Forgiveness as a catalyst for psychological, physical, and spiritual resilience in disasters and crises.
Worthington, Everett L., Jr. ; Griffin, Brandon J. ; Toussaint, Loren L. 等
In this conceptual article, we argue that some people are resilient
in the face of disasters while others are not. Resilience may
necessitate forgiveness--of perpetrators of interpersonal harms (e.g.,
Rwandan Genocide in 1994); of inadequate responder assistance (e.g.,
Hurricane Katrina); or in situations where community members perceive
themselves as victims of offense by virtue of their group affiliation,
although they themselves were not actually harmed (e.g., survivors of
school shootings). Victims may experience unforgiveness toward others in
human-caused disasters and may deal with unforgiveness toward God in
natural disasters. Forgiveness may be an effective response to
disaster-related injustices that promotes resilience. We used a
meta-analysis of forgiveness interventions and an empirical study of
awareness-raising campaigns on college campuses to estimate the effects
of forgiveness on public health, public mental health, relationships,
and spirituality across society after disasters. We advocate for
forgiveness as one of many potential resilient responses. Specifically,
forgiveness could potentially transform unforgiveness into a stronger
sense of purpose and improved social relations.
**********
In 2005, Hurricane Katrina killed over 1,800 people and resulted in
millions of dollars of damage (Cook, Aten, Moore, Hook, & Davis,
2013). The social and economic fabric of communities along the Gulf
coast was disrupted by the pandemonium and confusion that followed.
Although many people pulled together to promote recovery, those who were
caught up in this tragedy experienced substantial hatred, unforgiveness,
and blame. Victims blamed the local governments that should have
protected people, the federal government for their tardy and meager
responses, and others for the chaos that ensued regardless of whether
those people were blameworthy.
These reactions are similar to responses to disasters in non-U.S.
locations. For instance, during the Rwandan Genocide in 1994, people
were hunted down with machetes, approximately 800,000 people died, and
property was damaged or destroyed. The social fabric of Rwanda was also
damaged. Longstanding resentments about colonial policies, hierarchies,
wrongs, and privilege boiled over, and social mob mentality often was
fueled by and yielded a product of hatred and unforgiveness. The Rwandan
government was blamed for failing to prevent (and even inciting) the
mass murders and genocide. Other governments were blamed for not
interceding or not providing enough aid during the recovery period. The
same arguments could be made for wars within other nations (e.g., Syria,
Afghanistan, Iraq, the former Yugoslavia, and Southeast Asian wars of
liberation), for systemic oppression within nations (e.g., the South
African apartheid era), or for wars between nations (e.g., World Wars I
and II).
Whether disasters are natural and unpredictable or human-made
conflicts, the people's experiences and responses are similar:
Lives are destroyed, and blame is often assigned to others or oneself
for the losses encountered. Forgiveness also might be one of many
responses to these massive injustices along with seeking revenge or
seeking divine or societal justice. It is not just repair that is needed
when disaster occurs. Rather, Aten (2012) suggests:
Disaster is much more than just an "event," such as a
tornado striking. A disaster reflects the sum of a community's
vulnerabilities, the realities of catastrophe, and possibilities or
challenges to resilience. Disasters give us insights into the gestalt of
the social systems and needs within a community. Disasters inevitably
bring both strengths and weaknesses of a community to the forefront.
Acute weakness at a systems level are forced to the surface after a
disaster, which can help us begin to better recognize the larger social
injustices and systems embedded in our communities that affect spiritual
and emotional health. To help strengthen and build capacity for disaster
spiritual and emotional recovery is to help strengthen and build
capacity for spiritual and emotional wellness. (p. 132)
Redemption must supplement repair. In response to Aten's
(2012) call for spiritual and emotional wellness, we argue, as our
thesis to the present article, that forgiveness is an important public
health consideration in the aftermath of disaster and crisis. We use
psychological literature to support our argument. Forgiveness can
potentially stimulate spiritual resilience by engaging spiritual
resources that increase the ability to cope with stresses produced both
during and after disaster or crises, especially in the absence of
adequate resources to fully cope. In such cases, resilience--or the
proclivity of individuals, communities, and nations to bounce back--is
vital. We suggest that interventions designed to promote forgiveness
possess versatile applications from personal to international contexts
that aid recovery and resilience by resolving emotional and spiritual
distress.
The Impact of Disasters and Forgiveness on Physical and Mental
Health
The Public Health Burden of Unforgiveness in Disasters
Disasters and crises are often followed by unforgiveness. Disasters
and crises are clearly stressful, often characterized by psychological
loss, material resource loss (Cook et al., 2013), relational loss, and
social loss. All these losses place demands on individuals, families,
communities, and nations to recover them (Lazarus, 1999). A typical
response to extreme losses is to seek to determine and attribute blame,
which can lead many people to resentments, bitterness, hate, depression,
and anxiety--the core emotions of unforgiveness (Worthington, 2006).
Although determining the root cause of some disasters may help generate
solutions, aggressive blame impairs many recovery efforts as people
become mired in unforgiveness. Over time the emotions associated with
blaming and unforgiveness can lead to physical and mental health
problems (Toussaint, Worthington, & Williams, 2015). When disasters
occur at the community level, this can lead to a decline in overall
community mental and physical health as well as decline in social and
spiritual functioning (Aten, O'Grady, Milstein, Boan, &
Schruba, 2014).
