Presidents, polarization, and divided government.
Cohen, Jeffrey E.
For several decades the American political system has been
polarizing along partisan, ideological, and issue lines at both the mass
and elite levels. One implication of polarization is the disappearance
of the political middle: Moderates have almost completely vanished in
Congress, for example (Fleisher and Bond 2004), and the political
activists stratum, that is, party activists, candidates for office, and
office holders, consist almost entirely of consistent liberals in the
Democratic Party and consistent conservatives in the Republican-Party.
By historical and American standards, polarization has given rise to
policy extremism, in the sense of vanishing moderates. (1)
This article investigates the implications of the partisan
polarization and extremism of the past two decades on the American
presidency. Although the presidency is a key political institution, and
often at the center of important political changes and developments,
rarely has the literature on polarization considered the presidency. As
Layman, Carsey, and Horowitz (2006) state, "the work on growing
polarization between the parties in government has focused largely on
Congress" (87). (2) The literature on presidential-congressional
relations and polarization rarely goes beyond the general point that
polarization makes a difficult relationship even more problematic for
presidents (Andres 2005; Binder 2003; Edwards and Barrett 2000; Fleisher
and Bond 2000a, b; Pomper 2003; Sinclair 1997, 2000, 2002; Theriault
2008; but see Beckmann and Kumar 2010). For instance, almost no
attention has been paid to the effects of polarization on presidential
policy choice and the implications of such choice on presidential
success with Congress. (3)
Cameron (2002) offers one of the few extended discussions of the
implications of polarization on the presidency, yet Cameron's essay
aims mainly to set an agenda for research. As Cameron argues,
polarization touches more than executive-legislative relations but also
deeply affects presidential relations with the media, the judiciary, the
bureaucracy, and the organization of the White House staff. But,
"[p]residential scholars are just beginning to grasp these
changes." (Cameron 2002, 647). To date, few have picked up on the
research directions set out by Cameron. (4)
This article looks at the implications of polarization on
presidential policy choice. The polarization literature argues that the
widening gap between the parties should lead to policy extremism as
opposed to moderation. Has the presidency, like Congress, also become
more extreme, that is, decidedly liberal or conservative, as
polarization has increased? I test two competing explanations for
extremism in presidential policy, the party activist theory and the
congressional context theory. The first theory argues that the reforms
in election processes, in particular campaign finance and nominations,
increased the power of party activists in the party processes.
Consequently, liberals captured the Democratic Party and conservatives
the Republican. Presidents, as agents of their party, selected by these
newly powerful elements in their party, moved to the policy extremes in
the post-reform era.
In contrast, the congressional context theory maintains that policy
considerations in part motivate presidents: Presidents care about
implemented policy for a variety of reasons detailed below. Two aspects
of the congressional context affect presidential policy choice, whether
their party controls Congress and the degree of party polarization.
Under united government, presidents select policies close to their party
center. Under divided government, presidents will moderate their policy
positions, being forced to work with the opposition. But the
president's ability and/or willingness to work with the opposition
during divided government ebbs as polarization between the parties
widens. The analysis presented below shows support for the congressional
context theory but little for the party activist one.
The next two sections present these theories of presidential policy
choice, followed by analysis using data from the early 1950s to the end
of the twentieth century. The conclusion puts the findings into
perspective and suggests directions for future research.
Party Activists and Presidential Policy Extremism
A large number of studies contend that party activists were
important catalysts of the heightened party polarization of the past
several decades (Aldrich 1995; Aldrich and Rohde 2001; Fiorina, Abrams,
and Pope 2005; Jacobson 2000; King 1997, 2003; Layman, Carsey, and
Horowitz 2006; Layman et al. 2010; Saunders and Abramowitz 2004; Shafer
2003). Here we should think of party activists broadly to include those
who work in candidate campaigns, financially contribute to candidates
and the parties, attend the national conventions, as well as interest
groups that seek to influence the nomination and election of candidates
for office.
Party activists may stimulate polarization for several reasons.
One, they hold relatively extreme policy views compared to voters and
rank-and-file members of parties. Two, they play a critical role in
selecting the parties' candidates for office, especially in the
postreform era of the early to mid-1970s. Three, they provide
considerable resources for candidate's primary and general election
contests. Thus, in the era of party activist influence, candidates for
office and office holders will either resemble the policy extremism of
activists or will be policy responsive to their views, repaying
activists for their vital electoral support and/or trying to secure
their support in the upcoming election.
