The quiet virtue speaks: an intervention to promote humility.
Lavelock, Caroline R. ; Worthington, Everett L. ; Davis, Don E. 等
Empirical interest in virtues and their benefits has increased in
recent years. In the present study, we test the efficacy of a workbook
intervention to promote humility. Participants (N= 59) were randomly
assigned to a humility condition (n = 26; 7.5-hour workbook) or a
control condition (n = 33; non-action). Participants in the humility
condition reported greater increases in humility across time than did
participants in the control condition, who did not change in humility
over time. Participants in the humility condition also increased in
forgivingness and patience and decreased in general negativity more than
did participants in the control condition. Our findings demonstrate the
efficacy of the intervention with both religious and non-religious
individuals, consistent with both a Christian and secular classical
valuing of humility.
The study of virtues draws interdisciplinary interest from scholars
in many domains, such as psychology, religion, and spirituality, and
they pervade many aspects our personal, professional, and spiritual
lives. The empirical study of virtues is a central focus of the positive
psychology movement. Worthington and Berry (2005) differentiated two
types of virtues: warmth and conscientiousness-based virtues.
Warmth-based virtues (e.g., humility, love, forgiveness, compassion) are
aimed toward motivating behaviors oriented to achieve an inner peace,
comfort, and harmony. They tend to govern internal processes as opposed
to societal interactions, though they often make societal interactions
more pleasant. Conscientiousness-based virtues (e.g., patience, justice,
responsibility, and self-control) are aimed at fairness, reciprocity,
and cooperation between self and others. These virtues are more
inhibitory and explicitly directed at governing behavior within society.
The focus of the present study is humility, a warmth-based virtue, and
the efficacy of a workbook intervention to promote it.
Whereas the study of many virtues (e.g., forgiveness, gratitude)
has flourished, the study of humility has developed more slowly. This
virtue is both difficult to measure (e.g., someone who claims to be
humble might be bragging about their humility) and difficult to promote
through intervention. Even so, scholars propose that humility involves
having an accurate view of self, evidenced by honest self-evaluation and
willingness to accept one's strengths and weaknesses (Davis
Worthington, & Hook, 2010; Worthington, 2008) Humility also involves
restraint of egoistic motives and promotion of other-oriented behaviors
(Davis et al. 2010; Worthington, 2008).
Although there is little extant research on humility, the work that
has been done demonstrates promising benefits of humility. For example,
Krause (2010) found higher levels of humility to be associated with
better overall, self-rated physical health. Those high in humility also
tend to endorse better quality in their interpersonal relationships,
higher academic performance, higher patience and empathy, and higher
ratings of job performance (Davis et al., 2013; Peters, Rowatt, &
Johnson, 2011).
Humility has also been noted as a potentially necessary component
for any kind of personal transformation, particularly in response to an
intervention, wherein one must abandon pride and embrace help from
another person or resource (Breggin, 2011). Indeed, some psychologists
and religious traditions consider humility to be a master virtue--a
gateway to other virtues. For example, Seligman (2002) theorized that
humility regulates the ego, thereby opening individuals to other virtues
and even enhancing mood.
For this reason, many religious traditions promote humility--before
the Sacred and one another--as an avenue for self-transcendence
(Bollinger & Hill, 2012; Davis et al., 2010). Not only does humility
allow for greater self-transcendence for a stronger relationship with
the Sacred, it is this minimizing of and transcendence above the self
that allows for other-oriented virtue and existence for a good greater
than oneself. This develops strength of character and a worldview that
expands beyond self-interest, which is common to many religious
doctrines (Bollinger & Hill, 2012). Thus, it stands to reason that
those with a predisposition to religious and spiritual tendencies may be
more readily able to promote humility in their lives.
For example, many have argued that humility is at the root of
Christianity. Paul's poetic passage in Philippians 2 is the
well-known encouragement to the faithful to practice humility above
self-interested activities. Many times in the Gospel according to
Matthew, we see Jesus instruct his followers to conceal their prayers
and their good-deeds instead of calling attention to their virtue. For
Augustine, humility was central; for Aquinas, it was a master virtue;
Luther and Calvin were advocates; and for C. S. Lewis, it was essential
(see Myers, 1995).
Interventions to Promote Humility
Despite its centrality to many religions and many theorized
benefits, as noted above, no psychological interventions have yet been
developed to promote humility. Interventions for other virtues such a
forgiveness and self-control have been attempted within psychotherapy
and psychoeducation, but not for humility. Thus, we chose to create a
humility intervention, based upon the structure of Worthington's
REACH Forgiveness intervention (2003), but in workbook form.
