DiMatteo, 1979). Also, teaching clinicians to try to
mirror patients' postures, gestures, respiration rates, tempo and
pitch of speech, and language pattern can contribute to forming an
empathic engagement (Matthews, Suchman, & Branch, 1993).
Winefield and Chur-Hansen (2000) reported that 81% of medical
students who participated in two brief sessions on effective
communication with patients felt more prepared to engage in empathic
interviews. Yedidia and colleagues (2003) reported that practicing
communication skills and engaging medical students in self-reflection on
their performances improved students' overall communication
competence as well as their skills in building relationships in patient
care.
A 5-day communication skills workshop offered to medical students
and medical residents in Spain significantly increased scores of
participants' empathy (measured by the JSPE) compared to a
non-participant control group (Fernandez-Olano, Montoya-Fernandez, &
Salinas-Sanches, 2008).
In a randomized clinical trial conducted at the Johns Hopkins
University School of Hygiene and Public Health, 69 physicians were
assigned to one of three groups: two experimental groups and one control
group (Roter, Hall, Kern, Baker, Cole, et al., 1995). Physicians in the
experimental groups received eight hours of training designed to
increase their communication skills and reduce their patients'
emotional distress. The patients in one group were actual patients and
those in the other group were simulated patients. During the training,
the physicians asked patients about their concerns and expectations,
reassured them, and acknowledged their psychosocial struggles. The
results showed that the empathic skills of the physicians who
participated in either training course improved significantly without
increasing the time spent with individual patients.
Audio- or Video-Taping of Encounters with Patients:
A review and analysis of audio- or video-taping of patient
encounters with physicians, nurses, hospital and office administrators
to identify positive and negative interviewing factors is a valuable
learning experience for enhancing empathic engagement.
Using the interpersonal empathic communication method (Suchman, et
al., 1997) described above, Pollak, Arnold, Jeffrey, Alexander, Olsen,
and their colleagues (2007), audio-recorded 398 interviews between
advanced cancer patients and their oncologists. They found that
oncologists responded with empathy to patients concerns only 27% of the
time. Physicians either missed or prematurely terminated the
conversation about patients' concerns 73% of the time. In a similar
study, Morse, Edwardsen, and Gordon (2008) reported that only 10% of
physicians responded to empathic opportunities in their communication
with lung cancer patients.
Sanson-Fisher and Poole (1978) of the University of Western
Australia Medical School, exposed 112 medical students to eight
audio-taped empathy training sessions, and compared them with 23
students without such exposure. The empathy scores of the first group
improved significantly compared to the latter group.
Audio-taped conversations between patients and physicians can help
identify the empathic opportunities and physicians' positive
responses, as well as demonstrate missed opportunities, or cases in
which the concern-related part of the conversation was terminated. This
can have valuable educational benefits for enhancing empathy.
By analyzing videotapes of interviews of 87 first-year medical
students with simulated patients at Michigan State University School of
Medicine, Werner and Schneider (1974) showed improvement in medical
students' empathy. After each tape-recorded interview, the students
joined in a group and their faculty instructors to discuss and analyze
different sections of the interview. The videotape could be paused,
forwarded, and rewound during the analysis. Werner and Schneider (1974)
used an affective sensitivity measure and concluded that analysis of the
videotape replay made students increasingly aware of their behavior in
communicating with patients, and improved students' ability to
empathize with patients. They also concluded that the videotape had its
greatest impact on students who had the least developed skills for
communication.
Exposure to Role Models:
Some investigators have suggested that faculty in undergraduate and
graduate medical education can serve as role models or mentors to
improve students' capacity for empathy (Campus-Outcalt, Senf,
Watkins, & Bastacky, 1995; Ficklin, Browne, Powell, & Carter,
1988; Skeff & Mutha, 1998; Wright, 1996). Shapiro (2002) interviewed
primary care physicians to find out how empathy can be enhanced in
medical students and residents. Role modeling was endorsed by almost all
research participants as the most effective approach to teach empathy.
Quill (1987) reported that the practice behavior of the ambulatory
preceptors, viewed as role models, exerted a broad influence on the
residents. A study of medical students in South Africa (Mclean, 2004)
found that as the students progressed through medical school, they
selected more faculty members as role models.