The reforms of the early to mid-1970s heightened the influence of
activists on their respective parties. For example, one consequence of
the reforms was to replace party caucuses and other devices with
primaries for nominating candidates. As a result, party activists
supplanted traditional party leaders in selecting the parties'
nominees. Owing to their critical role in the primary and nomination
process (Cohen et al. 2008), activists served as gatekeepers, insuring
that the party's nominees would reflect the activist strata's
policy preferences. This in turn pushed the parties' nominees and
office holders toward the policy extremes. (5) As the influence of
activists within the parties grew, the Democratic Party moved to the
left and the Republican Party to the right.
The reforms of the presidential selection process in the 1970s
exposed the presidency to the new-found influence of party activists.
Presidents, and presidential aspirants, accommodated to the growing
influence of party activists within their parties through selection
and/or conversion-adaptation effects. Selection effects mean that as
party activists became increasingly important in the nomination process,
politically extreme candidates would be more likely to gain the
nomination than moderates. Conversion-adaptation effects mean that
aspirants for the nomination would move to the political extremes to
gain the support of the party activists. Mitt Romney's move to the
right in the 2008 Republican presidential nomination contest illustrates
this conversion-adaptation process.
The motivation for office, including renomination, link these
nomination and election processes to governing, thereby affecting the
policy positions that presidents take. Presidents' policy positions
in office will affect their ability to be renominated. If they take
positions at variance with the preferences of the party activists, they
may undermine their chances for the nomination. No president seeking
renomination has been denied it since the reforms of the mid-1970s,
which may indicate that presidents cater to their party activists. The
lukewarm, if not cold reception, that John McCain received in 2008 among
conservative Republican Party activists also illustrates the linkage
between governing and nomination-election politics. (6) Second-term
presidents too have an incentive to cater to these party activists, even
though they cannot run for the presidency again. By maintaining their
"extreme" policy credentials, they insure some ability to
influence who the party selects as their successor, which may be
important for the president's legacy, that the party not spurn him
so quickly after leaving office.
This party activist perspective leads to the hypothesis that
presidents of the party reform era should be more extreme than
presidents prior to those reforms. Second, presidents and presidential
candidates should become increasing extreme as party activist
polarization has grown from the mid-1970s to the present. Layman et al.
(2010) find that party activists have increasingly polarized on
ideological and policy grounds over the past 30 years. Based on this
perspective, we should see presidents becoming more extreme since the
party reforms of the 1970s.
One relevant issue is the speed with which the reforms led to
activist influence in their parties. In the analysis below, I initially
assume relatively immediate effects of the reforms on activist
influence. Because the major reforms were implemented before the 1976
election, I first use this as a marker to distinguish the prereform from
the postreform era. But data on polarization, for instance, the
Poole-Rosenthal DW-Nominate scores for Congress, suggest that the up
tick in polarization did not begin in earnest until the late 1970s, and
it is not until the mid-1980s that appreciable levels of polarization
become evident. Layman et al.'s (2010) data on party activists
suggest a steadier increase in polarization across the 1970s, but too,
it is not until the mid-1980s that we observe considerable interparty
polarization. Thus, the analysis also uses other cutpoints (1980/ 1981
and 1984/1985) to distinguish the pre from the postreform era. But using
these later cutpoints also attenuates the connection between the
implementation of the party reforms and presidential behavior.
The Congressional Context and Presidential Policy Extremism
The party activist model assumes that presidents cater to the
policy preferences of party activists as those activists became
increasingly influential within their parties in the postreform era.
That model assumes that presidents care primarily about gaining their
party's nomination. Instead, let us begin with the alternative
assumption that presidents care primarily about public policy. Because
Congress is so important to the enactment and implementation of
presidential policies, presidents will take the congressional
environment into account when establishing their policy positions. Party
activists may indirectly affect presidential policy choice through their
impact on Congress. Before addressing that indirect linkage, let us turn
to the direct impact of Congress on presidential policy choice.
This model begins by assuming that presidents are motivated by
policy. Policy motivated presidents want to see at least some of their
policy proposals enacted by Congress and implemented. Several factors
may lead to this policy motivation. Presidents may view their policy
proposal as a solution to a problem, feeling responsible and/or
accountable to solving that problem. A president may also see policy as
a means to steer the nation in a particular and desired direction.
Presidents too may offer policies to repay groups and voters for their
support in the past election as well as use policy to attract their
support in upcoming elections. And, presidents may view the enactment
and implementation of policy as a way to build an historical legacy and
to improve their reelection chances. The important point is not the
source of the policy as a presidential motivation but the implications
of that motivation on presidential policy selection (Light 1999).