We consider that a workbook might be the ideal way for a person to
seek humility. First, workbook format interventions can be easily
administered and disseminated; they require neither a therapist nor a
psychoeducational group. A workbook can be completed on one's own
and at one's own pace. In addition, workbook interventions have
been used successfully to promote other types of virtues, including
forgiveness and patience (Greer, Worthington, Lin, Lovelock, &
Griffin, in preparation; Harper, Worthington, Griffin, Lovelock, &
Vrana, 2013, in preparation; Lovelock, Worthington, Greer, Lin, &
Griffin, in preparation). Finally, and most importantly, the workbook
climate itself seems appropriate for promoting humility. Humility, by
definition, is particularly difficult to develop in the presence of
others--even a psychotherapist or others within a psychoeducational or
Christian education group. The presence of others may present a paradox
of toting one's goodness for others to see and heightening
one's self-awareness, which is not ideal for seeking to transcend
the self with humility. Humility is a quiet, often private experience
that lends itself well to individual contemplation, even if the end
result may be invisibly demonstrated among others. Thus, we think that a
workbook intervention, rather than one that is interpersonally
contextualind, might be particularly efficacious.
The humility workbook intervention was designed to be appropriate
for both religious and secular audiences. It takes on average 7.5 hours
to complete (as reported by participants in the current study), during
which the participant completes six sections and 65 multi-modal
exercises to promote humility. In creating this workbook, we drew
heavily from theoretical work by Tangney (2005), as well as Peterson and
Seligman (2004). Tangney (2005) suxests five tenets of humility:
acknowledging limitations, openness to ideas, perspective of abilities
and achievement within the big picture, low self-focus, and value of all
things. Peterson and Seligman (2004) offered several possible strategies
for promoting humility: (a) developing an accurate view of self; (b)
inducing a sense of awe, transcendence, or inspiration; (c) having
individuals intentionally perform menial tasks; (d) seeking forgiveness
for one's transgressions; (e) keeping a gratitude journal; and (f)
intentionally sacrificing in one's relationships (Peterson &
Seligman, 2004). These were the theoretical foundations of our
intervention workbook.
The Present Study
The purpose of the present study was to examine the efficacy of a
humility workbook intervention. We randomly assigned college students to
a humility condition, in which they completed the 7.5-hour workbook, or
a control condition, in which they merely completed assessments at
similar intervals. We tested two hypotheses: first, insofar as humility
functions as a master virtue, we hypothesized that participants in the
humility condition would not only show greater increases in humility,
but also show greater increases in forgivingness, patience, and
self-control than the control condition. Second, per the above
literature on religious traditions and humility, we hypothesized that
religiosity (i.e., religious commitment, spiritual transcendence) would
predict participants' responses to the intervention, such that
participants who reported higher levels of religious commitment and
spiritual transcendence at baseline would increase in humility more than
participants who reported lower levels of these traits.
Method
Participants
Undergraduate students (N = 70) from a large mid-Atlantic
university volunteered to participate in exchange for course credit in a
study to evaluate the efficacy of a workbook intervention designed to
promote humility. Participants were randomly assigned to two conditions:
the humility condition (n = 37), which involved completion of a 7.5-hour
workbook (described below), or the control condition (n = 33), which
involved completing assessments (no intervention). Fifty-nine
participants completed all assessments and were included in subsequent
analyses (see CONSORT flow chart in Figure 1). The sample ranged in age
from 18-48 years (M = 21.34, SD = 4.97) and was 79.3% female. The sample
was diverse in terms of ethnicity, including 49.2% Caucasian/White,
28.8% African American/Black, 8.5% Hispanic, 1.7% Asian-American, 3.4%
Native American, and 8.5% Other.
[FIGURE 1 OMITTED]
Measures
We elected to use trait measures to assess our outcome variables so
that we could have more meaningful results in the context of our
follow-up design. To have significant results on trait measures at a
two-week follow-up suggests strong potential for our workbook
intervention.
Humility. Trait humility was assessed with the 10-item
Modesty/Humility (MH) subscale of the Values in Action Strengths
Inventory (VIA; Peterson & Seligman, 2004). The VIA is a 240-item
instrument that assesses 24 different character strengths. Items (e.g.,
"I don't act as if I'm a special person") are scored
on a rating scale from 1 = strongly disagree to 5 = strongly agree.