Disasters, by nature, are appraised as threatening by most, though
not by all, who go through them (Bonanno, 2005). Bonanno (2005) has
shown that far fewer people actually experience lasting damage from
disasters than might be expected, and many return to usual levels of
functioning within weeks. Others, though, might experience a slow
decline in functioning or an immediate decline that does not remit
within protracted periods. Some people seem to be doing well but
experience delayed decreases in functioning. Even within those four
general categories of responses there are many individual differences in
responses. However, almost everyone experiences a sense of threat from
disasters. Threat appraisals initiate stress reactions, which involve
emotional, cognitive, motivational, behavioral, and social
manifestations of disruption and change. While some people succeed in
their attempts to reduce these stresses, others do not.
Disasters demand numerous adjustments from most people, and each of
these demands for adjustment create stress transients and accompanying
negative emotions. Resentments, hostility, anxiety, depression, and
unforgiveness are common. Intermittent or chronic unforgiving emotions
repeatedly stress a person's body, brain, and entire social
network. Such stresses negatively affect the physical, mental,
emotional, spiritual, and social health of individuals. The aftermath of
a catastrophe creates a public health danger along with the need for a
public health cure because many (though not all) individuals are
negatively affected by the catastrophe and unforgiveness and stress are
often widespread.
Physical health consequences of unforgiveness. Unforgiveness
consists of six intertwined emotions: resentment, bitterness, hostility,
hatred, anger, and fear (Worthington, 2006). Among these, the most
destructive is likely hostility, although it functions in conjunction
with the other emotions. Hostility is a trait involving a negative
cynical attitude toward others, with a propensity for anger or
aggression (Cook & Medley, 1954). The impact of hostility on health
is recognized as an independent risk factor for all-cause mortality
(e.g., Klabbers, Bosma, van den Akker, Kempen, & van Eijk, 2012).
This is especially so when causal mechanisms involve repeated stressors.
Frequent hostility increases the number of times that cortisol
secretion floods the bloodstream. Sapolsky (2004) has shown that
frequent cortisol transients are related to dysfunction of most physical
systems (i.e., gastrointestinal, immune, cardiovascular, respiratory,
and reproductive systems, and brain functioning). Besides other effects,
cortisol plus stress transients wear on the arterial and other vascular
walls, straining the cardiovascular system. Hostility has been found to
predict increased risk of cardiovascular disease in initially healthy
populations and poorer prognosis in patients who already have the
disease (Chida & Steptoe, 2009). Hostility-related acute episodes of
anger can trigger myocardial infarction and sudden cardiac death
(Mostofsky, Maclure, Tofler, Muller, & Mittleman, 2013). Besides
cardiac events, hostility has been implicated in the long-term
development of atherosclerosis (Pollitt et al., 2005).
Despite the evidence linking hostility to physical illness, the
underlying mechanisms involved are not fully clear. The relationship
between hostility and illness is mediated through behavioral pathways,
with hostility leading to adverse health behaviors such as poor diet,
sedentary lifestyle, smoking, and excessive alcohol consumption (Siegler
et al., 2003)--all of which are established risk factors for
cardiovascular disease. However, even after adjusting for health
behaviors, hostility is still related to cardiovascular disease (Chida
& Steptoe, 2009; Klabbers et al., 2012). Thus, direct biological
mechanisms might also be involved.
Hostility has been linked to disturbances across many biological
systems: autonomic dysfunction (Thomas, Nelesen, & Dimsdale, 2004),
peripheral nervous system arousal in response to acute stress involving
heightened systolic blood pressure (SBP) and diastolic blood pressure
(DBP), inflammation involving interleukin-6 and cortisol (Ranjit et al.,
2007), and heightened cardiovascular stress responsivity (for a review,
see Chida & Hamer, 2008). In sum, the hostility that is part of
unforgiveness can be deadly if it persists.
Severe disasters provide ongoing stressors. Severe disasters,
whether single incidents (e.g., a hurricane or terrorist attack) or
ongoing circumstances (e.g., wartime or famine), are sources of chronic
stress or repeated severe stressors (Cline et al., 2010). The many
demands to adjust (i.e., stressors) create an allostatic load on the
body and frequent coping demands on the mind (McEwen, 2002).
Disasters can compromise mental health in individuals and widely
across communities. Common mental health consequences of disasters are
anxiety and depression. Most people experience some level of anxiety
during disasters, and for many, the fear and uncertainties can be
disabling. When people are anxious, they are unable to activate the
executive functioning part of their brains required for improvising a
new way forward in the wake of disaster. People who experience a sense
of powerlessness and depression struggle to construct action-based
narratives that could lift them from their current circumstances. These
acute mental health problems can potentiate other more insidious mental
health disorders such as post-traumatic stress disorder (PTSD). For
instance, former child soldiers in Nepal, who were coerced to harm
friends and relatives and to witness other atrocities, reported higher
levels of PTSD relative to those who were not recruited by armed groups
after the 10-year war between the Communist Party of Nepal and the
government (Kohart et al., 2008).
Similarly, Ochu, O'Grady, Aten, and Davis (2015) surveyed 407
survivors (179 male, 227 female) of the Liberian civil war, which took
place between 1989 and 2003. More than 1 million people lost their homes
and thousands of people lost their lives. Some people killed, maimed,
and raped their relatives and friends, while others were forced to
witness their family members being beheaded, raped, and defiled. The
traumas in Liberia were experienced by individuals, majorities in
groups, and communities. Many people reacted by experiencing trauma,
though not everyone responded this way. Ochu et al. reported partial
correlations of .19 between PTSD symptoms and negative religious coping
and of. 13 between PTSD and positive religious coping. These
correlations seemed to indicate that post-traumatic stress symptoms were
instigating both positive and negative religious coping more strongly
than the coping was mitigating or exacerbating PTSD symptoms.