First, let us assume that we can locate a president's and a
pivotal member of Congress's preferred policy in a unidimensional
liberal-conservative policy space. Define the pivot as the member of
Congress whose support the president needs for a policy proposal to
pass. Considerable controversy in the literature on congressional policy
making surrounds the identification of this pivot, whether the pivot is
the median member of the chamber (Krehbiel 1998) or the party majority
median, or some other member (Smith 2007). We need not enter this
debate. As I show below, whether the pivot is the chamber or party
median generates the same hypotheses.
Define the president's utility, U, for a policy as a function
of two distances: (1) the distance from the president's preferred
policy and pivotal member of Congress, either the median from the
president's party or the opposition party, whichever party is in
the majority and (2) the policy distance between the medians of both
parties. Also assume utility declines as distances from preferred
positions increase. The president faces an optimization problem,
constrained by the preferences of the pivotal member of Congress as well
as his party's median member.
Why should the president care about his party median when all it
takes is a compromise with the congressional pivot to pass a policy?
Disregard instances when a president needs voters from his party for his
policy to be enacted. Even when the president does not need his
party's support for passage, he will still take into account the
preferences of his party. Members of the president's party may
rebel if the president cohabits too often with the opposition, perhaps
trying to deny him renomination for a second term. The president may
also harm his party's reputation with the public if it can not
share in the credit for policy enactment, and thus undermine the
party's reelection chances. By working with the opposition but not
his own party in building policy, the president may also allow the
opposition party to gain a reputation for governance, responsibility,
and bipartisanship, which may further undermine the president's
party in both upcoming congressional and presidential contests. Thus,
for several reasons, presidents may take into account their own party in
making policy even when he does not need their votes for passage.
[FIGURE 1 OMITTED]
Figure 1 presents several schematics that will help illustrate
policy behavior under four conditions, the president's party is in
the majority or minority and polarization is either high or low: (1)
Majority-Low Polarization, (2) Majority-High Polarization, (3)
Minority-Low Polarization, and (4) Minority-High Polarization. As we
will see, the policy dynamics for situations 1 and 2 wind up being the
same--when the president's party controls Congress, polarization
does not factor heavily into policy making.
Figure 1, Panel A presents the case when the president's party
is in the majority. On that figure, M represents the pivotal member of
Congress, PR is the president's preferred policy position, PP is
the president's party policy position, and X the opposition party
median. When the president's party is in the majority, by
definition, the congressional pivot will be in the president's
party. In this case, the president will negotiate with the pivotal
member, M, settling on a policy, S1, the midpoint between their
positions. If the congressional pivot happens also to be the
presidential party median, that is M = PP, then the midpoint between PR
and PP (not shown) will be the policy result. Notice that X, the
minority party median, does not enter into policy production under
majority government in this model, but also notice that by definition X
is farther from the president's position than M, a point that will
become more important later on when considering policy production under
minority government.
In this example, M stands to the left of the president. The
president moderates slightly to S1, but if M were to the right of the
president, then the president would become more extreme, moving to the
right and away from the center. With majority rule, whether the
president moderates or becomes more extreme depends upon his position
relative to that of his party. The more important point though is
presidents need only move a slight distance under majority rule than
minority rule. For instance, assume the opposition party controls
Congress and the congressional pivot becomes X, instead of M. The
midpoint between PR and X will be further to the left of $1; presidents
will moderate more under divided than united government, all else being
equal.
All else, however, is not equal and the model suggests that
presidents take into account the preferences of their party when making
policy. Figure 1, Panel B illustrates these dynamics, but now OP stands
for the opposition party median. First, consider the case when there is
no polarization between the parties, but the opposition party controls
Congress. Although unrealistic, this baseline helps illustrate the
dynamics involved, especially the interaction between polarization and
minority status on policy production. On Figure 1 Panel B, this would
mean that OP = PP, that both parties have the same policy preferences.
The policy midpoint between the president, PR, and the opposition party
median, OP, becomes S2.
Now assume a high degree of party polarization, with the median for
the president's party located at PP. The policy midpoint between
the president's party and the opposition majority party is S3, to
the right of S2, the solution with no polarization. When polarization
between the parties exists under minority rule, presidents must take
into account the policy preferences of both the majority opposition and
the minority presidential party, that is, the president must find some
compromise between S2 and S3. On the figure, S4 represents that new
policy solution. Notably that solution is to the right of S2, that is,
presidents move a shorter distance to $4 than S2. Under minority
government, polarization constrains the distance that presidents will
move toward the opposition. Presidents moderate less under minority
government in the presence of high versus low levels of party
polarization. And party polarization is not relevant when the
president's party controls Congress as the president only has to
negotiate with his own party; polarization between the parties does not
affect that negotiation. This model leads to two hypotheses:
H1: Presidents will be more moderate during divided than united
government.