Higher scores indicate higher levels of trait humility. The MH showed
adequate evidence of internal consistency, with a Cronbach's alpha
of .70 (Peterson & Seligman, 2004); however, no evidence for
construct validity was provided in available scale development
literature. Across time points, the Cronbach's alpha ranged from
.61 to .82 in the present study.
Forgivingness. Trait forgivingness was assessed with the 10-item
Trait Forgivingness Scale (TFS; Berry, Worthington, O'Connor,
Parrott, & Wade, 2005). Items (e.g., "I have always forgiven
those who have hurt me") were rated on a 5-point rating scale,
ranging from 1 = strongly disagree to 5 = strongly agree. The TFS showed
evidence of internal consistency, with Cronbach's alphas ranging
from .74 to .80 (Berry et al., 2005). It also showed evidence of
construct validity, being positively correlated with agreeableness,
empathic concern, and perspective taking, and negatively correlated with
anger, rumination, and hostility (Berry et al., 2005). Across time
points, the Cronbach's alpha in the present sample ranged from .67
to .80.
Patience. The 10-item Patience Scale (PS-10; Schnitker &
Emmons, 2007) was used to assess trait patience. Items (e.g., "In
general, waiting in lines doesn't bother me") were rated using
5-point rating Scale, ranging from 1 = very much unlike me to 5 = very
much like me. The PS-10 showed evidence of internal consistency, with a
Cronbach's alpha of .78 (Schnitker & Emmons, 2007). Schnitker
and Emmons (2007) presented evidence of construct validity in the way of
varying degrees of relatedness between PS-10 scores and subscales of the
VIA Strengths Inventory (Peterson and Seligman, 2004). Significant
correlations also occurred between the PS-10 and measures of religious
behaviors and spiritual transcendence. The Cronbach's alpha in the
present sample across time points ranged from .81 to 83.
Self-control. The 13-item Brief Self-Control Scale (BSCS; Tangney,
Baumeister, & Boone, 2004) was used to assess trait self-control.
Items (e.g., "I am good at resisting temptation") were rated
using a 5-point scale, ranging from 1 = very much unlike me to 5 = very
much like me. It also showed evidence of construct validity via
correlations with impulse control, better grades, better relationships,
and better psychological adjustment, even when controlling for social
desirability bias (Tangney, Baumeister, & Boone, 2004). The BSCS
showed initial evidence of internal consistency, with Cronbach's
alphas ranging from .83 to .85 (Tangney et al., 2004). The
Cronbach's alpha in the present sample ranged from .86 to 88.
Religious commitment. The 10-item Religious Commitment Inventory
(RCI-10; Worthington et al., 2003) was used to assess individuals'
commitment to a religion. Participants rated their agreement with each
item (e.g., "My religious beliefs lie behind my whole approach to
life") on a 5-point Likert scale from 1 = not at all true of me to
5 = totally true of me. In a variety of samples, Worthington et al.
(2003) found Cronbach's alpha coefficients ranging from .88 to .98
and reported evidence for construct validity in the way of strong
correlations of the RCI-10 with single-item measures of religiosity and
spirituality and with one's value of salvation. The Cronbach's
alpha for the present sample was .93.
Spiritual transcendence. The 8-item Spiritual Transcendence Index
(STI; Seidlitz, et al., 2002) was used to assess someone's sense of
spiritual transcendence. Items (e.g., "My spirituality gives me a
sense of fulfillment") were rated on a six-point rating scale,
ranging from 1 = strongly disagree to 6 = strongly disagree. The STI
demonstrated initial evidence of internal consistency, with a
Cronbach's alpha of .97 (Seidlitz et al., 2002). It also
demonstrated evidence of construct validity via correlations with having
a religious affiliation, with the Duke Religion Index (DUREL; Koenig,
Parkerson, & Meador, 1997), particularly the intrinsic religion
subscale, and with items assessing spiritual/mystical experiences. The
Cronbach's alpha for the present sample was .98.
The "PROVE" Humility Workbook Participants were guided
through the workbook organized based on the acrostic PROVE. The
structure of the workbook into sections and exercises was inspired by
Worthington's REACH Forgiveness intervention manual (Worthington,
2003). Each section of the humility workbook focused on one of the five
steps to the acrostic PROVE: (a) Pick a time when you weren't
humble; (b) Remember the place of your abilities and achievements within
the big picture; (c) Open yourself and be adaptable; (d) Value all
things to lower self-focus; (e) Examine your limitations and commit to a
humble lifestyle. These steps were engaged using a variety of methods,
such as answering open-ended questions about one's experience with
humility (e.g., "Is there anything different when two people act
humbly toward each other versus when it only goes one way?"),
responding to YouTube videos about humility, drawing representations of
humility, and identifying pop culture references to reinforce the
benefits of humility.