However, forgiveness can help restore individuals and communities.
Many meta-analyses and reviews demonstrate that forgiveness is related
to mental health improvements (Wade, Hoyt, Kidwell, & Worthington,
2014). This is especially true of intentional interventions. There are
no naturalistic observational studies of the effects of a catastrophe on
unforgiveness. However, in a cross-sectional study on survivors of the
Liberian civil war (Ochu, O'Grady, Aten, & Davis, 2015),
positive and negative religious coping were strongly related to
post-traumatic growth (PTG) in expected directions. Positive religious
coping was positively correlated with PTG at .49 and negative religious
coping was negatively related to PTG at -.21. In addition, trait
forgivingness mediated the relationship between positive religious
coping and PTG and the relationship between direct or indirect war
experience and PTG. Thus, positive religious coping only produces PTG if
the person is high in forgiveness as a personality trait.
The Impact of Disasters and Forgiveness on Worldviews
Disasters can compromise cosmologies. Cosmologies are overarching
worldviews that people construct to make identity, purpose, value, and
meaning from life (Ashforth & Vaidyanath, 2002). Disasters are
typically huge events that shatter assumptions and disrupt people's
cosmologies (Janoff-Bulman, 1992). When disasters occur, people feel out
of control (Baum, Fleming, & Davidson, 1983) and may engage in
"seeking" or in a search for causal attributions--the latter
of which can also lead to a crumbled cosmology, threats to self-esteem,
blame, and unforgiveness.
When foundational aspects of a person's or community's
cosmology are shattered, the person is usually propelled from a stable
dwelling place to seeking (Worthington & Sandage, 2015; Wuthnow,
1998). Seeking involves trying to construct an account that makes sense
of the events within one's now disrupted understanding of the
world. Many people can take apart their old cosmology and rebuild it by
accounting for their trauma experience(s) in a way that promotes
psychological health and growth (O'Grady & Orton, in press;
O'Grady, Orton, Schreiber-Pan, & Wismick, 2013). However,
others get stuck in unproductive narratives. It is natural to blame
someone. Thus, some people adopt causal attributions that blame
individuals, communities, governments, nature, or even God.
In the wake of disasters, God will inevitably be blamed by some and
clung to by others--often the same people of faith (Exline, Park, Smyth,
& Carey, 2011). When Christians or other communities of faith are
caught up in disasters, these communities of faith can be healing
agents. For instance, Wuthnow (2000) showed that Bible study, prayer,
and other religious group activities can facilitate the forgiveness
process. Of course, the possibility exists that faith communities can
also worsen the experience. Greer et al. (2014) found that when people
were harmed by other Christians, which was the experience of most
Rwandans, then the transgression is doubly hard to forgive.
Disasters can result in narratives that include unforgiveness.
Often, shattered worldviews are replaced by ones that, at least for some
period of time, include resentment, bitterness, hostility, hatred,
anger, and fear--in short, unforgiveness. These threatened
worldview-associated emotions may be a byproduct of the search for
someone to blame. For example, both sociometer theory (Leary, Tambor,
Terdal, & Downs, 1995) and terror management theory (TMT;
Pyszczynski, Greenberg, Solomon, Arndt, & Schimel, 2004) support the
idea that disasters create threats to self-esteem, which often lead
individuals to place blame on others as a way of restoring a positive
view of themselves--a widespread desire especially in Western,
individualistic countries such as the United States (Heine, Lehman,
Markus, & Kitayama, 1999; Sedikides, Gaertner, & Toguchi, 2003).
If individuals continue to blame others, such blame may turn into
resentment, bitterness, hostility, hatred, anger, and anxiety (i.e., the
elements of unforgiveness). Unforgiveness might have one focused target,
such as the Federal Emergency Management Agency (FEMA) after Hurricane
Katrina in the Gulf in 2005. Unforgiveness can also be directed at
inadequate helpers, unsupportive friends or family members,
non-responsive government, a capricious God, or cruel fate.
Disasters often provoke grief and rumination over losses. Grieving
lost aspects of one's cosmology or of a stable dwelling place is
common. Grief typically involves rumination about the lost relationship.
Thus, ruminative cognition and negative emotion characterize grief
(Toblin et al, 2012). Social rumination occurs as people rehearse the
story of what happened and its impact and seek to reframe the meaning of
the event through repetitive narratives. Individuals who repeat stories
characterized by unforgiveness against people, systems, or God,
particularly in the big events of disaster, may program themselves to
become bitter, resentful, and unforgiving.
The Impact of Disasters and Forgiveness on Communities
Community Response
Disasters affect some people vicariously. Researchers such as
Roberts and Ashley (2008); Norris, Perilla, and Murphy (2001); and
Schuster et al. (2001) have shown that people can experience the effects
of disasters vicariously. For example, Schuster et al. (2001) found
that, after the September 11, 2001 attacks on the United States, over
40% of adults and about one-third of children who were not physically
present in New York experienced at least one trauma-related symptom. In
these situations, people sometimes appeared to experience unforgiveness
indirectly because they belonged to a group that was directly affiliated
with the victims of an offense.
For example, on June 17, 2015, the Charleston church shooting
occurred when a young white male, motivated by racial prejudice,
perpetrated a mass shooting during a meeting at a local, predominantly
African American church. Nine members of the church were tragically
killed. Within hours, members of the affected church had publicly
forgiven the murderer, but throughout society (despite the generous
response of the actual victims), this incident of serious injustice
became a lightning rod for much unforgiveness. People identified with
the family members, fellow church members, and others involved. Although
the direct survivors, family members, and close friends felt the wrong
and its consequences most intensely, many of those who identified with
the victims and families felt rage and unforgiveness. This might aptly
be called "third-party (un)forgiveness" (Green, Burnette,
& Davis, 2008, p. 407).