Despite the fact that exposure to role models is an important
factor in the enhancement of empathy, the results of a mailed survey of
medical students at four different medical schools in Canada (Maheux,
Beaudoin, Berkson, Des Marchais, & Jean, 2000) raised a question
about students' exposure to appropriate role models: 25 percent of
the second-year students and 40 percent of the seniors said they did not
agree that their medical school faculty behaved as humanistic physicians
and teachers.
Role Playing (Aging Games):
About 30 years ago, Hoffman and Reif (1978) described a role
playing game to simulate problems perceived by elderly people. McVey,
Davis, and Cohen (1989) adapted the technique and developed the
"aging game" to increase the understanding of medical students
about elderly people's sensory deficits and functional dependency.
The game generally consists of three stages. In the first stage,
students are instructed to imagine that they are old (e.g., 70 to 99
years old) and use earplugs to simulate hearing loss.
The second stage begins with simulation that represents independent
living in one area, then proceeds to semi-dependent living in another
area, and finally to the third area that simulates dependent living
where they are confined to wheelchairs and stretches. In each area they
are confronted with facilitators who played the role of administrators,
physicians, or nurses. As they progress through different game levels,
the behaviors of the facilitators become more disrespectful.
Stage 3 is a group discussion of the participants' experiences
during the previous stages of the game. Results of the original aging
game experiment with 112 medical students at Duke University Medical
School showed the medical students gained an increased understanding and
sensitivity to the physical and psychosocial problems of the elderly
(McVey, et al., 1989).
It is suggested that role playing results in the development of
awareness and increased understanding of elderly patients (Hoffman,
Brand, Beatty, & Hamill, 1985; Menks, 1983). Because understanding
is the key ingredient in the definition of empathy, it is expected that
improvement in understanding leads to enhancement of empathy. Such a
link has been reported by Holtzman and colleagues (Holtzman, Beck, &
Coggin, 1978; Holtzman, Beck, & Ettinger, 1981) among medical and
dental students and nurses (Marte, 1988).
Pacala, Boult, Bland, and O'Brien (1995) presented a
three-hour workshop of a modified version of the aging game to 39
medical students in an ambulatory medicine rotation at the University of
Minnesota Medical School. They were then compared with 16
non-participating students. Students were asked to assume the identity
of elderly persons and used earplugs to simulate hearing loss, heavy
athletic stockings to simulate pedal edema, and unpopped popcorn seeds
in their shoes to simulate the discomfort of arthritis pain. Students
were labeled uncooperative by facilitators if they expressed their
dissatisfaction with care. Protesters were restrained, and obedient
students were ignored. Scores of a 2-item empathy scale (developed by
the study authors) increased significantly among participants after
completing the workshop.
Varkey, Chutka, and Lesnick (2006) used a variation of the aging
game (e.g., students wore heavy rubber gloves to simulate decreased
manual dexterity and goggles with films over the lenses to simulate
cataract) with all 84 medical students in 2 first-year classes. They
reported statistically significant increase in empathy. After ten years
offering the aging game workshop at the University of Minnesota Medical
School, Pacala, Boult, and Hepburn (2006) concluded that despite the
burden of required personnel and resources to run the aging game
workshops, students benefited greatly from their role playing
experiences by developing a long lasting awareness and understanding of
key issues in elderly patients and geriatric medicine.
In a study with students at Purdue University School of Pharmacy
(Chen, LaPopa, & Dang, 2008), students were assigned to simulate the
life of an underserved patient with multiple chronic medical conditions
who had an economic burden (e.g., homeless), cultural differences (e.g.,
Hispanic), and communication barrier (illiterate or hearing-impaired).
Participation in this experiment increased students' empathy
scores. An examination of remarks by students showed that they grew to
become more sensitive to patients' conditions they simulated and
developed an understanding of the challenges faced by the patients after
"walking in a patient's shoes" (Chen, LaPopa, & Dang,
2008).