The workbook began with instructions and self-monitoring
assessments intended to focus the participant on his or her experience
with humility. It is in this section that participants begin to think
about a situation in which or a person with whom they have difficulty
being humble; this becomes the target situation for the rest of the
workbook. Self-monitoring assessments were used only to provide feedback
to participants and were not analyzed as outcomes or person variables in
the study.
Six sections, including roughly 10 exercises each, then defined
humility and prompted the participant to move through the above steps to
introduce and promote humility, after which an identical group of
self-monitoring assessments was given so that the participant could get
an idea of his or her progress. Prior to the present study, the workbook
was edited by experts in the field of humility research, as well as
pilot-tested on undergraduates for comprehension, readability, average
time to completion (range = 6.67 hours to 12.27 hours; average time =
8.92 hours), and other recommendations (N = 6) prior to its use in this
study. The workbook took about 7.5 hours to complete on average in the
present study. A copy of the workbook can be requested from the
corresponding author.
Procedure
Participants were recruited through introduction to psychology
courses over the course of two semesters. After registering for the
study, participants completed the assessments listed in the above
Measures section. After these Time 1 assessments were returned,
participants were randomly assigned to either the humility condition, in
which participants were emailed their workbook for completion, or the
control condition, in which participants were emailed to complete an
identical battery of Time 2 assessments in approximately four weeks.
Participants who were randomly assigned to the humility condition were
given two weeks to complete and return the workbook to the researcher,
after which the workbook was checked for completion. Finally, after four
weeks (two weeks after the humility condition participants completed the
intervention), all participants were emailed the Time 2 assessments.
Results
Means and standard deviations for all measures across time points
are reported in Table 1. The data were first checked for normality,
missing data, and outliers. All variables met the assumptions of
normality with levels of skewness and kurtosis being less than 1.0 in
absolute value. There were no outliers outside the ranges of expected
values. Intercorrelations of constructs are reported in Table 2.
TABLE 1
Means and Standard Deviations for Trait Measures (N = 59)
Time 1 Time 2
Measure M SD M SD
Control Condition
Trait Forgivingness Scale 33.39 5.73 33.45 6.11
(TFS)
Values in Action (VIA) - 33.42 4.87 33.13 5.88
Measure of Trait Humility
Patience Scale (PS) 36.48 6.67 36.47 6.97
Self-Control Scale (SCS) 41.15 8.95 40.69 9.34
Religious Commitment Inventory 23.52 12.16
(RCI)
Spiritual Transcendence Index 29.85 13.68
(STI)
Humility Condition
TFS 32.27 6.11 36.23 7.82
VIA 32.62 5.19 35.19 5.88
PS 35.35 6.57 38.27 5.86
SCS 39.27 9.82 40.38 10.12
RCI 21.35 9.69
STI 29.00 11.98
Note. Possible values for the TFS (Trait Forgivingriess Scale) measure
of forgivingness range from 10-50: Possible values for the ViA (Values
in Action) measure of humility range from 9-45: Possiblc values for
thc PS (Patience Scale) measure of patience range from 10-50; Possible
values for the SCS (Self-Control Scale) measure of self-control range
from 13-65; Possible values for the RCI (Religious Commitment
Inventory) measure of religious commitment range from 10-50; Possible
valucs for the STI (Spiritual Transcendence Index) measure of
spiritual transcendence range from 8-48.
TABLE 2
Time 1 Alphas and Intercorrelations of Religious commitment,
Spiritual Transcendence, and all Virtues Measures at Time 1
(N =58)
VIA TFS PS SCS RCI STI
VTA [alpha] =
.610
TFS .047 [alpha] =
.665
PS .306 .497* [alpha] =
.810
SCS .238 .198 .288 [alpha] =
.864
RCI .180 .124 .186 .119 [alpha] =
.925
STI .182 .156 .140 .053 .772* [alpha] =
.978
Note. TFS = Trait Forgivingness Scale VIA = Values in Action
(humility); PS = Patience Scale; SCS = Self-Control Scale;
RCI = Religious Commitment Inventory; STI = Spiritual Transccndcnce
Index.
* p =.003 (Bonferroni-correcced).