Studies conducted by Green, Burnette, and Davis (2008) indicated
that unforgiveness extends well beyond the victim-perpetrator dyad.
Evidence suggested the occurrence of a third-party forgiveness effect:
individuals who are not directly involved in an offense but who
affiliate with the victims are less forgiving of perpetrators than the
victims are themselves. The greater the extent to which people outside
the victim-perpetrator dyad assigned blame to the perpetrator and
appraised the perpetrator's intentions as negative, the greater the
unforgiveness these third-parties experienced--despite not being
directly harmed by the perpetrator.
Similarly, disasters may evoke unforgiveness, even among those who
are not directly harmed. Although promoting forgiveness among
third-parties in these situations will likely be difficult (because
apologies from the perpetrator and benevolent attributions toward the
perpetrator are both unlikely), reparation of individual and group
well-being via forgiveness is an important component of resiliency in
response to disaster. Indeed, when the survivors of the Charleston
church shooting offered forgiveness to the accused gunman, a message of
hope sounded in media outlets across the U.S., and the event and its
public discussion resulted in changed race relations. State legislators
were prompted to discuss removal of the confederate flag from state
capitol grounds. This heightened attention to symbols associated with
racism has continued to result in public rejection of many historic
symbols of civil war racism. The discussions of forgiveness that ensued
were uplifting, but the discussions about racism and social justice
have, in many ways, permanently changed U.S. society (see Kong &
Forsyth, 2016; Worthington, Griffin, & Lavelock, 2016).
Disasters have transgenerational repercussions. Wars and conflicts
affect not only the adults but also the youth and generations to come.
The Sierra Leonean war on March 23,1991, lasted for about 12 years. It
resulted in numerous orphaned children, many of whom were recruited as
child soldiers. Separated from their families, children were trained to
become assassins by guerrillas or government troops and, in some cases,
were given drugs. Other children joined rebel armies or fought with the
government troops voluntarily to avenge the deaths of their relatives
(Skinner, 1999). Female child soldiers were sometimes raped and became
young mothers or tried to have unsafe abortions (Williamson, 2006).
Consequently, the family structure was often disrupted, and the negative
consequences of such disruption reverberated through generations
(Skinner, 1999). The lives of adults and children were lost. Children
were often ill-equipped to raise their own offspring. Resources were
often inadequate to support the survivors of the war (e.g.,
rehabilitation for children with chopped limbs, access to education,
society reintegration; Williamson, 2006). Arguably, these repercussions
served as catalysts for unforgiveness towards the government (Opotow,
2016), towards oneself for engaging in heinous crimes (Worthington,
2013), towards others such as the rebel soldiers for abducting children
(Bayer, Klasen, & Adam, 2007), and towards God/the Sacred (Exline et
al., 2011) for allowing these atrocities to occur in the first place.
People turn to their faith communities for help. Koenig (2006)
described the important role that communities of faith can play in
helping people prepare for and respond to disasters. People frequently
look to their religious communities for a stable theology of suffering.
They look to their pastor for guidance and other spiritual leaders for
leadership. They look to their communities for comfort and emotional
help, for resources, for social support, and for meals, clothing, and
finances. Generally, communities of faith are responsive to pleas for
help. Kromm and Sturgis (2008) described how religious communities were
among the first to help in the aftermath of Hurricane Katrina. In fact,
Cain and Barthelemy (2008) found that in Louisiana, residents rated
faith communities' efforts to help as more effective than the
efforts of non-profits, local government, or state government.
Resilience
Resilience Can Promote Recovery
Resilience is bouncing back from stress and disaster. Bonanno
(2005) suggested an empirical typology of four responses to potentially
traumatic events. One is sudden decline in personal functioning measured
by mental and physical health. Another is gradual decline in mental and
often physical health. A third is a delayed reaction in which the person
does not respond negatively at first, but slides into mental and
physical problems months later. A fourth (i.e., resilience) is a decline
in mental and physical functioning at first, but within a week or two,
the person recovers to and maintains the pre-event level of functioning.
Some studies suggest that resilience might be a trait. Hu, Zhang,
and Wang (2015) conducted a meta-analysis of 60 studies with 111 effect
sizes to determine the relationship between trait resilience and mental
health and to examine moderating variables between the two. They found
that (a) trait resilience was negatively correlated with poorer mental
health and positively correlated with positive mental health. They also
found that (b) age moderated the relationship between trait resilience
and negative indicators. Adults showed a higher correlation compared to
children and adolescents. Trait resilience and positive mental health
were not moderated by age. Results also showed that (c) gender moderated
the relationship between trait resilience and mental health. For males,
the correlation was less than for females. Finally, (d) adversity
moderated the relationship between trait resilience and mental health.
For people actively coping with adversity, trait resilience was more
strongly related to mental health than it was for those not actively
coping with adversity.
Other studies, however, suggest that resilience manifests as a
state or process (O'Grady & Orton, in press). Some people even
show post-traumatic growth following a disaster (Park & Ai, 2006).