Shadowing a Patient (Patient Navigator):
The patient navigation program was originally developed at the
Harlem Cancer Education and Demonstration Project to help medically
underserved cancer patients (Freeman, Muth, & Kerner, 1995). It has
been reported that a trained patient navigator, who shadows the patients
and offering help contributed to increased satisfaction and decreased
anxiety among patients (Ferrante, Chen & Kim, 2007).
Using the patient navigator paradigm, researchers at the University
of Arkansas for Medical Sciences, conducted a project in which
first-year medical students "shadowed" a patient (with the
patient's permission) during visits to a surgical oncologist and
observed the patient throughout treatment (Henry-Tillman, Deloney,
Savidge, Graham, & Klimberg, 2002). Participants reported that they
learned to see patients as people, not as numbers or diseases. Seventy
percent of the students said they experienced feeling of empathy while
participating in the program.
Hospitalization Experiences:
Sharing common experiences can influence empathic understanding of
the patient. The tendency of health professionals to empathize with
those whom they share common experiences has been described as the
"wounded healer effect." (Jackson, 2001). Clinicians who have
experienced pain have a better understanding of their patients'
pain (Gustafson, 1986). Therefore, painful hospitalization experiences
can increase one's understanding of the hospitalized patient.
At the University of California-Los Angeles Medical School, healthy
second-year medical students who had completed their training in the
basic sciences and had no previous history of hospitalization
participated in a program designed to examine whether the experience of
being hospitalized would increase empathy for hospitalized patients
(Wilkes, Milgrom, & Hoffman, 2002). The students were admitted to
the hospital under an assumed name. They reported that the
pseudo-hospitalization experience was useful because it enhanced
students' understanding of patients' problems. Interestingly,
the students acting as "new patients" gave the nursing staff
more favorable patient encounter ratings than they gave to physicians!
(Wilkes et al., 2002). Because of the effect of hospitalization on a
physician's understanding of patients, Ingelfinger (1980) suggested
that actual hospitalization experiences can be used as a criterion for
admission to medical schools!
On their first day in the Emergency Medicine Department at the
University of Florida Health Sciences Center, 25 residents participated
in a study in which they were instructed to register as patients (the
admission staff and nurses were not aware of the experiment) (Seaberg,
Godwin, & Perry, 1999, 2000). Although the study was brief and ended
when the emergency room physician entered the examination room, the
results suggested that the experience enhanced residents' empathy,
as indicated by their reports that the experiment improved their
attitude toward patients in the emergency room.
The Study of Literature and the Arts:
Some researchers have proposed that reading literature, stories,
novels, poetry; watching movies, plays, photographs, paintings,
sculptures; and listening to music and songs expose medical students,
physicians, and health professionals to a rich source of knowledge and
insights about human emotions, pain and suffering, and perspectives of
other human beings which improves the capacity for forming empathic
connections (Acuna, 2000; Charon, Trautman Bank, Connelly, Hunsaker
Hawkins, et al., 1995; Herman, 2000; Jones, 1987; McLellan & Husdon
Jones, 1996; Kumagai, 2008; Montgomery Hunter, Charon, & Coulehan,
1995; Peschel, 1980; Szalita, 1976) (for an annotated bibliography see
Montgomery Hunter, Charon, & Coulehan, 1995).
The emotions manifested in novels, short stories, poems, plays,
films, painting, sculptures, and music enable students, practitioners,
and administrators in the health professions to learn how feelings are
expressed (Oatley, 2004). Thus, the study of literature and the arts
provides students, practitioners, and administrators in the health care
and human services with values and experiences in areas of concern such
as aging, death, disability, and dying (Montgomery Hunter et al., 1995).
The study of literature and the arts can also aid the development of
otherwise abstract clinical competencies, such as accurate
interpretation, imagination, ethical issues, and moral reflection
(Montgomery Hunter et al., 1995) that are difficult to teach by means of
conventional teaching methods.
Some authors have suggested that health professionals can gain new
insights into the moral and ethical issues posed by their profession
through the lens of literature, poetry and the arts (Calman, Downie,
Duthie, & Sweeney, 1988; Charon et al., 1995; Coles, 1989; Flagler,
1997; Marshall & O'Keefe, 1994; Radley, 1992). The thoughts,
feelings, sensations, and intuitions influenced by immersing oneself in
literature can serve as a powerful impetus toward understanding the
human mind (Schneiderman, 2002), and discovery of others that can lead
to the development of self (Kumagai, 2008).