Eleven participants were eliminated from subsequent analyses
because they only completed Time 1 assessments. To examine whether
participants who did not complete the study differed from participants
who did complete the study, we conducted a one-way multivariate analysis
of variance (MANOVA) to examine the initial values of the four outcome
variables (i.e., humility, forgivingness, patience, and self-control) at
Time 1, as well as religious commitment and spiritual transcendence.
There was no multivariate effect, multivariate F(6, 63) = 0.32,p = .926,
which suggests that participants retained in the analyses and
participants who dropped prematurely from the study did not
significantly differ on any variable of interest in the present study.
To examine whether remaining participants differed from each other
on the outcome variables at Time 1, we conducted another one-way MANOVA
on all measures, including religious commitment and spiritual
transcendence, at Time 1. No measures were significantly different from
one another between conditions at Time 1, multivariate F(6, 52) = 0.32,p
= .923.
Humility workbook completion time ranged from 2.25 hours to 22.50
hours (M = 7.51 hours, SD = 3.70 hours). In an effort to maintain as
much data as possible in this preliminary study of humility
intervention, we chose not to dismiss any data on the basis of
completion time. Though we encouraged participants to complete the
workbook gradually over the course of the allotted time, we did not
collect data about how participants paced their workbook completion.
Hypothesis 1
In Hypothesis 1, we predicted that those in the humility condition
would show greater change in humility and in other virtues relative to
the control condition. To test this hypothesis, a 2 (Humility v.
Control) x 2 (Time 1, Time 2) mixed MANOVA was conducted using treatment
condition as a between-subjects factor and time as a within-subjects
factor. Dependent variables included measures for humility,
forgivingness, patience, and self-control. There was a significant
condition by time interaction effect on the outcome measures,
multivariate F(4, 54) = 3.72,p = .010. Thus, we conducted univariate
ANOVAs for each dependent variable to determine the locus of effect. If
the condition by time interaction for a particular dependent variable
was significant, then we conducted simple main effects analyses to
compare Time 1 and Time 2 scores for each condition.
Effect of the humility intervention on trait humility. There was a
significant condition by time interaction effect on trait humility, F(1,
57) = 7.84, p = .007. Humility values increased significantly over time
within the humility condition, F(1, 57) = 11.25, p = .001. The effect
size was d = 0.35. No significant change in trait humility occurred in
the control condition (see Figure 2).
[FIGURE 2 OMITTED]
Effect of the humility intervention on trait forgivingness. There
was a significant condition by time interaction effect on trait
forgivingness, F(1, 57) = 8.25, p = .006. Trait forgivingness values
increased significantly over time within the humility condition, F(1,
57) = 15.21,p = .001. The effect size was d = 0.40. No significant
change in trait forgivingness occurred in the control condition (see
Figure 3).
[FIGURE 3 OMITTED]
Effect of the humility intervention on trait patience. There was a
significant condition by time interaction effect on trait patience, F(1,
57) = 6.30,p = .015. Trait patience values increased significantly over
time within the humility condition, F(1, 57) = 11.14, p = .001. The
effect size was d = 0.28. No significant change in trait patience
occurred in the control condition (see Figure 4).
[FIGURE 4 OMITTED]
Effect of the humility intervention on trait self-control. There
was no significant condition by time interaction effect on trait
self-control, F(1, 57) = 1.08, p = .303.
Hypothesis 2
In Hypothesis 2, we predicted that religious commitment and
spiritual transcendence would predict better outcomes for participants
in the humility condition. Because we were not interested in the change
of religious commitment or spiritual transcendence over time in this
study but rather their predictive value for changes in humility, we did
not conduct a similar analysis for interaction effects. Instead, we used
multilevel modeling (MLM) to investigate the extent to which religious
commitment or spiritual transcendence of the participant at baseline
influenced the growth of humility in our intervention condition over
time. Using the intercepts and slopes as outcomes model as our baseline
model, multilevel modeling of participants' responses to treatment
among only participants in the humility intervention condition revealed
that religious commitment of the participants did not predict the change
in humility over time, t(115.33) = 0.62, p .538. Similarly, spiritual
transcendence of the participants did not predict the change in humility
over time, t(115.68) = 0.85, p = .396. It therefore appears that the
intervention was equally efficacious among participants regardless of
participants' levels of religious commitment and spiritual
transcendence.
