The ground war 2000-2004: strategic targeting in grassroots campaigns.
Panagopoulos, Costas ; Wielhouwer, Peter W.
Following the epitaphs written for American political parties in
the wake of political and legal changes during the post-World War II
era, a resurgence of sorts has occurred that would make George
Washington Plunkitt proud. The political parties have long shown
themselves to be adaptable in an uncertain political environment, making
and remaking themselves as conditions permit or demand. They have, in a
sense, seen opportunities and taken advantage of them. The emphasis on
grassroots politics that once was the bread and butter of the local
political parties described by the preeminent scholar V. O. Key gave way
in the 1980s to technocentric parties that seemed to have forgotten the
party-in-the-electorate. Political scientists were quick to ascribe all
manner of political pathologies to the decline of political mobilization by entities such as parties, and, truth be told, there was something to
the argument.
By the late 1990s, however, evidence pointed to the rediscovery of
the mass base of political decision making. Grassroots mobilization
efforts, by all accounts, were making a comeback. The virtually
unfettered ability of individuals and organizations to disseminate information and facilitate mobilization efforts in the first few years
of the twenty-first century was but one indicator of the trend. The
political parties, too, expanded anew their personal contact campaigning
efforts, particularly in light of ambiguous evidence regarding the
effects of mass media advertising on turnout, but particularly helpful
and precise evidence on the efficacy of a more personal approach to
politics (e.g., Gerber and Green 2000).
We examine the elections of 2000 and 2004, two years that saw the
highest levels of personal contact campaigning since the American
National Election Studies began asking about such tactics in the 1950s,
Our goals are twofold. First, we test hypotheses, derived from
statements of top campaign operatives from the presidential election
campaigns in those years, that the parties shifted their grassroots
campaign strategies from largely swing-voter-focused operations to more
mixed-base and swing strategies. Our results present a modest degree of
support that the parties accomplished such goals.
Second, we examine personal contact campaigning in a way that, to
our knowledge, has not been possible to this point. Because of the
rather low levels of respondents in national surveys who reported
campaign contacts, the ability to rigorously assess their correlates has
been hindered. The much greater degree of such reports in the last two
cycles enables us to examine the determinants of unique Democrat and
Republican contacts--those people who report either Democrat or
Republican party contacts but not both. It is our contention that the
kinds of people each party seeks out as part of a base-centered strategy
are likely to be quite different from the kinds of people that both
parties seek to influence in efforts to expand their electoral
coalitions in search of political victory. In this case, our results are
interesting.
Political Parties and the Resurgence of Grassroots Politicking
Conventional conceptions of political parties view them as
multidimensional linkage institutions between the mass electorate and
elected officials in the government (Baer and Bositis 1993; Eldersveld
1982; Sorauf 1967), Parties exist as organizations, with some degree of
structure, varying divisions of labor, and some number of full-time
employees and, in the government, with officials (actual and potential)
standing for election under party labels. Eldersveld noted that
political parties are a central type of linkage structure in the modern
American political system. As "intermediary organizations,"
they "help produce positive action and effective decisions in the
face of fragmentation, conflict, and mass involvement. These structures
are groups that engage in activities and organize initiatives that make
cooperative behavior possible" (1982, 4).
In the wake of political and legal changes to elections in the last
half of the twentieth century (see, e.g., Beck 1997; Bibby 1998; Ladd
and Hadley 1978), many of the services traditionally provided to by
political parties were co-opted by the more amorphous concept of the
election campaign. It has been argued, for example, that political
parties declined in their importance to American elections, replaced by
candidate-centered elections (e.g., Aldrich 1995; Wattenberg 1991, 1998)
that are perceived as being dominated by an even more amorphous group:
political consultants (Medvic 2001; Thurber and Nelson 2001).
Regardless of how one perceives the relative strength of political
party organizations, their activities, or political consultants in
elections, the campaign remains an integral part of the American
political landscape. There is skepticism that campaigns matter for
political outcomes, borne particularly out of the influential work of
Columbia University sociologists Paul Lazarsfeld and Bernard Berelson in
The People's Choice (Lazarsfeld, Berelson, and Gaudet 1944) and
Voting (Berelson, Lazarsfeld, and McPhee 1954). As Lazarsfeld put it in
1944, "In an important sense, modern Presidential campaigns are
over before they begin" (1944b, 317).
While there are models that attempt to predict electoral outcomes
sans campaigns (see, e.g., Campbell and Garand 2000; Cuzan, Heggen, and
Bundrick 2003; Fair 2002), the people and organizations that are
interested in winning elections seem absolutely committed to
campaigning. Spending on campaigns appears to bear this out, with
Bush-Cheney and Kerry-Edwards spending more than $650 million in 2004,
and the two major national parties spending nearly $1.6 billion (see
http://www.opensecrets.org). Analysis of Federal Election Commission
spending data by Raymond La Raja (2005) shows that the 100 state parties
spent nearly $400 million in 2004. The rate at which money was spent by
the state parties on voter mobilization and grassroots campaigning was
more than double that of the previous three presidential election cycles (state Republican grassroots spending increased from about 16 percent to
about 36 percent of total spending, while state Democratic grassroots
spending increased from about 13 percent to 35 percent of total
spending), partially as a function of changed campaign finance
guidelines.