H2: Presidential will moderate less during divided government as
polarization between the parties increases.
Data
Testing the party activist and congressional contest theories of
presidential policy choice requires measuring the degree of moderation
versus extremism in presidential policy positions. We also would like
data spanning the more polarized present era, as well as times
characterized with lower levels of polarization, such as the 1950s-early
1970s. There are three relevant data series available for us to use:
Americans for Democratic Action (ADA) scores, Poole and Rosenthal's
DW-Nominate scores, and ideal point estimates. Because each has its own
recommendations, as well as pitfalls, the analysis below utilizes
several measures. (7)
Kenny and Lotfinia (2005), updating Zupan (1992) calculate
presidential liberalism by using presidential positions on ADA votes
with a series that extends from 1947, the first year that ADA selected
key votes, through 2000. There are well-known issues with using ADA roll
calls for creating a comparable time series, primarily agenda
composition effects, in which the votes/issue across years are not
comparable. Due to this problem, Groseclose, Levitt, and Snyder (1999)
have developed a method to adjust the ADA scores across time to provide
temporal comparability. The analysis below uses these ADA scores,
adjusted as Groseclose, Levitt, and Snyder (1999) recommend, following
the Kenny-Lotfinia (2005) procedure by averaging the ADA presidential
scores for the House and Senate. Finally, Anderson and Habel (2007)
bring the conversion scores up to date. (8)
Second, Poole and Rosenthal have calculated DW-Nominate scores for
presidents. The DW-Nominate scores are well known and well studied,
especially for Congress. DW-Nominate scores for presidents are
calculated based on all positions that the president took while in
office and thus cannot vary over time for an individual. Hence, at most
we would only be able to compare presidents and not whether an
individual president's policy position shifts during his time in
office.
Third, Michael Bailey (2007) has calculated ideal point estimates
for presidents, as well as the House, Senate, and the Supreme Court for
1951-2002. (9) Bailey's ideal point estimates are calculated for
each year, allowing us an intraadministration dynamic perspective that
the DW-Nominate scores do not allow.
[FIGURE 2 OMITTED]
The analysis below uses the adjusted ADA scores, the DW-Nominate,
and the ideal point estimates to insure that the findings are not a
result of different measurement strategies. I folded each series at
their midpoints to create the three presidential extremism variables.
This entails taking the absolute value of each case from the midpoint
for the entire series. The natural midpoint for the Bailey ideal point
estimates and DW-Nominate scores is "0". For the adjusted ADA
scores, I use the actual mean of the series as the midpoint (45.6). (10)
Despite differences in underlying assumptions and calculation
methodologies, all three measures of presidential extremism are
significantly correlated with each other, with correlations ranging from
.45-.72. (11)
Figure 2 plots the three series. Because each series employs a
different metric, the plot uses their z-scores. The smallest z-score
(negative values) indicate moderate presidents, while large z-scores
(positive values) indicate extreme presidents. A "0" z-score
indicates average presidential extremism in the series. The first
notable point is that in general the series travel together, although on
occasion we can also see some notable divergences. For instance, the ADA
score gives LBJ a moderate score in 1967, but the ideal point estimates
suggests strong extremism that year.
Although it is hard to discern visually any distinct temporal
trends in these data, each series hints greater extremism for postreform
than prereform presidents. Table 1 presents some descriptive statistics
for the three series between prereform and postreform presidents using
these years to define the two eras: prereform (1951-1976), postreform
(1977-2002). In each case, postreform presidents exhibit on average
greater extremism than prereform presidents, but each series also
indicates within-era variance, with both relatively moderate and extreme
presidents serving in each era.
Analysis Issues
Before proceeding to the estimation, diagnostics revealed
nonstationarity in the presidential extremism series (Table 2). (12)
First differencing each produces stationary series. Also, as some of the
independent variables also display nonstationarity, I use a single
equation error correction model (ECM). (13) The general form of the
single equation ECM model regresses the dependent variable in
differenced form on the first order lag in levels of the dependent
variable, plus the independent variables in both differenced and first
order lags. One advantage of the single equation ECM is that it
separates long- and short-term effects, long-term effects denoted by the
lagged variables and short-term effects with the differenced form
variables. Moreover, the single equation ECM distinguishes the long-term
effects of the independent variables from equilibrium effects, indicated
by the lagged dependent variable. Finally, single equation ECM allows us
to use ordinary least squares.