Discussion
In this roughly seven-hour workbook study of the first known
intervention to attempt to promote humility, we found that participants
increased significantly over time on trait humility within the humility
condition, with an effect size of d = 0.35, while the participants in a
non-action control condition did not change. These observed changes
occurred under challenging design circumstances; participants had been
randomly assigned to work on a workbook not of their own choosing
(participants knew this was a study of "virtue" intervention,
not specifically humility), and we measured trait changes in humility,
not state. Not knowing that this was a study of humility specifically
implies that our participants were not necessarily predisposed to
wanting to become more humble, but rather that they were open to
becoming more virtuous in general. Thus, our workbook may be helpful
even for those who are not looking to grow humility in their lives.
Further, measuring trait changes strengthens the implications of our
study, as the results more likely indicate authentic, meaningful, and
lasting changes in our outcome variables.
These findings might indicate that the research informing the
exercises for this workbook were a valid selection for improving
humility. The incorporation of engagement in the five tenets of humility
as posited by Tangney (2005) (i.e., acknowledging limitations, openness
to ideas, perspective of abilities and achievement within the big
picture, low self-focus, and value of all things) for this intervention
demonstrated consistency with higher scores on trait humility measures.
Other aspects of humility, noted in previous research by Peterson and
Seligman (2004), which were woven into the exercises of the workbook
(e.g., inducing awe and recording thoughts of gratitude) could be
individualized to each participant's experience in the workbook
format.
We are skeptical that interventions work specifically due to the
content of the intervention. Factors such as expectancy, hope, and
non-specific factors almost certainly played some part in the changes
that accompanied completion of the workbook (for a review of
non-specific therapeutic factors, see Wampold, 2001). The control
condition and random assignment certainly minimized some of the
non-specific factors, yet the mere investment of seven and a half hours
of work on average in completing a workbook can establish a propensity
to respond positively to questionnaires that purport to measure the
effect of the workbook. We are encouraged by our findings because there
was some generalization across virtues, which is consistent with virtue
theorists who argue that virtues are unitary (Charry, 2011; Worthington
& Berry, 2005). Yet, from a methodological standpoint, we were
encouraged because not all of the virtues were equally affected by
completing the workbook. For example, while humility, forgivingness, and
patience were increased, we found that self-control was not influenced
by the workbook.
An ironic effect of this workbook stems from the idea introduced by
Breggin (2011) that humility is often necessary for the success of any
kind of intervention, in which one must abandon pride and accept the aid
of another person or resource who can help you in ways in which you
cannot help yourself. Because our intervention increased humility
surrounding a certain event in our participants' lives, as well as
a more humble personality, by Breggin's logic, these humility
outcome measures were achieved only because the participants were
humbled enough to increase their humility during the intervention. In
other words, it took humility to get humility. It may be that the type
of person who chooses to participate in a study of virtue intervention
already has this inkling of or predisposition for humility.
Once a higher level of humility is attained, however, it seems that
the door is potentially open to a number of other virtues. Our results
were consistent with Hypothesis 1, such that promoting humility also
increased forgivingness and patience. These findings demonstrate that
the humility intervention did not simply extend to other warmth-based
virtues (Worthington & Berry, 2005; Berry, Worthington, Wade,
Witvliet, & Kiefer, 2005) but to conscientiousness virtues like
patience as well. Consistent with Berry and Worthington (2005), humility
promotion did produce stronger effect sizes in warmth-based virtues
(humility and forgivingness) than in conscientiousness-based virtues
(patience). Yet, humility was not so bound by its classification as a
warmth-based virtue that its effects did not extend to the
conscientiousness-based virtue of patience. Thus, promoting humility can
be an efficient route to strengthening other virtues, and in this way,
humility may be considered a "master virtue."
Finally, our findings did not support Hypothesis 2. Neither
religious commitment nor spiritual transcendence related with or
contributed to the improvement of humility over time. Overall, this is
hopeful news because these findings demonstrate that the effects of a
humility intervention are not limited to individuals who have a strong
commitment to their religious doctrine or congregation. Individuals who
were religious benefited from the intervention, but so did individuals
who were not particularly religious. Our findings demonstrate the
accessibility of humility to religious and non-religious populations, as
well as the spiritual and the non-spiritual.
Limitations
Many limitations suggest that replication using the present
workbooks is in order. We used a small convenience sample of mostly
women in the psychology curriculum at a state university. Whereas a
total sample of 70 is not small for interventions of 5 or more hours,
the sample remains too small and too geographically contextualized for
us to comfortably generalize to the overall population.
Because the present study was a part of a larger study, we were not
able to assess for outcome measures at post-test, which may have been
informative for our hypotheses. Still, the fact that the improvements
across many outcome measures were persistent at a two-week follow-up
demonstrates the robust potential of a workbook intervention to promote
humility.