The spending on grassroots mobilization continued a trend begun in
the early 1990s. While personal contact campaigning, as measured by the
American National Election Studies (ANES), generally increased between
1956 and the early 1980s, these rates dropped off through the early
1990s. The rather anemic grassroots efforts of the 1980s gave way to
widespread personal contacting by both parties by 2000, and the campaign
"ground wars" have been at levels unseen m the post-World War
II era (Wielhouwer 2006). Overall, 43 percent of respondents reported
contact by at least one of the major parties during the 2004 election
cycle, up from 35 percent in the 2000 election, which was the highest
level since the ANES began asking this question in 1956. Personal
contact campaigning increased substantially over the past six decades,
more than doubling between 1956 and 2004. In 2004, 31 percent of
respondents reported contact by the Democratic Party, compared with 28
percent reporting GOP contact.
The renewed emphasis on grassroots in 2004 generated excited
proclamations from both parties (for summaries of campaign, party, and
independent claims of grassroots campaigning rates, see Bergan et al.
2005). The Democratic National Committee claims that in 2004, Democrats
"recruited over 25,000 trained precinct captains, conducted 530
Organizing Conventions across the country, mobilized 233,000 volunteers,
knocked on 11 million doors and made 38 million volunteer phone calls
and 56 million paid calls" (DNC 2005). The Republican National
Committee claims that the party's "[g]rassroots
get-out-the-vote activities in 2004 surpassed all of the RNC's
expectations ... 2.6 million Team Leaders and volunteers, and 7.5
million e-activists rook action on behalf of the party and its
candidates ... 9.1 million doors were knocked on, and 27.2 million phone
calls were made" (RNC 2005).
Moreover, many 527 organizations and interest groups (including
union, environmental, and religious organizations) were very active in
grassroots mobilization efforts. One analysis noted that 2004's
campaign funds "purchased record amounts of television and radio
advertising, phone calls, person-to-person contacts, and direct mail
pieces. ... [S]ophisticated marketing techniques helped campaigns
identify voters who sometimes received more than a dozen contacts....
[P]olitical parties and interest groups devoted more money to the ground
war than ever before.... and targeted a hard money bonanza into ground
war activities and independent expenditures" (CSED 2005). In this
context, turnout of the voting eligible population increased to 60.3
percent in 2004 (McDonald 2004), the second-highest turnout since 1968.
The U.S. Census Bureau reports a citizen vote rate of 63.8 percent, and
voting age turnout of 58.3 percent, both about average for elections
since the 1960s (U.S. Census Bureau 2005).
A New Look at the Data
Data from the American National Election Studies are the most
common source of information about the dynamics of party direct-contact
efforts. In most presentations of these data (e.g., ANES 2006;
Rosenstone and Hansen 1993; Wielhouwer and Lockerbie 1994), Democratic
and Republican contacts are considered collectively. That is,
respondents are queried as to whether they were personally contacted
during the election campaign by a campaign; respondents reporting
contacts are probed to determine which party's representatives made
the contact. What generally emerge are variables that measure reported
contact by Democrats or Republicans; importantly, respondents may have
been contacted by representatives of both parties. (1)
Analyses that treat these personal contacts as dependent variables
(e.g., Gershtenson 2003; Rosenstone and Hansen 1993; Wielhouwer 2003) do
so in order to find evidence of strategic targeting by the parties.
Generally, findings confirm the notion that parties contact people
predisposed to participate in politics and are members of their
respective political coalitions. The former set of findings fuels the
"parties exacerbate political inequalities" accusation (see,
e.g., APSA 2004; Verba, Schlozman, and Brady 1995; but see Wielhouwer
2007).
What is not generally analyzed, however, are unique contacts by
each party. Strategic targeting arguments would suggest that there are
some people who might be contacted by both parties, such as swing or
independent voters; at the same time, there is reason to speculate that
there are some people whom Republicans are very unlikely to contact in
campaign information distribution or mobilization efforts, and the same
could be said for the Democrats. We thus examine people who reported
Republican contacts only, Democratic contacts only, and contacts by both
major parties. It seems reasonable to hypothesize that the kind of
person likely to be targeted by both parties might be qualitatively
different in politically important ways from the kind of person likely
to be targeted by only one of the parties.
[FIGURE 1 OMITTED]
When it comes to unique contact by the campaigns, Figure 1 suggests
that the parties have long been roughly balanced, including in 2000 and
2004. In 2000, respondents reported slightly more Republican contacts,
but in 2004, the Democrats held a slight advantage. For the GOP, the
2000, 2002, and 2004 elections represent the highest levels of contacts
in the time series, whereas the Democrats, increasing steadily since
1990, finally surpassed their post-World War II high mark in 2004. These
data suggest that each party contacts about the same percentage of the
electorate, and we will shortly assess whether the people each party
contacts are unique in politically interesting ways.
Turning to respondents whom both parties contacted, Figure 2 shows
that the proportion of the electorate for whom the parties genuinely
compete through grassroots campaigning has virtually skyrocketed over
the last two decades. In 1990, a mere 4 percent of the electorate
reported contact by both parties; by 2000, that rate had tripled to 12
percent and had more than quadrupled by 2004 to about 17 percent. Though
it is possible that this sharp increase suggests that contacts were not
as targeted as the anecdotal evidence may lead us to believe, it may
also be that the campaigns had acquired a degree of consensus about the
voters for whom they should be competing. The trend suggests an increase
in the campaigns' efforts at persuasion, though some analysts
suggested that 2004 was not a year in which as much persuasion was
attempted. Our analysis of whom the contested-for citizens were may give
us evidence as to the kinds of persuasion that were being attempted by
the campaigns.