To test the party activist hypotheses I use a prepost reform dummy,
coded 0 for 1951-1976 = 0 and 1 for 1977-2002, and a counter, coded
1951-1976 = 0 and 1977 = 1 ... to 2002 = 26. The dummy tests whether
postreform presidents are more extreme than prereform presidents and the
counter tests whether extremism among presidents has grown during the
postreform era. The estimation only uses the lagged form of these
variables. Differenced forms reduce to one case equaling "1"
and all other cases equaling "0." Based on the party activist
theory, we should expect positive and statistically significant
coefficients for the period dummy and counter.
To test the congressional context hypotheses, I use a dummy for
divided government, coded "1" if the opposition party controls
at least one house and "0" for united government. I measure
the degree of polarization with the absolute value of the difference in
DW-Nominate scores for the median member of the two parties in each
chamber, using the average distance for the two chambers. The
interaction of divided government and polarization multiplies these two
variables (Friedrich 1982; Brambor, Clark, and Golder 2006). Under
united government, the interaction equals "0" but takes the
party polarization value with divided government. The congressional
context theory suggests a negative effect for divided government, that
is, presidents will moderate under divided government. Polarization will
be positively associated with extremism, and the interaction term will
have a positive sign. Finally, the estimation includes a control for
Stimson's public mood variable. As the mood variable ranges from
conservative to liberal, I also fold it, using the numerical mean of the
series as the midpoint (58.2). (14)
One disadvantage of single equation ECM models is that they can eat
up degrees of freedom quite quickly. This may be a problem for the full
ECM estimations here where we have 50-52 cases and 11 variables. Second,
there is a hint of multicollinearity between the differenced and levels
form of the congressional context variables, especially the divided
government and interaction variables. Thus, I ran several different
estimations, one set using all variables, another set only using the
differenced form of the congressional variables, and a third employing
only the lagged form of those variables. I did the same for the public
mood variable. In all cases, the differenced form of the congressional
and mood variables were stronger predictors than the lagged form of
those variables. In fact, the lagged forms never get close to being
statistically significant, even in estimations with the differenced
forms excluded. The significance levels for the differenced variables
are stronger without the levels versions of the same variables. In Table
3 I only present the results with the differenced form variables,
excluding the lagged variables. I will supply interested readers
complete results upon request.
Results
Table 3 presents results of the estimations for each presidential
extremism measure. Analysis of residuals finds that all are white noise.
Despite the modest number of variables included, each estimation
accounts for a considerable amount of the variance in presidential
policy extremism, 40% for the ideal point measure, nearly one-half for
the adjusted ADA scores, and over 80% in the case of the DW-Nominate
measure. The lagged dependent variable is the major factor accounting
for the DW-Nominate variance, about 80% by itself. The large coefficient
for the lagged DW-Nominate variable also indicates its predictive
strength. As a consequence of the lagged dependent variable, the other
independent variables do not emerge as strong as they do for the ideal
point and ADA measures.
Overall, these results provide little support for the party
activist theory. In only one case, ADA scores, is the pre/postreform
dummy significant. That coefficient indicates a nearly 10% increase in
presidential extremism in the postreform compared to the prereform era.
For two of three cases, the postreform counter has the wrong sign but
never attains statistical significance.
In contrast, analysis provides more support for the congressional
context theory. The divided government variable is properly signed for
all three measures and is statistically significant at the .05 level for
the ideal point and ADA measures. For the DW-Nominate indicator, the
divided government dummy only reaches a significance level of. 10, not
quite significant using the conventional .05, but perhaps close enough
to warrant some attention. Turning to substantive implications, using
the ADA measures, shifting from united to divided government results in
presidents being 55 % less extreme, about the difference between the
least and most extreme presidents. Divided government has similar
effects using the ideal point measure, reducing presidential extremism
by 1.46, which again is about the difference between the least and most
extreme president. Even for the marginal effect on the DW-Nominate
measure, divided government reduces extremism by .34 units or about 40%
of the range between the least and most extreme presidents.
Polarization by itself has no significant effect on presidential
extreme once controlling for the interaction between divided government
and polarization, as predicted. However, the interaction term is
significant for the ADA and ideal point measures, while for the
DW-Nominate scores, it just misses at p <. 10. For the ADA score, a
one standard deviation shift in polarization, about .10, is associated
with approximately a 10 point rise in extremism. A more useful
comparison is between very low (.47) and very high polarization (.87),
capturing the full effects of the rise of polarization the past several
decades. Using this comparison, presidents will be 40% more extreme
during periods of highest versus lowest polarization, offsetting most of
the effect of divided government. Now a president during both high
polarization and divided government will only moderate about 15%.