This post-traumatic growth is a return to a higher level of functioning
than before the potentially traumatic event. It occurs when two
conditions are present. First, the event must be very stressful (e.g.,
losing a relative to a mass shooting, earthquake). Second, the person
must deliberately engage in strategies that promote effective coping. In
the case of post-traumatic growth, people have reported a broader view
of life, including an increased sense of meaning and purpose (Tedeschi
& Calhoun, 2004; Triplett, Tedeschi, Cann, Calhoun, & Reeve,
2012). Other signs of post-traumatic growth include improved social
relations, strengthened religious and spiritual beliefs, renewed faith,
more positive self-images, new sense of strength, and a transformed way
of viewing life (Linley & Joseph, 2004; Tedeschi & Calhoun,
2004).
Forgiveness and Resilience
Although traits of resilience generally help people deal well with
traumas (Bonanno, 2005), people who are not resilient by trait might
still respond resiliently (Ochu et al., 2015; O'Grady & Orton,
in press). Forgiveness is often useful for people under interpersonal
and moral stress (Enright & Fitzgibbons, 2014; Strelan & Covic,
2006; Worthington, 2006). In addition to the scholarship that
demonstrates the usefulness of forgiving in times of interpersonal
stress, we suggest that forgiveness also has the potential to instigate
resilience and bolster tendencies toward resilience. After a disaster,
resilience occurs through a number of mechanisms, and forgiveness can
stimulate the conditions needed to bring about a resilient response.
How Forgiveness Helps Stimulate Resilience
Forgiveness model of resilience. People cope with very few crises
and disasters over the course of their lives, whereas they are more
likely to come into contact with transgressions and offenses on a daily
basis. Strelan and Covic (2006) and Worthington (2006) have
independently put forth (similar) stress-and-coping models of
forgiveness. In these models, a transgression is a type of stressor that
people appraise as more or less threatening and as more or less able to
be managed (Lazarus, 1999). Fearful, angry, or depressed emotions are
signals of threat and of potential difficulty in coping. Those emotional
signals become part of a stress response, which involves physiological,
cognitive, emotional, motivational, and behavioral components. The
degree of stress response is moderated by personal variables such as
hardiness, resilience, and response style. For example, Toussaint,
Shields, Dorn, and Slavich (2014) showed that dispositional forgiveness
buffered the negative effects of lifetime stress exposure on mental
health.
People attempt to modify one or more of the elements of the
stress-and-coping process by engaging in coping responses that target
(a) the stressor-as seen in problem-focused coping, which seeks to
reduce stress by finding solutions to problems (Lazarus, 1999;
Worthington, 2006); (b) the appraisals-as seen in meaning-focused
coping, which seeks to reduce stress by finding deeper meaning in the
experience of the stressor (Park, 2010; Park & Ai, 2006); or (c) the
stress responses--as seen in emotion-focused coping, which seeks to
reduce stress by managing negative emotions (Lazarus, 1999; Worthington,
2006). The relative frequency of these stress-and-coping processes
facilitates the practice of useful coping skills that one might employ
in the event of a disaster.
Forgiveness can improve mental health, which can help people bounce
back more quickly. Forgiveness often reduces depression, anxiety, anger,
rumination, obsession, and stress (Toussaint et al., 2015). It also is
associated with increases in hope, which is vital for communities to
mobilize in cohesive and growth-promoting ways. By positively affecting
mental health and activating hope, people can engage in recombinant
innovations that lead to renewed peoples and communities (O'Grady
& Orton, in press).
Forgiveness can dislodge people from rumination or change its
nature, thus helping them bounce back. Resilience can be encouraged by
reducing the depth and duration of automatic rumination. Rumination is
instigated as people try to deal with the emotional impact of a large
tragedy (Calhoun, Cann, Tedeschi, & McMillan, 2000; Nolen-Hoeksema
& Davis, 1999; Tedeschi & Calhoun, 2004; Zoellner &
Maercker, 2006). Forgiveness can kick people out of the negativity of
unforgiving ruminations (see Berry, Worthington, O'Connor, Parrott,
& Wade, 2005). However, forgiveness is unlikely to completely stop
rumination, as is frequently illustrated by people grieving losses.
Nonetheless, forgiveness shifts the emotional content of ruminative
cognitions away from resentful, bitter, hostile, hateful, anxious, and
depressed content, which has both mental and physical health benefits
(Wade et al., 2014).
Adapting cognitions in order to adapt to disasters may involve a
broader range of processes than merely changing (or sometimes not
changing) cognitive patterns. Consistent with cognitive adaption theory
of disasters, (Karanci & Ekram, 2007), survivors construct a
meaning-making narrative for a disaster. That narrative can involve
recasting offensive events, or rethinking God's role in events, or
forgiving an active shooter who killed or injured the victim or a loved
one. The narrative can be the kernel of forgiveness from which a plant
of forgiveness eventually grows and thrives. Reconstructing forgiving
relationships provides a sense of enhanced meaning that might be
explicit and consciously constructed in relationship with others, or it
might be implicit, not verbalized, and not consciously understood.
Successful meaning-making may increase the likelihood of experiencing
resilience or stress-related growth.
Forgiveness and religion are generally focused on others, which
reduces self-focus and permits resilience. A distinction between
religion and spirituality is often made and is important in many
nonreligious communities. Religion is a set of beliefs, values, and
practices related to an organized body of people. Spirituality, on the
other hand, is one's personal sense of closeness to the Sacred
(Worthington & Sandage, 2015) and can be centered on one's
relationship with the Divine, unlike religion, which is practiced in a
community of like-believers. Thus, by nature, religion is
other-oriented. It prizes other believers, and it turns one's
attention outward to ministry beyond the in-group of like-minded
religious people. It also is more community-embedded (see next section)
than is spirituality. Forgiveness is often related to people's
religion. It is experienced internally as a decision or changed emotion
(Exline, Worthington, Hill, & McCullough, 2003), just as religion is
also experienced internally as beliefs, values, and practices. Like
religion, forgiveness is also a social practice: It happens in a social
context when an offender hurts the potential forgiver. Actions are taken
around the transgression, such as reproaches by the victim (Schonbach,
1990), accounts, apologies, requests for forgiveness (by the offender),
and expressions that one has forgiven (by the forgiver).