[FIGURE 2 OMITTED]
Overall, then, the 2000 and 2004 election years present us with
interesting questions about the parties' strategic targeting, A
picture has emerged of an electorate in which about 10 percent to 15
percent are contacted only by the Republicans, about 10 percent to 15
percent are contacted only by the Democrats, and about 15 percent are
contacted by both parties. Given what we know about the social and
demographic bases of each party's coalition, we certainly would
expect the composition of their respective unique contacts to be quite
different. By the same token, it is not entirely clear at this point
what the people who were contacted by both parties looked like, whether
they were more partisan or more independent, whether the campaigns were
attempting to convert the opposition, or whether there were any
important differences within this group at all.
The Logic of Strategic Grassroots Campaigning
Theoretically, we understand campaigns as organizations that are
formed and managed with the explicit goal of winning elections. In order
to maximize the probability that this goal will be accomplished,
campaigns must first influence voter preferences in ways that advantage
their own candidate, and second, do what they can to ensure that the
supporters of their candidate are the predominant source of votes on
election day. In general, the successful achievement of each of these
goals requires generating messages and communicating them to one or more
subsets of the electorate to persuade, to activate, or to sensitize potential voters. Thus, specific audiences are targeted for specific
messages during the campaign, often based on voting predispositions and
preexisting party coalitions; a key tactic involves personal contact
campaigning with members of those audiences.
The scarce resources in the vast majority of elections impel many
campaigns to coordinate activities with major political party
structures, taking advantage of their institutional memories. The
campaign (i.e., those running the campaign operations), in developing
strategy, makes assumptions about its prospective polity and subsets
within it and then selects communication techniques on the basis of
those assumptions. Although those assumptions may be based on an
understanding of aggregate voting behavior (Shea and Burton 2001, chap.
4), the basic campaign mind-set relates to the individual voter. Still,
even the best funded campaigns must make resource allocation decisions.
Those decisions must be implemented with organization and tactics
accordingly.
The aspects of strategy that concern us here primarily involve
electoral coalitions and campaign messages and their delivery. The
parties' electoral coalitions, though potentially malleable, are
also clearly distinct. Each party has its base coalition groups, as well
as groups that are generally reliable party voters but not necessarily
part of their "core" mass constituencies (e.g., Petrocik 2006;
Stanley and Niemi 2006). Moreover, there are "swing" coalition
groups that may vote for either party in any given election, given issue
salience, economic situations, and conversion or activation efforts by
campaigns. Prospective coalition groups may be targeted for campaign
messages or may be avoided, depending on campaign resources and
strategy. And there are a range of campaign communication approaches
that can be implemented, ranging from the very expensive (such as
campaign advertising) to the very grassroots (personal contact
campaigning).
For this research, we expect that the presidential campaigns had
the capability to distinguish among different coalition groups in their
campaign message delivery processes. There is a long history of
scholarship that distinguishes among different kinds of groups as they
relate to campaigns. For example, Lazarsfeld's (1944) research on
campaign effects identified efforts to reinforce potential voters'
partisan predispositions, activate interest in the campaign beyond
latent political predispositions, and convert opposition partisans. (2)
Support for the hypothesis that the 2000 and 2004 campaigns
attempted to target different constituency groups is readily available.
Campaign principals for Bush-Cheney, for example, suggest shifts in
targeting strategies between the two election cycles. The 2000 strategy
was apparently more focused on swing voters, whereas the 2004 strategy
emphasized base activation in addition to swing voter persuasion.
Matthew Dowd, the Bush-Cheney chief campaign strategist, noted,
Obviously, as [we] approached 2000, motivating Republicans was
important, but most of our resources [were] put into persuading
independents in 2000.... structurally ... the campaign had not put
enough resources into motivating and turning out those folks [the
religious base]. Some of that was done. But ... one of the things
we did wrong was not have enough person-to-person contact and
on-the-ground staff and people to motivate folks. It wasn't just a
broad, national message. It was people to talk to people in their
neighborhoods. And there was a concerted effort to analyze that,
this whole 72-Hour Task Force that we put together to figure out
what we did right and wrong on turnout. And that's one of the
things that we discovered that we tried to fix in 2004. (Frontline
2005a)
And Mark McKinnon, media advisor for Bush in both years, discussing
the 2004 "base strategy," commented,
It struck me as a political consultant as something radical,
because for years we had always talked about that persuadable
middle electorate, and that's what it was all about. You ignored
everything else. All your resources went into that persuadable
vote. But that vote was typically 20 percent of the electorate. And
when you look at the history, which Karl [Rove] and Matthew [Dowd]
did very closely, they looked at it and said: "This share of the
pie is getting pretty thin. It's getting down to, like, 7 percent
of true swing voters." So if that's the case, it means two things:
one, that 7 percent is more important than ever; and two, [the]
other part of the pie, we better pay attention to that, because if
it's only 7 percent that's persuadable, we've got to make sure that
we get these people out and vote. And that's what this campaign put
a real focus on, was paying attention to the 7 percent for certain,
but also making sure that there was a lot of attention paid to this
other 42 percent. (Frontline 2005b)
There is also, of course, a geographic component to campaign
activities. At the presidential level, the winner-take-all electoral
college vote allocation system that most states use makes state-level
analysis worthwhile. Daron Shaw (1999), for example, has shown that the
competitiveness of states in prior presidential elections is a
significant factor in predicting the strategic allocation of campaigns
fiscal resources, media spending, and candidate appearances. As Tad
Devine, a Kerry-Edwards media consultant, put it,
Strategically, our orientation was to win electoral votes in states
that we considered battlegrounds. That's where we spent our time.