Substantively the results are similar when inspecting the ideal point
measure, and while not as potent using the DW-nominate measure, the
interaction between divided government and high polarization undercuts
most of the moderating influence of divided government alone. These
results point to strong support for the congressional context theory.
The public mood always affects presidential extremism. Presidents
become more extreme as the public does. This finding varies with Wood
(2009), who found that presidential rhetorical liberalism does not
respond to public liberalism. The difference here may be in the measures
of presidential policy. However, despite the statistically significant
impact of public mood on presidential extremism, the substantive effects
appear marginal, swamped by the congressional context effects reported
above. Using the ADA scores, a maximum shift in mood of about 6% leads
to approximately a 12% shift in presidential extremism. Rarely does the
public mood swing so much from year to year. Only on four of the 50
years here does it move more than 3 points. A one-standard deviation
shift in public mood, about 2 points, results in a 4% shift in
presidential extreme, a substantively modest impact.
Finally, is the issue of the timing of the reform effects. The
pre/postvariables with 1976/1977 as the cutpoints suggest a nearly
immediate or speedy effect of the reforms on the influence of party
activists, to which presidents also respond quickly. However, there may
be a lag between the implementation of the electoral reforms of the
1970s and party activist realization of increased influence. To test for
this possibility, I experiment with two alternatives for the
pre/postreform dummy and counters by using 1980/1981 and 1984/1985 as
the cutpoints. Substituting 1980/1981 cutpoints finds that these new
variables perform nearly identically to the original variables, except
for minor differences in the size of coefficients and standard errors.
For the ideal point and DW-Nominate measures, again the 1984/1985
cutpoint variables work as similarly to the original ones. However, for
the adjusted ADA scores, the size and significance of the coefficient
grow somewhat (b = .76, SE = .21, t = 3.60, p = 0.001). The counter
variable now attains statistical significance, but points in the wrong
direction (b = -1.22, SE = .45, t = -2.69, p = 0.010).
Most important for this analysis is that the congressional context
variables maintain their impact on presidential extremism in the face of
controls for the public mood. In contrast, the party activist
perspective receives much less and only scattered support. The
congressional context looms large in presidential policy choice, at
least with regard to position taking on congressional roll calls.
Conclusions
Presidents, on average, have not become more extreme in their
policy positions despite the growing polarization between the parties of
the past several decades. One would expect that presidents would exhibit
the same behavior patterns of growing extreme as we see in voters, party
activists, and members of Congress. As the analysis in this article
indicates, it is not that in the age of polarization that presidents are
not as policy extreme as members of their own parties, but that
presidents were quite extreme in their policy stance in the 1950s and
1960s, when the parties were not so polarized, under specific
conditions. Specifically, under united government, presidents, no matter
the degree of party polarization, tend to take relatively extreme policy
positions. For the most part, John F. Kennedy and LBJ were decidedly
liberal and about as far to the left as Ronald Reagan (and perhaps
George W. Bush) stood to the right during the age of highly polarized
parties.
Divided government motivates presidents to moderate their policy
positions in order to achieve policy compromises that result in the
production of public policy. It just happens that in the age of highly
polarized party, divided government has become more common, perhaps even
the norm. Yet party polarization limits the moderating pull of divided
government on presidents, as their own parties impose costs on
presidents who compromise too often or too much with the opposition
party that controls Congress. Thus, presidents of the polarized age,
when they faced an opposition Congress, Reagan, Bush I, and Bill
Clinton, appear more extreme relative to Dwight Eisenhower, Richard
Nixon, and Gerald Ford in the face of opposition control, but when the
parties were not so polarized. In a sense, this is a story of the impact
of separation of powers. As intended, separation of powers pulls
politics toward the center and helps cure the "mischiefs of
faction," one of those mischiefs being extremism in government
policy.
What about the impact of the party reforms of the 1970s and the
rise of activist influence over party nominations? The analysis here
detects no direct support for party activist-party reform effects on the
presidency. But insofar as activists, and the reforms they helped
institute and exploited, pushed the respective parties to the political
extremes, then indirectly, through polarizing the parties, activists and
their party reforms may have impacted the presidency and policy making.
Ironically, insofar as polarization between the parties breeds divided
government, then party activists may be perennially disappointed, as
divided government mutes their ability to move policy as far to the
right or left as they would prefer.