An additional assessment limitation is that religious affiliation
was not assessed in the demographic survey. With this knowledge, we
could have determined the spread of religious affiliation in a way that
informed Hypothesis 2. For example, had the majority of our participants
not endorsed a religious affiliation, it would make perfect sense for
religious commitment to provide null predictive results.
A final assessment limitation of this study is the tendency toward
self-reports for assessing outcome variables, and particularly the use
of the MH scale for assessing trait humility. Because modesty and
humility are distinct constructs and because humility is perhaps
inaccurately assessed by self-report measures, a more relational
measure such as the Relational Humility Scale (Davis et al., 2011) may
have provided better information about the humility of our participants
(for a review of humility measurement strategies, see Davis et al.,
2010). However, due to the design of our study, performing behavioral
and other-report measures was not a realistic option. Thus, we chose
self-report measures with strong psychometric support and hope to take
advantage of recent measurement advances, such as the consideration of
other-report, in future studies,
The present study did not include a condition in which participants
completed 7.5 hours of an alternative activity; rather, our control
participants simply completed pre and post-test measures. Having control
participants engage in such of an activity may have altered the results.
To address this concern, we have tested the humility workbook against a
positivity workbook (consisting of only mood-related content), as well
as a non-action control condition in another study (Laveloc.k et al., in
preparation). Consistent with the present study, findings support that
the humility workbook leads to greater increases in humility than both
the positivity workbook and non-action.
The choice of a privately-completed workbook rather than
psychoeducational group or psychotherapy was also a limitation. On one
hand, we cannot guarantee that the participant s were engaged or
participating fully in each workbook activity. To minimize this
potential treatment infidelity, we were careful in the design of each
workbook to make certain that the participants could not simply breeze
through the workbook by making up answers but actually had to watch the
videos, read the quotes, and complete all prescribed aspects in order to
complete the workbook. The fact that the workbook was completed in the
end was support of at least minimal engagement. On the other hand,
however, we argued that a workbook minimized the self-consciousness
about a participant's motives by taking the observer (i.e., other
group members or psychotherapist) out of the picture.
It is important to remember that the humility workbook had not been
tested previously. Thus, we sought to minimize potential issues by
collecting feedback in a pilot study to allow revision for the present
study.
Research Agenda
The current study illustrates the potential of further development
of virtue interventions. We are revising the current humility workbook
(e.g., removing redundant exercises, condensing exercises for
efficiency's sake, etc.) for use in future studies intended to
replicate the findings of this research and to examine other potential
outcomes that may be correlated with humility promotion. Importantly,
humility's function as a "master virtue" should be
examined further, both with replication and by casting a broader net of
virtue outcome measures. In particular, the self-directed workbook
intervention administered in the present study conforms to Kazdin and
Rabbitt's (2013) mandate for mental health treatments that may be
easily disseminated to a broad range of people who might be unreached by
traditional mental health services. Upon replication of current study
findings, clinical implications and optimal intervention circumstances
and engagement should be explored.
Additional outcomes should be examined as they relate to humility
promotion, such as physical health as suggested by Krause (2010),
perhaps in terms of cardiovascular health, cortisol release as an
indicator of stress, or longevity. Mental health too could be understood
in light of humility by measuring such outcome variables as depression,
anxiety, or insomnia. Findings in support of humility as a protective
factor for these health outcomes, as well as findings in support of
pride as a risk factor, can continue to bridge positive psychology and
health psychology, as many virtues like forgiveness have already begun.
Furthermore, future studies may benefit from a conceptualization of
humility as fundamentally relational (Davis et al., 2013). By examining
predictors and outcomes that are interpersonal in nature, as well as by
incorporating other-report, we can more readily understand the social
implications of humility.
Humility interventions should be considered in a number of
populations. This might include use within Christian adult communities,
use within other religions, and use with people with completely secular
or non-religiously spiritual motives. While our sample is racially and
ethnically diverse, all participants were located in the same community,
the same university, and the same curriculum, and by the nature of
college samples age diversity was limited. Testing the effects of a
humility intervention on multiple populations of diverse backgrounds and
personality types may shed light on who may have the most to gain from
such an intervention.
Conclusion
Overall, these findings are consistent with the young and quiet
field of humility research. Perhaps humility has hidden beneath the
surface of other virtues, and with its explicit promotion and subsequent
minimizing of the self for the greater good, we can better understand
its effects. It remains unknown how exactly religiosity and spirituality
might contribute or relate to humility interventions, but with a humble
understanding of our own limitations and suggestions for research to
serve this greater good, we hope to reach a deeper understanding of
humility's far-reaching effects and associations.