That's where we sent our most precious resource--our candidates.
That's where we spent our money on television. We did not have
national cable buys. We did not do national radio buys. We
approached the election differently. So the fact that John Edwards
was spending time on our targets, that we developed on a very
sophisticated model ... reflected our strategic orientation towards
the race. The fact that you wouldn't see him in some other places
was a deliberate choice and judgment that we made strategically to
try to win 270 electoral votes. (Institute of Politics 2006,
153-54)
Data Analysis
Given the assertions of shifts in strategic thinking by at least
one of the campaigns, and the likely responsiveness of each campaign to
the strategy and tactics of the other, we analyze the personal contact
campaign patterns of the parties in both 2000 and 2004. This permits us
to make several sets of comparisons. We can compare the differences in
the parties' contact patterns to assess the extent to which those
patterns match received knowledge about their electoral coalitions. We
refer to these as base mobilization patterns, although the people
targeted in these patterns need not be part of the party's base;
they could be segments of the electorate that a party is attempting to
recruit (or avoid) and that the other party is not. We can also compare
the contact patterns of each party in the two years to assess changes in
targets, such as the GOP shift from an emphasis on independents in 2000
to an emphasis on independents and the Republican base in 2004; we call
these strategic changes. Finally, we can compare the patterns of
personal contact campaigning for those citizens who were contacted by
workers from both parties in order to assess those groups considered to
be "swing" voters in the two years; we call these coalition
competition. Appendix Table A-1 shows selected social, demographic, and
political variables for each dependent variable.
Table 1 shows the results of multivariate dichotomous probit analyses that use the three personal contact types as dependent
variables. Before considering the three types of comparisons, we first
point out one set of results that at first glance may seem anomalous.
The first row shows the effects of living in a battleground state on the
likelihood of being contacted by the parties. In general, battleground
residents were not more likely to be contacted by only one party (as in
columns I and 2); instead, they were much more likely to be contacted by
both parties, as seen in column 3. This reflects the geographic
strategic reality that the parties are largely competing in the same
states.
It also bears mentioning that, with one exception, prior voters
were more likely to be personally contacted by campaigns. These voters
are well-known for being targets, and their prior voting experience
makes them excellent prospects as future voters (e.g., Brady, Schlozman,
and Verba 1999; Green and Shachar 2000). This set of finding confirms
that, across the board, campaigns target prior voters. The exception in
these years was the 2000 Republican campaign, which did not particularly
target prior voters; this confirms an internal GOP analysis that made
such a critique and recommended more aggressive voter registration and
new registrant mobilization as part of the 72-Hour Task Force strategy
(72 Hour Task Force, 2002). Let's now turn to the parties'
base mobilization efforts and base mobilization strategic changes
between the two years.
Considering first Democratic contacts, in 2000, Democratic Party
identifiers were just as likely to be contacted as independents (the
excluded category), whereas Republicans were much less likely to be
contacted. In 2004, the reverse was the case: Democratic identifiers
were significantly more likely to be contacted by their party than were
independents and Republicans (though the Republican identifier
coefficient approaches conventional significance levels). The party thus
pursued a partisan base mobilization and independent persuasion strategy
in 2000, which was narrowed in 2004 to partisan base mobilization. In
both years, the party was generally effective at avoiding Republicans,
confirming the observation that little partisan conversion was
attempted.
Respondents' age, gender, and income, and regularity of church
attendance made no particular difference for Democratic contacts in
either year. Black respondents were significantly more likely to be
targeted in 2000, but were not especially so in 2004. Finally, Democrats
targeted citizens based on their educational levels, with
better-educated respondents reporting significantly higher levels of
personal campaign contacts than less-educated respondents. This may
reflect a strategy of targeting for mobilization people who are
predisposed to vote, but it may also reflect an outreach effort to
improve party voting performance among better-educated persons, given
that the party has a constituency that is, on the whole, less educated
than that of the Republicans. (3)
Turning to the Republican contacts (column 2), the party
effectively avoided both Democrats and independents; although
Bush-Cheney operatives argued that the campaign shifted from an
independent mobilization strategy to a base plus independent
mobilization strategy between 2000 and 2004, it appears that in both
years, Republicans ended up contacting a significantly higher proportion
of their own partisans than independents. In 2000, the GOP contacted
women at a greater rate than men, and blacks at a significantly lower
rate than nonblacks in both years. The latter is consistent with a base
mobilization strategy, whereas the former is likely a coalition
expansion strategy given the degree to which the gender gap has
advantaged the Democrats over the last generation. By 2004, women were
just as likely as men to be contacted. In short, both parties show
evidence of base mobilization strategies and coalition expansion, as
well as strategic shifts in their base mobilization strategies between
the two years.
Table 1, column 3 shows the results of probit analysis predicting
who reported contact from both political parties. This begins to paint a
portrait of whom the campaigns perceived as the voters they were
competing for at the grassroots level. In 2000, the parties were
competing most actively in battleground states, for previous voters, and
for better-educated citizens. These all reflect efforts to maximize the
electoral returns on campaign investments, as the election would be
decided in those states; prior voters are reliable voters; and
better-educated people are also reliable voters (though it is not clear
that better-educated respondents are the most responsive to campaign
messages; see Wielhouwer 2005).