AUTHOR'S NOTE: An earlier version of this paper was presented
at the "Going To Extremes: The Fate of the Political Center in
America" Conference, Nelson A. Rockefeller Center, Dartmouth
College, Hanover, NH, June 19-21, 2008. I want to thank the participants
at the conference, Matt Beckmann, Jon Bond, Richard Fleisher, and the
reviewers for Presidential Studies Quarterly for their comments on
earlier versions of this research.
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JEFFREY E. COHEN
Fordham University
(1.) In using the term "extreme," I mean politicians and
others who are decidedly (very) liberal or conservative, as opposed to
being moderate or middle of the road. This differs from equating
extremism with radicalism, but policy or political radicalism is rare in
American politics.
(2.) There is also a modest literature on polarization in attitudes
about the president and presidential-congressional relations, which
points to a growing gap in approval of the president among partisans
(Bond and Fleisher 2001; Jacobson 2007; Newman and Siegle 2010).
(3.) Skinner (2008-9) argues that presidents since Reagan have
become more partisan. Being more partisan may lead to presidential
extremism but only if the parties themselves are extreme. A partisan
president in a time of moderate parties will also likely be moderate. In
a revision of the president-party literature, Galvin (2010) argues that
even presidents from Eisenhower through Jimmy Carter, conventionally
thought to be disinterested in their parties, extensively engaged in
party building.
(4.) For instance, see Beckmann and McGann (2008), which is
primarily a formal theory piece, and Beckmann and Kumar (2010), which
argues that polarization may help presidential success in Congress,
which they empirically demonstrate.
(5.) Several studies document the influence of party activists on
the policy stances of candidates since the reforms of the mid-1970s. See
Masket (2007) and Miller and Schofield (2003).
(6.) In 1980 many Democrats felt that Carter was too moderate, and
liberal stalwart, Senator Edward Kennedy, challenged him for the
nomination that year, a suggestion of the implication of a president who
bucks the activists in the postreform era.
(7.) There are two other major attempts at coding presidential
policy stances, but both rely on rhetoric, not roll calls. First, Cohen
(1997) coded each sentence in presidential State of the Union Addresses
(SUA) from 1953 through 1989 for liberal-conservative direction. For
present purposes there are several limitations to Cohen's measure.
One, it ends in 1989, and thus misses the extreme polarization of the
post-1989 years. Two, the SUA misses all presidential positions taken
throughout the year but not mentioned in the SUA. Second, building upon
Cohen, Wood (2009) content analyzes all presidential rhetoric from 1945
to 2005. Wood's series, however, although positively correlated
with the three roll-call measures, is only significantly associated with
one, the adjusted ADA scores. Presidential rhetoric and roll-call
stances may differ for several reasons. Presidents can take many more
rhetorical positions and have greater freedom in selecting what to speak
about than is the case for roll call measures. But as our concern is
with presidential positions vis a vis Congress, the impact of the
congressional context on presidential policy positions, the roll-call
based measures are more appropriate for our needs than the rhetorical
ones.
(8.) Still, caution is in order in using the ADA data. Ragsdale
(1998, 410-11) presents her own ADA series for 1960 through 1996, which
is in several instances quite discrepant compared to the
Zupan-Kenny-Lotfinia (ZKL) scores. For example, in 1970 Ragsdale gives
Nixon an ADA score of 50 compared to 16 for ZKL. Again in 1967, Ragsdale
gives Lyndon Baines Johnson (LBJ) a 90 to 56 by ZKL, and in 1966,
Ragsdale gives LBJ a 90 to 75 by ZKL. Of the years of overlap between
the two series, 34, only 13 years have identical scores, usually when
the president scored either a 100 or a 0. Although it is unclear as to
the source of these discrepancies, it may be that ZKL do not count
presidential absences in their calculations, but Ragsdale does.
(9.) http://www9.georgetown.edu/faculty/baileyma/.
(10.) For unadjusted ADA scores the "natural midpoint"
would be 50, indicating that a president votes with the ADA 50%; the
variable can range from 0% to 100%. Using 50 for the adjusted scores
makes little sense as a value in one year is not comparable to the same
value in another year. Thus, I use the actual mean to locate the
midpoint for creating the folded variable.
(11.) The correlations between the ADA score and the DW-Nominate
and ideal point estimates are .72 (p < .001) and .45 (p < .001),
and .56 (p < .001) between the DW-Nominate and ideal point estimates.
(12.) The augmented Dickey-Fuller statistic for the ADA series,
with one-lag, a trend, and constant is also nonstationary (statistic =
-3.35, with a critical value of -4.15).