Literature can enrich students' moral education, increase
their tolerance for uncertainty, and give them a rich grounding for
empathic understanding of patients.
Lancaster, Hart, and Gardiner (2002) offered a one-month course in
which medical students read stories, such as Tolstoy's The Death of
Ivan Ilych. When the course ended, the students assigned their highest
rating to the enhancement of empathy as a result of their participation
in the course. Shapiro, Morrison, and Boker (2004) noticed a significant
improvement in first-year medical students' empathy and attitudes
toward humanities after participating in a short course in reading and
discussion of poetry, skits, and short stories. Despite the importance
of the humanities and arts in enhancing empathy, many medical schools
have not incorporated these subjects in their curriculum. It is reported
that only a third of all the medical schools in the United States had
incorporated literature into their curriculum as of the mid-1990s
(Charon et al., 1995; Jones, 1997; Montgomery Hunter et al., 1995). The
development of professionalism in medicine, according to Wear and Nixon
(2002), requires an imaginative immersion into others' stories that
can be attained by studying literature and the arts.
Improving Narrative Skills:
Narrative defined as "someone telling someone else that
something happened" (Smith, 1981, p. 228) is the royal road to the
patient's world. It is physicians' attentive listening to
their patients' narratives of illness rather than "clinical
interrogation" (Klienman, 1995) that opens a window of opportunity
to empathic engagement. Narrative, according to Wear and Nixon (2002) is
a medium which seduces others into the world it portrays. In
clinician-patient encounters, listening to the patient's stories of
illness with a third ear and viewing their concerns in the mind's
eye is a narrative skill that not only has diagnostic value but has
therapeutic benefit as well (Adler, 1997). The narrative account of the
patient's illness is the beginning of the healing process as well
as a pathway to a correct diagnosis (Adler & Mammett, 1973).
Patients often carefully monitor the clinician's attentiveness to
their illness narrative, detect the signs of the clinician's
empathic receptiveness, and feel better when the clinician appears to be
in tune with the narrative themes (Brody, 1997).
Because the feelings and experiences of others are captured in
their narratives, patients' narratives can convey how they view
their illness (Bruner, 1990). According to Steiner (2005), clinical
stories can be used to inform, share, inspire, educate, and persuade.
Such narrative communication has implications not only for forming
empathic engagement, but also for health research (to find a common
theme) and health policy (to formulate compassionate policies). Evidence
suggests that participating in programs on reflective writing can
improve clinicians' empathic understanding (DasGupta & Charon,
2004; Lancaster et al., 2002). Understanding of patients will improve by
adopting their perspectives through their stories, and by narrative
skills to reflect the nature of patients' concerns and experiences.
According to Kumagai (2008), narratives of illness provide an insight
into subjective experience of others, which fosters perspective taking
ability, and identification with patients.
According to DasGupta and Charon (2004), the ability to elicit,
interpret, and translate the patients' narrative accounts of their
illness is the key to empathic communication. Reflective writing and
narrative competence offer opportunities for empathic and nourishing
medical care (Charon, 2001). In a study involving 11 second-year medical
students, nine of them reported that reflective writing (e.g., writing
about a personal illness or about another person's illness) could
enhance their understanding of patients and improve their ability to
care for patients (DasGupta & Charon, 2004).
Theatrical Performances:
Dramatic performances by real or simulated patients, or by
professional actors portraying patients have been used to enhance
empathy among medical students and practitioners in the health
professions. For example, Shapiro and Hunt (2003) presented medical
students at the University of California-Irvine College of Medicine with
performances by two patients. One patient chronicled his experiences
with AIDS through narrative and song. The other patient, a survivor of
ovarian cancer, described her experiences on hearing the diagnosis,
undergoing treatment, and coping with the psychological effects of the
ordeal and the spiritual journey on which she embarked while dealing
with the illness. After the theatrical presentations, the students
reported that watching the theatrical performances increased their
empathic understanding of patients with AIDS or ovarian cancer.