In 2004, however, the competitive targets were somewhat different.
Beyond battleground state residents and prior voters, the parties were
competing for older and nonblack citizens. It may be that both parties
believed that the George W. Bush administration initiatives affecting
older Americans (such as Social Security and Medicare reform) propelled
more extensive campaign communication efforts toward that segment of the
population. The emphasis on the nonblack population also is intuitive,
in that there is little meaningful competition at the aggregate level
for the African American vote, certainly compared with the competition
for Hispanics and various white electoral subgroups.
Finally, in order to make this analysis more directly comparable to
earlier research on the determinants of parties' contacts (e.g.,
Gershtenson 2003; Rosenstone and Hansen 1993; Wielhouwer 1995, 2003),
Table 2 presents equations for the overall correlates of being contacted
by each party (the dependent variables merge people contacted by both
parties with those contacted uniquely by each party, respectively). As
we have already seen, residence in a battleground state and voting in
the previous election clearly influenced the likelihood of contact for
both parties in both election cycles. For respondents residing in a
closely contested state, the probability of being contacted by the
Democratic Party in 2000 was 8 percent higher than for residents on
nonbattleground states, Similarly, Republicans were 11 percent more
likely to contact residents of battleground states. By 2004, voters in
battleground states were more highly coveted by both parties.
Republicans were 23 percent more likely to reach out to voters in
battleground states, and Democrats were 24 percent more likely to do so.
Prior voting history, information readily available to campaigns
and useful as a targeting criterion, also helps explain parties'
mobilization targets in both 2000 and 2004. Democrats were 19 percent
more likely to target a voter in 2000 if he or she had voted in 1996;
Republicans in 2000 were 11 percent more likely to contact those who had
voted in the last presidential election. In 2004, Democrats were 13
percent more likely to mobilize voters who had voted in 2000, compared
to those who had failed to vote in 2000, and the likelihood of contact
by the Republican Party in 2004 was 14 percent higher for those who had
voted in 2000.
These equations provide evidence of shifting party mobilization
strategies between the two elections. Democrats in 2000 were much less
likely to target Republican sympathizers than independents, but they
were equally likely to reach out to Democrats and independents (the
omitted category). This suggests that Democrats may have pursued some
base mobilization in 2000, but they also engaged in persuasion. The
Republican Party strategy in 2000 is somewhat elusive, suggesting that
Republicans didn't effectively distinguish among their own
partisans, independents, or Democrats. One interpretation of this
finding is that Republican targeting efforts in 2000, controlling for
battleground residence and prior voting, were not especially fine-tuned
based on the party-in-the-electorate. This pattern is conceivably one
aggregate outcome that matches the party's own evaluation of
problems in that year.
In 2004, both parties' mobilization strategies became more
focused. Democrats targeted their base more than independent voters and
effectively avoided Republicans. Though there remains evidence of
persuasion efforts in 2004, Democrats clearly emphasized base
mobilization; Democrats in 2004 were 7 percent more likely to be
contacted by the Democratic Parry than were independents. Similarly, as
we have already surmised, Republicans appear to have honed their
mobilization targets in 2004, reaching out to their own partisans much
more effectively. Republican Party identifiers in 2004 were 9 percent
more likely to be contacted by the Republican Party than were
independents. However, the data also suggest the Republican Party
engaged in persuasion in 2004; the results reveal that Republicans were
just as likely to contact independent voters as they were to contact
Democrats.
Conclusions
To summarize, our findings provide mixed evidence regarding the
degree to which the Republican and Democratic parties shifted their
targeting strategies between 2000 and 2004. Analyzing total party
contacts reveals apparent strategic shifts by both parties, with each
emphasizing base mobilization to a greater degree in the later year. And
among people contacted only by the Democrats, this pattern was also
seen. Among people contacted only by the GOP, however, the party
successfully targeted its own party identifiers in both years in
comparison to independents and Democrats. The Republicans also more
effectively targeted prior voters in 2004, while the Democrats did so in
both years. Neither parry appears to have relied on mass partisanship when both were competing for the same group of people. Instead, they
appear to have targeted based on educational attainment in 2000 but on
age and ethnicity in 2004.
While the stark contrast in campaign strategies portrayed by the
Bush-Cheney team did not emerge from this analysis, there was some
adjustment in both parties' targeting strategies. Securing the base
became much more prevalent in 2004 compared with 2000, though
independents retained some modest degree of attention. Those swing
voters that were the objects of targeting by both parties shifted
between the two elections, and this is an intuitive result. While the
specific rationale for the shift is not clear here, it is not surprising
that the groups considered to be the deciding factors in an election
would vary from year to year. The strategy of message development in any
campaign has at its core the development of a knowledge base regarding
what is going to matter in the current campaign. Electoral history is a
guide to the future, but in the final analysis, each election must write
its own history.