(13.) On single equation error correction models, see De Boef and
Keele (2008). Readers are probably more familiar with ECM models that
employ an error correction mechanism variable, which is composed of the
first order lagged residuals of regressing the dependent variable on
itself, lagged one period, and the independent variables in levels.
Although the single equation estimation may consume degrees of freedom,
it allows us to determine which levels variables affect values in the
dependent variable.
(14.) There is one issue in using the folded mood variable. It is
possible for the public to be extreme in the opposite direction from the
president. Thus, I also ran the analysis using the unfolded mood
variable. The unfolded mood variable never reaches statistical
significance but the folded one does, as reported below.
Jeffrey E. Cohen is a professor and chair of the Department
Political Science at Fordham University. His most recent book is Going
Local: Presidential Leadership in the Post-Broadcast Age.
TABLE 1
Descriptive Statistics for Three Measures of Presidential
Extremism, 1951-2002
Years Variable N Mean Std. Min. Max.
All Ideal Points 52 0.77 0.41 0.25 1.64
DW Nom. 52 0.53 0.19 0.17 0.83
ADA 50 32.30 12.66 2.42 51.02
1951-1976 Ideal Points 26 0.70 0.51 0.25 1.44
DW-Nom. 26 0.40 0.17 0.17 0.60
ADA 26 25.30 11.51 2.42 44.57
1977-2002 Ideal Points 26 0.84 0.27 0.42 1.64
DWNom. 26 0.65 0.10 0.52 0.83
ADA 24 41.06 7.62 18.77 51.02
Source: See text for details.
For ideal point estimates, see Michael A. Bailey's web page
http://www9.georgetown.edu/faculty/baileyma. For presidential
DW-Nominate scores, see Keith Poole's nominate web page,
http://voteview.com/dwnl.htm. For the Americans for Democratic
Action (ADA) scores, see Kenny-Lotfinia (2005), corrected using
Anderson and Habel (2007).
TABLE 2
Dickey-Fuller Unit Root Tests for Variables Included in the Analysis
Variable Levels Changes
President Ideal Points -2.51 -7.08
President DW Nominate -1.41 -7.04
President ADA -3.81 -11.81
Divided Government -3.10 -6.95
Party Polarization 1.49 -8.45
Interaction of Divided Government -2.64 -6.97
and Party Polarization
Pre/Postreform Dummy -0.98 -7.07
Reform Era Counter 8.17 -1.00
Public Mood-folded -4.04 -8.94
Critical Value at .01 -3.58 -3.58
Source: see text for details.
TABLE 3
Impact of Party Activists, Congressional Context, and Public Mood
on Presidential Policy Extremism, 1951-2002
Presidential Policy Measure
Ideal Points DW-Nominate
b b
(SE) t (SE) t
Dep. Var.-Lag -.17 * -1.96 0.91 *** 10.68
(.08) (.09)
Divided-change -1.46 * -2.28 -0.34 (+) -1.54
(.64) (.22)
Polarization-change 1.26 .58 0.55 0.74
(2.16) (.75)
Interaction-change 1.91 * 1.82 0.52 (+) 1.43
(1.05) (.37)
Mood-lag .03 * 1.74 0.01 * 2.05
(.02) (.006)
Pre/Postreform .12 1.10 -0.001 -0.02
Dummy-lag (.11) (.05)
Pre/Postreform -.01 -1.61 0.0002 0.07
Counter-lag (.01) (.002)
Constant .12 1.59 0.05 1.35
(.07) (.04)
[R.sup.2] /Adj. [R.sup.2] .48 .40 0.85 0.83
N 50 50
Breusch-Godfrey 2.10 .72 3.58 0.53
LM-lags 4 / Prob.
[chi square]
Presidential Policy Measure
Adjusted ADA
b
(SE) t
Dep. Var.-Lag -0.54 *** -3.76
(.14)
Divided-change -55.27 * -2.09
(26.43)
Polarization-change 30.86 0.34
(90.47)
Interaction-change 99.26 * 2.28
(43.62)
Mood-lag 2.01 * 2.45
(.82)
Pre/Postreform 9.72 * 1.90
Dummy-lag (5.10)
Pre/Postreform -0.20 -0.67
Counter-lag (.29)
Constant 13.63 3.48
(3.92)
[R.sup.2] /Adj. [R.sup.2] 0.54 0.46
N 48
Breusch-Godfrey 1.02 0.91
LM-lags 4 / Prob.
[chi square]
*** p < .001, ** p < .01, * p < .05, (+) p < .10