In general, our goal was to learn more about promoting humility so
we can help people be virtuous when they want to be, both for their own
well-being and in the interest of others. Previous research on
virtue-promoting therapy, psychoeducation, and awareness have all been
researched to some degree, but to truly make an impact on society, the
population needs to be able to make these changes themselves. We hope
that this has been an early step in the positive psychological attempt
to help promote self-directed virtue development.
To nothing out of selfish ambition or vain conceit; but in humility
consider others better than yourselves. Each of you should look not only
to your own interest, but also the interests of others."
--Paul (Phil 2:3-4)
"I have three precious things which I holdfast and prize. The
first is gentleness; the second is frugality; the third is humility,
which keeps me from putting myself before others. Be gentle and you can
be bold; be frugal and you can be liberal; avoid putting yourself before
others and you can become a leader among men."
--Lao Tzu
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Caroline R. Lavelock and Everett L. Worthington, Jr.
Virginia Commonwealth University
Don E. Davis
Georgia State University
Brandon J. Griffin and Chelsea A. Reid
Virginia Commonwealth University
Joshua N. Hook
University of North Texas
Daryl R. Van Tongeren
Hope College
Author Information
LAVELOCK, CAROLINE R. MS. Correspondence: Everett L. Worthington,
Jr., 806 West Franklin Sc. PO Box 842018, Virginia Commonwealth
University, Richmond, VA 23284. Title: Doctoral student. Degree: MS
(Counseling Psychology) Virginia Commonwealth University.
Specializations: positive psychology, humility, patience. and virtue
interventions
WORTHINGTON JR., EVERETT L. Ph.D. Address: Department of
Psychology, Virginia Commonwealth University, 806 West Franklin Street,
PO Box 842018, Richmond, VA 23284-2018. Website:
www.EvWorthington-forgiveness.com. Email: eworth@ vcu.edu. Title:
Professor of Psychology (Counseling Psychology). Degrees: PhD
(Counseling Psychology) University of Missouri-Columbia.
Specializations: forgiveness and other virtues, religion and
spirituality in counseling and marriage, the Hope-Focused Couple
Approach to marriage/couple enrichment.
DAVIS, DON E. PhD. Address: Department of Counseling and
Psychological Services, Georgia State University, P.O. Box 3980,
Atlanta, GA 30302-3980. Title: Assistant Professor of Counseling and
Psychological Services Georgia State University. Degrees: PhD
(Counseling Psychology) Virginia Commonwealth University; BA
(Psychology) Yale University. Specializations: humility, forgiveness,
positive psychology, religion/spirituality.
GRIFFIN, BRANDON J. Correspondence: Everett L. Worthington, Jr.,
806 West Franklin St. PO Box 842018, Virginia Commonwealth University,
Richmond, VA 23284. Title: Graduate student. Degree: BA (Religious
Studies, Intervention, and Psychology) Southwest Baptist University.
Specializations: positive psychology, self-forgiveness, moral injury,
religion, philosophy, and gratitude
REID, CHELSEA A. Correspondence: Everett L. Worthington, Jr., 806
West Franklin St. PO Box 842018, Virginia Commonwealth University,
Richmond, VA 23284. Title: Doctoral candidate. Degree: MS (Experimental
Psychology--Social), Virginia Commonwealth University. Specializations:
relationships, belonging, attitude alignment, forgiveness, and nostalgia
HOOK, JOSHUA N. Address: University of North Texas, 1155 Union
Circle #311280, Denton, TX 76203. Email: joshua.hook@ unt.edu. Title:
Assistant Professor of Psychology. Degrees: BS (Psychology) University
of Illinois at Urbana-Champaign; MS (Counseling Psychology) Virginia
Commonwealth University; PhD (Counseling Psychology) Virginia
Commonwealth University. Specializations: humility, forgiveness,
religion/spirituality.
VAN TONGEREN, DARYL R. Ph.D. Address: Department of Psychology,
Hope College, Schaap Science Center, 35 East 12th Street, Holland, MI
49423-3605. Email:
[email protected]. Title: Assistant Professor of
Psychology. Degrees: BA (Psychology) Colorado Christian University; MA
(Experimental Psychology) University of Colorado, Colorado Springs; PhD
(Social Psychology) Virginia Commonwealth University. Specializations:
social psychological approaches to meaning, religion, and virtues.