TABLE A-1
Social, Demographic, and Political Correlates of
Partisan Campaign Contacts, 2000 and 2004
I II
Democrat Republican
Contact Contact
2000 2004 2000 2004
Total 10.1 15.3 12.6 13.1
Democrats (incl leaners) 13.2 21.4 9.2 6.2
Independents 7.9 13.4 5.5 9.3
Republicans (incl leaners) 6.9 8.9 20.5 20.9
Income Level
0-16 percentile 6.9 12.9 4.8 8.0
17-33 percentile 8.8 11.8 13.1 8.6
34-67 percentile 12.1 15.6 11.8 14.2
68-95 percentile 10.6 20.5 16.8 19.0
96-100 percentile 8.3 20.0 22.2 13.7
White 9.9 15.1 15.2 15.9
Black 12.6 19.0 5.0 3.1
Hispanic 9.2 6.5 6.1 4.3
Church attendance
Every week or more 11.5 16.6 14.6 17.0
Almost every week 10.6 9.8 21.8 16.7
Once or twice a month 10.6 15.2 11.5 10.1
A few times a year 9.9 23.3 12.1 11.0
Never 8.5 13.3 10.2 9.6
Union members 12.7 25.5 10.9 9.8
Union household 14.6 23.7 10.2 10.2
Male 10.9 13.5 12.4 11.1
Female 9.5 16.8 13.7 13.9
Education
Eighth grade or less 11.5 10.0 5.8 10.0
Grades 9-12 6.3 14.1 12.6 1.6
High school diploma 8.0 10.4 10.1 13.0
or equivalent
Some/junior college 8.9 14.7 13.9 11.8
Bachelor's and advanced 13.7 21.1 15.9 15.5
degrees
III
Contact by
Both Parties
2000 2004
Total 13.1 16.7
Democrats (incl leaners) 13.6 16.0
Independents 11.6 20.6
Republicans (incl leaners) 12.8 16.7
Income Level
0-16 percentile 6.9 7.4
17-33 percentile 10.9 19.9
34-67 percentile 13.2 13.2
68-95 percentile 17.1 21.5
96-100 percentile 16.7 24.2
White 14.3 20.2
Black 9.4 9.2
Hispanic 6.1 7.5
Church attendance
Every week or more 14.1 20.6
Almost every week 18.8 17.4
Once or twice a month 10.2 20.3
A few times a year 14.8 8.9
Never 10.6 14.7
Union members 18.2 20.6
Union household 18.4 22.6
Male 13.7 17.1
Female 12.6 16.3
Education
Eighth grade or less 3.8 13.3
Grades 9-12 10.5 17.2
High school diploma 10.1 16.7
or equivalent
Some/junior college 14.8 16.8
Bachelor's and advanced 15.5 16.7
degrees
Source: 1948-2004 American National Election Studies
Cumulative Data File (October 31, 2005, release).
Number of cases: 2000, 1,517; 2004, 1,049.
Note: Democrat and Republican contacts reflect unique
contacts by each party, with no overlaps.
References
72-Hour Task Force. 2002. RNC PowerPoint presentation
(author's personal copy).
Aldrich, John H. 1995. Why parties? The origin and transformation
of political parties in America. Chicago: University of Chicago Press.
American National Election Studies (ANES). 2006. ANES guide to
public opinion and electoral behavior: Political involvement and
participation in politics: Mobilization (Tables Series 6C).
http://www.umich.edu/~nes/ [accessed February 22, 2008].
American Political Science Association (APSA). 2004. American
democracy in an age of rising inequality. Perspectives in Politics 2:
651-66.
Baer, Denise L., and David A. Bositis. 1993. Politics and linkage
in a democratic society. Englewood Cliffs, NJ: Prentice Hall.
Beck, Paul Allen. 1997. Party politics in America, 8th ed. New
York: Longman.
Berelson, Bernard L., Paul F. Lazarsfeld, and William N. McPhee.
1954. Voting: A study of opinion formation in a presidential campaign.
Chicago: University of Chicago Press.
Bergan, Daniel E., Alan S. Gerber, Donald P. Green, and Costas
Panagopoulos. 2005. Grassroots mobilization and voter turnout in 2004.
Public Opinion Quarterly 69: 760-77.
Bibby, John F. 1998. Party organizations, 1946-1996. In Partisan
approaches to postwar American politics, edited by Byron E. Shafer,
148-85. New York: Chatham House.
Brady, Henry E., Kay Lehman Schlozman, and Sidney Verba. 1999.
Prospecting for participants: Rational expectations and the recruitment
of political activists. American Political Science Review 93: 153-68.
Campbell, James E., and James C. Garand, eds. 2000. Before the
vote: Forecasting American national elections. Thousand Oaks, CA: Sage.
Center for the Study of Elections and Democracy (CSED). 2005. New
campaign finance law (BCRA) pushed parties, candidates to raise
dramatically more money from individuals in 2004: Changes the way money
is raised and spent. News release, February 7. http://csed.byu.edu
[accessed March 3, 2008].
Cuzan, Alfred G., Richard J. Heggen, and Charles M. Bundrick. 2003.
Voters and presidents: A fiscal model. Philadelphia: Xlibris.
Democratic National Committee (DNC). 2005. DNC 2001-2005:
Mobilizing, modernizing and building the Democratic Party.
http://www.gwu.edu/-action/2004/parties/dnc05facts.html [accessed March
3, 2008].
Eldersveld, Samuel J. 1982. Political parties in American society.
New York: Basic Books.
Fair, Ray C. 2002. Predicting presidential elections and other
things. Stanford, CA: Stanford University Press.
Frontline. 2005a. Karl Rove--The architect. Transcript of interview
with Matthew Dowd. www.pbs.org/
wgbh/pages/frontline/shows/architect/interviews/dowd.html [accessed
February 22, 2008].