Forgiveness can also play a part in religious communities. Social
engagement has been shown to reduce rumination. Forgiveness can reduce
rumination by activating social networks either through involvement in a
religious community or through the social interactions involved in
forgiving and reconciling (Worthington, 2003). Religious communities can
provide a context and moral guidelines for forgiveness. When a religious
community values forgiveness, they are likely to encourage it in their
religious groups and congregational meetings, which can also promote
further discussion about it within the families and dyads that compose
the community. Because religion is centered in a community of believers
who share generally similar beliefs, values, and practices, these
communities can corporately employ similar religious coping methods and
religious practices to reduce stress and rumination. For example,
communities might engage in unified communal prayer or organize and host
programming for physical and stress relief efforts. Communities might
also be a source of social support because of their ability to provide a
sense of common suffering, common meaning, and shared presence in
suffering.
Resilience may also prompt forgiveness. There might be a reciprocal
influence between resilience and forgiveness. People who are more
resilient might bounce back from their unforgiving moods and ruminative
recriminations more easily because their resilient personality is more
agreeable and less high in neuroticism, which facilitates forgiveness
(Griffin, Worthington, Wade, Hoyt, & Davis, 2015; Ochu et al.,
2015).
Societal Promotion of Forgiveness to Build Resilience
Resilience fosters forgiveness of whatever target the victim
blames--others, nature, systems, bystanders, or God. Resilient people
are not dealing repeatedly with what happened in the past because they
have, in many ways, moved beyond the tragedy and are focused on coping
with it. Thus, they are less likely to ruminate than people who are
still mired in lower psychological functioning. The decreased rumination
contributes to greater and quicker forgiveness. Alternatively, less
resilient people who are able to forgive quickly can build their
resilience and reduce their propensity for negative physical, mental,
relational, and spiritual health problems resulting from disaster.
People who are forgiving are engaged in less rumination, and can thus
move more toward resilience than unforgiving people can.
Promoting Forgiveness Through Publicly Available Forgiveness
Interventions is Cost-Effective and Useful
In the current section, we have drawn upon (a) accumulated research
on unforgiveness and its sequelae, (b) interventions to promote
forgiveness (for a meta-analysis, see Wade et al., 2014), and (c) some
educated guesses to describe the potential impact of societal
interventions to promote forgiveness and prevent trauma in the wake of
disasters. We have attempted to make reasoned estimates of how much
physical, mental, relational, and spiritual impact is made when people
forgive.
A meta-analysis of intervention research showed that forgiveness
interventions result in less depression, less anxiety, and more
hope--precisely the features needed to make a resilient recovery from a
disaster or crisis (see Wade et al., 2014). Therefore, our public health
analysis suggests forgiveness can be promoted both by large
community-based campaigns to raise awareness about forgiveness and by
small-group and individual remote (workbook-based) interventions to
promote more in-depth forgiveness than might be available through merely
raising the awareness of forgiveness in a culture. Although we are
admittedly speculative, we have estimated the effects of each
forgiveness intervention within a society.
Even in conflict and warfare, forgiveness interventions can be
promoted by what peacemakers call Track I Diplomacy and Track II
Diplomacy (Botcharova, 2001; Montville, 1990). Track I Diplomacy reduces
conflict through public edicts by leaders who declare truces or promote
processes that reduce or end armed or active conflict. Track II
Diplomacy brings thought leaders together from conflicting communities
so they can tell and hear each other's stories. Generally, after
hearing stories from leaders of the opposing side, empathy is generated
and some spontaneous forgiveness and motivation to reconcile might
occur. Thus, the thought leaders return to their in-groups, motivated to
spread a more reconciliative attitude.
Worthington and Aten (2010) added a third type of peacemaking to
promote more resilient responses to conflict and war--Track III
Diplomacy. In Track III Diplomacy, thought leaders either lead or
persuade other leaders in their in-group to lead forgiveness groups.
These groups help people within each ingroup to experience forgiveness
toward the members of the out-group. The group structure of like-minded
individuals helps people share their doubts openly, wrestle with common
experiences, and consider forgiveness without experiencing either
resistance from the presence of out-group members or public pressure to
conform by saying, "I forgive them," especially when
inconsistent with their feelings. To this suggestion, posed by
Worthington and Aten in 2010, we now add that other ways of promoting
forgiveness within the in-group are available and have been, or are
being, studied to adduce evidence of the degree to which they might
engender forgiveness.
We argue that promoting forgiveness through publicly available
forgiveness interventions is cost-effective and useful. It promotes
resilience by "unsticking" people from unforgiveness and by
easing spiritual struggle. It might also promote, draw upon, or engage
existing humility, which is in line with Christian virtue. In addition,
forgiveness fosters other-orientedness, which may also promote patience,
self-control, positive mood, and gratitude.