The performing arts also have been used to increase medical
students' understanding of patients' grief (Stokes, 1980) and
of death and dying (Holleman, 2000).
Dramatic and tragic theatrical performances can generate insights
in the observer that arise from climactic intellectual, emotional, or
spiritual enlightenment (Golden, 1992). Empathy can arise from the
cathartic effects of other peoples' tragedies.
Balint Method:
The Balint training program was developed by Michael Balint at the
Tavistock Institute in London for general practitioners. It is based on
the notion that medical trainees often spend their entire training in
the laboratory and the hospital ward, without sufficient opportunity to
develop skills in interpersonal aspects of patient care (Balint, 1957).
The program provides opportunities to enhance understanding of
patients' experiences and concerns.
Activities in the original Balint method included one to two hours
unstructured, open, and supportive small group meetings every one to
three weeks, for one to three years. The primary focus in these meetings
was on behavioral, cognitive, and emotional issues related to
communication between patients, physicians, and other personnel. The
discussions (often coordinated by a psychoanalyst or psychologist)
focused on the patient as a person rather than his or her disease as a
case, and on difficulties experienced in patient-resident encounters. In
addition to patient-physician communication, participants were also
encouraged to discuss issues related to interprofessional collaboration
and hospital administration.
The Balint method, and particularly shorter variations of it have
been receiving attention in some residency programs in the United
States, particularly in family medicine (Brock & Salinsky, 1993;
Cataldo, Peeden, Greesey, & Dickerson, 2005). In a study of family
medicine residents in the United States, no significant difference on
the scores of the JSPE was observed between those who participated in a
Balint training program and those who did not (Cataldo, et al., 2005).
The major premise of all of the aforementioned approaches is the
improvement of understanding which is the key ingredient in the
definition of empathy. Therefore, at a conceptual level, it makes sense
to assume that all of these approaches can lead to the cultivation of
empathy. However, in their review of the literature on effects of
educating for empathy in medicine, Stepien and Baernstein (2006)
concluded that most studies that attempted to provide empirical evidence
in support of improving empathy, suffer from methodological limitations,
uncertainty about conceptualization and measurement of empathy, and
small non-representative samples. More convincing empirical evidence is
needed to confirm the short- and long-term effects of these programs on
medical education and practice, as well as on the administration of the
health care centers, and on health insurance company's policies.
This sets the agenda for future research.
CONCLUSION
Empathy has been considered as far too important to be taught only
to health professionals (Ivey, 1971; 1974). Others have suggested that
the capacity for empathy in people in general can serve as a foundation
for building interpersonal relationships that have a buffering effect
against stress and can be an essential step in conflict resolution
(Kremer & Dietzen, 1991). As the author has noted "empathy can
be viewed as a remedy for the psyche and soul of human kind...And may be
it can serve as a means of achieving a global peace here, there,
everywhere on earth." (Hojat, 2007, p. 214).
To enhance empathic understanding in health and human services, we
need not only a broad reform in the health and human services education
at undergraduate and graduate levels, but also in training the hospital
staff, staff of the assisted-living environment, as well as health
services administrators and executives. Clinical and organizational
managers in health care institutions and human services organizations
should develop well-designed and effective institutional-wide programs
to retain, cultivate, and enhance a culture of empathic understanding
based on approaches described in this article and other innovative
approaches.
According to Hafferty (1998), there is a "hidden
curriculum" in training of health professionals that must be
uncovered. There seems to be a hidden culture of commercialism and
financial preferences in health care education, practice,
administration, and management of the health care system that must be
replaced by a new culture of caring and professionalism. This cultural
revolution in health care education, practice, and administration is not
certainly a trivial task. Such profound changes should be considered as
a mandate, not an option, if the public is to be served in the best
possible manner. Most of us in medical education advocate empathy, but
the effect of simply advocating empathy in health care and human
services professions without using it, spreading it, or living with it
(www.EmpathySymbol.com), or without implementing targeted programs to
enhance it, would be analogous to singing a lovely song, but only in
one's mind without others ever enjoying it!
ACKNOWLEDGMENTS:
I would like to thank Dorissa Bolinski for her editorial
assistance.
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MOHAMMADREZA HOJAT
Thomas Jefferson University