--. 2005b. Karl Rove--The architect. Transcript of interview with
Mark McKinnon. www.pbs.org/wgbh/pages/frontline/shows/architect/interviews/mckinnon.html [accessed February 22, 2008].
Gerber, Alan S., and Donald P. Green. 2000. The effects of
canvassing, telephone calls, and direct mail on voter turnout: A field
experiment. American Political Science Review 94: 653-63.
Gershtenson, Joseph. 2003. Mobilization strategies of the Democrats
and Republicans, 1956-2000. Political Research Quarterly 56: 293-308.
Green, Donald P., and Ron Shachar. 2000. Habit formation and
political behaviour: Evidence of consuetude in voter turnout. British
Journal of Political Science 30: 561-73.
Institute of Politics, Harvard University. 2006. Campaign for
president: The managers look at 2004. Lanham, MD: Rowman &
Littlefield.
Ladd, Everett Carl, Jr., and Charles D. Hadley. 1978.
Transformations of the American party system: Political coalitions from
the New Deal to the 1970s, 2nd ed. New York: W. W. Norton.
La Raja, Raymond J. 2005. State party spending in the 2004 federal
elections. Paper presented at the State of the Parties Conference, Bliss
Institute of Applied Politics, University of Akron, October.
Lazarsfeld, Paul F. 1944. The election is over. Public Opinion
Quarterly 8: 317-30.
Lazarsfeld, Paul F., Bernard Berelson, and Hazel Gaudet. 1944. The
people's choice: How the voter makes up his mind in a presidential
election. New York: Duell, Sloan and Pearce.
McDonald, Michael P. 2004. Up, up and away! Voter participation in
the 2004 presidential election. The Forum 2(4).
www.bepress.com/forum/vol2/iss4/art4 [accessed March 3, 2008].
Medvic, Stephen K. 2001. Political consultants in U.S.
congressional elections. Columbus: Ohio State University Press.
Petrocik, John R. 2006. Party coalitions in the American public:
Morality politics, issue agendas, and the 2004 election. In The State of
the parties: The changing role of contemporary American politics, 5th
ed., edited by John C. Green and Daniel J. Coffey, 279-97. Lanham, MD:
Rowman & Littlefield.
Republican National Committee (RNC). 2005. Rising tide: The
magazine of the Republican National Committee.
http://www.rnc.org/News/RisingTideRead.aspx?ID=89 [accessed September
19, 2005].
Rosenstone, Steven J., and John Mark Hansen. 1993. Mobilization.
participation, and democracy in America. New York: Macmillan.
Shaw, Daren R. 1999. The methods behind the madness: Presidential
electoral college strategies, 1988-1996. Journal of Politics 61:
893-913.
Shea, Daniel M., and Michael John Burton. 2001. Campaign craft: The
strategies, tactics, and art of political campaign management, rev ed.
Westport, CT: Praeger.
Sorauf, Frank J. 1967. Political parties and political analysis. In
The American party system: Stages of political development, edited by
William N. Chambers and Walter D. Burnham, 33-55. New York: Oxford
University Press.
Stanley, Harold F., and Richard G. Niemi. 2006. Partisanship, party
coalitions, and group support, 1952-2004. Presidential Studies Quarterly
36: 172-88.
Thurber, James, A., and Candice J. Nelson, eds. 2001. Campaign
warriors: The role of political consultants in elections. Washington,
DC: Brookings Institution Press.
U.S. Census Bureau. 2005. Reported voting and registration by race,
Hispanic origin, sex, and age groups: November 1964 to 2004. Historical
time series Table A1.
http://www.census.gov/population/www/socdemo/voting.html/.
Verba, Sidney, Kay Lehman Schlozman, and Henry E. Brady. 1995.
Voice and equality: Civic voluntarism in American politics. Cambridge,
MA: Harvard University Press.
Wattenberg, Martin P. 1991. The rise of candidate-centered
politics: Presidential elections of the 1980s. Cambridge, MA: Harvard
University Press.
--. 1998. The decline of American political parties, 1952-1996.
Cambridge, MA: Harvard University Press.
Wielhouwer, Peter W. 1995. Strategic canvassing by political
parties, 1952-90. American Review of Politics 16: 213-38.
--. 1999. The mobilization of campaign activists by the party
canvass. American Politics Quarterly 27: 177-200.
--. 2003. In search of Lincoln's perfect list: Targeting in
grassroots campaigns. American Politics Research 31: 632-69.
--. 2005. Political parties and participation equality, 2004. Paper
presented at the State of The Parties conference, Bliss Institute of
Applied Politics, University of Akron, October.
--. 2006. Grassroots mobilization. In The electoral challenge:
Theory meets practice, edited by Stephen Craig, chap. 9. Washington, DC:
CQ Press.
--. 2007. Changes in the effects of personal contact campaigning on
participation inequalities. Paper presented at the National Conference
of the Midwest Political Science Association, Chicago, April.
Wielhouwer, Peter W., and Brad Lockerbie. 1994. Party contacting
and political participation, 1952-90. American Journal of Political
Science 38: 211-29.
COSTAS PANAGOPOULOS
Fordham University
PETER W. WIELHOUWER
Western Michigan University
(1.) We acknowledge the criticisms of this measure, particularly
regarding its underlying assumption that ANES respondents can accurately
recall whether they were contacted and which party's workers did
the contacting. Readers should see Wielhouwer (1999, 185-86; 2003, n. 4)
for discussions of the measure's strengths and weaknesses.