Forgiveness Interventions Cultivate Forgiveness--Results from a
Meta-Analysis
In a recent meta-analysis of investigations of forgiveness
interventions in which participants were randomly assigned to a
forgiveness intervention or to some control condition (i.e., waiting
list, no-treatment control, or alternative treatment), Wade, Hoyt,
Kidwell, and Worthington (2014) located 62 intervention studies. Of
these studies, 53 were randomized controlled trials (RCTs). These
studies were analyzed in Wade et al., and the remaining non-randomized
studies were excluded. Within the RCTs, there were 21 studies of
Enright's process intervention (Enright & Fitzgibbons, 2014),
18 studies of Worthington's (2006) REACH Forgiveness model, and 14
studies of all other interventions combined.
The most important findings from the meta-analysis are threefold.
First, forgiveness interventions were better at producing forgiveness
than either no treatment or alternative interventions (e.g., mindfulness
or relaxation). Second, no forgiveness intervention was superior to any
other intervention when time was considered. The most difficult problems
required more time. The process model (Enright & Fitzgibbons, 2014)
equaled the REACH Forgiveness model (Worthington, 2006) in effect size,
which in turn corresponded with other forgiveness interventions in the
amount of change in forgiveness that people experienced per hour of
treatment. Thus, there was a strong dose-response relationship of about
0.1 standard deviation of change per hour of treatment. Third, even
though most forgiveness interventions did not explicitly address mental
health issues such as depression or anxiety, depression and anxiety were
decreased in people completing forgiveness interventions. The effect
size was about half as large as the effect size for forgiveness.
To understand the implications of this, we have noted that a 6-hour
forgiveness group (regardless of whose program was used) would promote
about 0.6 standard deviations of change in forgiveness, about 0.3
standard deviations of change in both depression and anxiety, and about
0.6 standard deviations of increase in hope. To provide perspective,
meta-analyses of cognitive-behavioral therapy (CBT) for depression
demonstrate that targeted CBT tends to produce approximately 1.0
standard deviation of reduction in either depression or anxiety after an
average of 20 to 26 hours of treatment. To reiterate, a brief
psychoeducational forgiveness intervention that does not mention
depression or anxiety, produced (on average) one-third of all gains that
took CBT 20 to 26 sessions to produce. We might suspect, then, that
forgiveness psychoeducation--in addition to being useful in Christian
congregations; in psychotherapy group practices as an adjunct to
individual psychotherapy, couples therapy, or family therapy; or in
organizations as wellness interventions of Employee Assistance
Programs' (EAP) interventions--can possibly be useful after
traumas. Forgiveness interventions can be implemented in conjunction
with other treatments for trauma (including complex trauma), with
restoration of resources or informational programs to deal with losses
of resources, or with extended psychotherapy. These interventions,
though, might also be a treatment of focus, as we might imagine would
have been useful in Rwanda after the hatred and rawness of the mass
killing had died down and have been shown to be useful in the aftermath
of the Liberian civil war (see Ochu et al., 2015).
Campus-Wide, Awareness-Raising Forgiveness Interventions Cultivate
Forgiveness
In one research effort, Griffin et al., 2016) tried to change a
Christian college community so that its people were more forgiving. They
engaged the student, faculty, and student affairs leaders to devote 2
weeks of intensive effort to increase students, faculty, and university
staff awareness of forgiveness. In some cases, this involved initial
assessments of people's current status regarding their own
forgiveness; programs encouraging forgiveness-related book-reading;
forgiveness-related essay contests and awards; chapel presentations and
other public speeches on forgiveness; newspaper articles recounting
episodes of heroic forgiveness; displays encouraging forgiveness placed
in dining halls and public areas; and presentations to fraternities,
sororities, and other campus organizations about how to forgive.
Psychoeducational assistance was also made available through assigned
reading of material on forgiveness and through training residence hall
Resident Assistants (RAs), graduate students, and other people within
the university to run REACH Forgiveness groups. Finally, assessments
were again conducted, inquiring about forgiveness at the end of the 2
weeks of saturating the campus in awareness-raising opportunities. Over
600 people completed surveys regarding forgiveness. Merely completing
surveys, of course, was at least one exposure and invitation to students
to reflect both on their forgiveness of individuals whom they held a
grudge against and on their assessment of themselves as a forgiving
person. In a generalization of Griffin et al. (2015) to seven other
Christian colleges, Worthington, Kulick, and Griffin (2014) have
reported that the amount of involvement, buy-in, and creativity in
awareness-raising interventions that was available differed across
universities. Some universities reported little change in forgiveness
attitudes and forgiveness skills across participants while others
reported substantial changes.
Griffin et al. (2016) reported several findings. First, the mean
dose of exposure to forgiveness stimuli was 2.5 hours per community
member. Although we had students check boxes to name the events and
stimuli they saw, we were unable to assess the depth of engagement of
each student with each event or stimulus. Thus, a dose of 2.5 hours, is
not synonymous with a 2.5-hour forgiveness psychoeducational group in
which attention of the person is focused. Griffin et al.'s
assessment of the amount of forgiveness experienced by each person
revealed a dose-response relationship of 0.02 standard deviations of
change per hour of experience which equates to 0.05 standard deviations
of change, on the average, across the university for the 2-week
forgiveness blitz. Averages mask individual responses; that is, in this
particular case, many students experienced little exposure and changed
little, but a few students sought out a lot of exposure and changed
their forgiveness greatly. Some of the participants who participated in
the REACH Forgiveness groups during the forgiveness blitz achieved
similar levels of change to other students who experienced REACH
Forgiveness groups with campus awareness-raising campaigns at other
universities (e.g., Lampton, Oliver, Worthington, & Berry, 2006;
Stratton, Dean, Nooneman, Bode, & Worthington, 2008). For example,
at John Brown University, Lampton et al. (2006) reported that the people
in the REACH Forgiveness treatment groups had mean changes of -0.25 on
revenge, -0.80 on avoidance, and +0.98 on positive response to the
offender relative to people in the awareness-raising only condition,
which reported mean changes of -0.32 on revenge, -0.13 on avoidance, and
+0.77 on positive response to the offender. Notably, while the treatment
groups definitely (and statistically) helped, the changes associated
with awareness-raising were substantial.