(2.) We would note that informal personal contacts and influence
among personal friends were central to their findings, though these
effects were informal, unstructured, and unconnected to formal
campaigning.
(3.) The ANES data show, for example, that in 2000, the mean level
of education for Democrats was 3.95 on a six-point education scale,
compared with a GOP mean of 4.41 (the difference between the two was
statistically significant, p < .000). A similar pattern was the case
in 2002, but by 2004, Democrats apparently had made up ground, and the
educational attainment difference between the two sets of party
identifiers was not significant.
Costas Panagopoulos is an assistant professor of political science
and director of the Center for Electoral Politics and Democracy and of
the graduate program in Elections and Campaign Management at Fordham
University.
Peter Wielhouwer is an assistant professor of political science at
Western Michigan University.
TABLE 1
Personal Contact Campaigning: Unique and Joint
Party Contacts, 2000 and 2004
Contacted by
Democrats Only
Independent Variables 2000 2004
Battleground state .03 .11
(.13) (.11)
Voted (previous .97 *** .29 **
pres. election) (.22) (.13)
Democrat (inc. lean) -.26 .27 **
(.21) (.14)
Republican (inc. lean) -.58 ** -.27
(.23) (.15)
Age .03 -.03
(.02) (.02)
Age squared -.00 .00
(.00) (.00)
Female -.21 .10
(.13) (.11)
Black .41 ** .02
(.18) (.15)
Income -.06 .08
(.09) (.07)
Education .09 ** .11 ***
(.05) (.04)
Attends church .04 .08
(.14) (.11)
Constant -2.85 ***-1.54 *** -2.71 ***-2.65 ***
(.62) (.40)
N 893 1084
Log likelihood -241.80 -399.40
Pseudo R-squared .11 .06
Contacted by
Republicans Only
Independent Variables 2000 2004
Battleground state .23 .08
(.13) (.11)
Voted (previous .17 .43 ***
pres. election) (.17) (.15)
Democrat (inc. lean) .23 (.11)
(.25) (.18)
Republican (inc. lean) .61 ** .67 ***
(.26) (.17)
Age .00 .02
(.02) (.02)
Age squared .00 -.00
(.00) (.00)
Female .36 *** .14
(.14) (.12)
Black -.54 ** -.42 **
(.26) (.22)
Income .06 -.04
(.09) (.07)
Education .01 .03
(.05) (.04)
Attends church .19 .12
(.14) (.12)
Constant -3.14 ***-3.23 ***
(.57) (.49)
N 893 1084
Log likelihood -253.19 -343.70
Pseudo R-squared .09 .10
Contacted by Both
Major Parties
Independent Variables 2000 2004
Battleground state .41 *** .89 ***
(.12) (.11)
Voted (previous .64 *** .40 ***
pres. election) (.19) (.12)
Democrat (inc. lean) .04 .05
(.22) (.15)
Republican (inc. lean) -.18 -.15
(.23) (.15)
Age .01 .06 ***
(.02) (.02)
Age squared -.00 -.00 **
(.00) (.00)
Female -.O1 -.19
(.13) .11
Black -.06 -.41 **
(.20) (.19)
Income -.02 .01
(.08) (.07)
Education .11 *** -.03
(.04) (.04)
Attends church .23 .10
(.14) (.12)
Constant
(.56) (.51)
N 893 1084
Log likelihood -269.14 -375.10
Pseudo R-squared .11 .16
Note: Estimates obtained using probit analysis.
Source: American National Election Studies.
*** signifies statistical significance at the p < .01 level;
** p < .05 level; * p < .10 level.
TABLE 2
Combined Party Contacts, 2000 and 2004 (Probit)
Contacted by Democrats
Independent Variables 2000 2004
Battleground state .32 *** .70 ***
(-.11) (.09)
Voted (previous pres. election) .94 *** .42 ***
(.16) (.11)
Democrat (inc. lean) -.14 .23 **
(.18) (.12)
Republican (inc. lean) -.49 *** -.28 **
(.20) (.13)
Age .03 .01
(.02) (.01)
Age squared -.00 -.00
(.00) (.00)
Female -.14 -.05
(.11) (.06)
Black .24 -.22
(.16) (.14)
Income -.05 .05
(.07) (.06)
Education .13 *** .06 **
(.04) (.03)
Attends church .17 .14
(.12) (.10)
Constant -2.93 *** -2.01 ***
(.50) (.37)
N 893 1084
Log likelihood -380.86 -565.64
Pseudo R-squared .14 .12
Contacted by Republicans
Independent Variables 2000 2004
Battleground state .42 *** .71 ***
(.10) (.09)
Voted (previous pres. election) .47 *** .50 ***
(.14) (.12)
Democrat (inc. lean) .15 .08
(.19) (.13)
Republican (inc. lean) .26 .31 **
(.20) (.13)
Age .01 .05 ***
(.02) (.02)
Age squared .00 -.00 **
(.00) (.00)
Female .20 -.04
(.11) (.10)
Black -.31 -.53 ***
(.18) (.16)
Income .02 -.03
(.07) (.06)
Education .08 ** -.00
(.04) (.03)
Attends church .26 ** .14
(.12) (.10)
Constant -2.78 *** -2.90 ***
(.47) (.41)
N 893 1084
Log likelihood -395.54 -523.76
Pseudo R-squared .12 .15
Source: American National Election Studies.
*** signifies statistical significance at the p < .01 level;
** p < .05 level; * p < .10 level.