Forgiveness Interventions Cultivate Forgiveness in the Wake of
Disasters
Two other efforts to use forgiveness education to promote
resilience in the wake of human-made disaster are worth briefly
mentioning. First, Toussaint, Peddle, Cheadle, Sellu, and Luskin (2009)
used a psychoeducational approach to teach forgiveness to Sierra Leonean
survivors of civil war. Schoolteachers in Freetown, the capital city,
met for almost 8 hours over 4 days to learn about forgiveness. Meetings
were didactic, experiential and centered on common themes in forgiveness
education including: (a) remembering the offense, (b) empathy, (c)
relaxation, (d) altruism, and (e) commitment to becoming a forgiving
person. Results of this work showed that individuals experienced
decreased stress, negative affect, depression, and avoidance of
offenders and increased benevolence, gratitude, and satisfaction with
life. Second, Staub, Pearlman, Gubin, and Hagengimana (2005) developed
and deployed a 9-day psychoeducation and experiential training program
for Rwandan genocide survivors. The program was broadly focused on
healing, reconciliation, and forgiveness. The psychoeducation dealt with
(a) effects of trauma, (b) paths to healing, and (c) basic psychological
needs. This program was successful in reducing trauma symptoms and
creating more positive attitudes toward others. Given the severity and
recency of the war-crimes, brutality, and savage killings in both Rwanda
and Sierra Leone, these findings hold hope for the contribution of
forgiveness to resilience-building following disasters even though
disasters typically do not have perpetrators who are readily
identifiable (cf. acts of terrorism).
Conclusion
In this conceptual paper, we have argued that unforgiveness is a
byproduct of disaster--due to nature or human nature. People who
experience natural and human-made disasters can harbor chronic
unforgiving emotions toward God and toward other people, which have the
potential to become a public health concern. Although many methods exist
by which victims of disaster may alleviate their distress (e.g., seeking
divine or societal justice, revenge, etc.), forgiveness is recommended
as a resilient response and as a response that we hypothesized could
promote more resilience. That is, individuals and communities who
forgive in the aftermath of experiencing disaster transform
unforgiveness into a stronger sense of purpose and improved social
relations. We estimated the effect size of community-wide
forgiveness-promoting efforts and noted that a mean effect size might be
on the order of 0.05 standard deviations but also changes in depression,
anxiety, and hope. Given these averages and the knowledge that typically
community change is distributed normally, we suggest that
awareness-raising and provision of psychoeducational forgiveness
interventions could substantially affect physical and mental health
across a community. Thus, we suggest that forgiveness interventions can
be public health interventions with the potential to change many, but
not all, people in a disaster-affected community.
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Everett L. Worthington, Jr., Brandon J. Griffin
Virginia Commonwealth University
Loren L. Toussaint
Luther College
Camilla W. Nonterah, Shawn O. Utsey, and Rachel C. Garthe
Virginia Commonwealth University
Author Note: We want to express our gratitude to the Templeton
World Charity Foundation (TWCF0101/AB66, Can Forgiveness Be Strengthened
in West and South Africa?) for funding that made the current project
possible. The opinions expressed in this publication are those of the
authors and do not necessarily reflect the views of the Templeton World
Charity Foundation. Additionally, this research also depended on a grant
from the Fetzer Institute (#2512.04, Forgiveness in Christian Colleges),
for which we are grateful.
Correspondence concerning this article should be addressed to
Everett L. Worthington, Jr., Department of Psychology, Virginia
Commonwealth University, 806 West Franklin Street, Richmond, VA 23284.
Email:
[email protected]
WORTHINGTON JR., EVERETT L. PhD. Address: Virginia Commonwealth
University, 806 West Franklin Street, P.O. Box 842018, Richmond, VA
23284. Title-. Professor of Psychology. Degrees: PhD (Counseling
Psychology) University of Missouri-Columbia. Specializations-,
forgiveness, humility, religious/spiritual interventions, Hope-Focused
Couple Approach.
GRIFFIN, BRANDON J. MS. Address: Virginia Commonwealth University,
Department of Psychology, 806 West Franklin Street, Richmond, VA 23284.
Title: Doctoral candidate (Counseling Psychology) Virginia Commonwealth
University. Degrees: MS (Counseling Psychology) Virginia Commonwealth
University.
TOUSSAINT, LOREN L. PhD. Address: 700 College Drive, Department of
Psychology, Luther College, Decorah, IA 52101. Title: Associate
Professor. Degrees: PhD (Health Psychology) University of
Wisconsin-Milwaukee. Specializations: forgiveness, religion/
spirituality.
NONTERAH, CAMILLA W. MA. Address: 806 West Franklin Street,
Department of Psychology, Virginia Commonwealth University, Richmond, VA
23284. Title: Doctoral candidate (Counseling Psychology) Virginia
Commonwealth University. Degrees: MA (Psychology) Central Connecticut
State University.
UTSEY, SHAWN O. PhD. Address: 806 West Franklin Street, Department
of Psychology, Virginia Commonwealth University, Richmond, VA 23284.
Title: Professor of Psychology. Degrees: PhD (Fordham University).
Specializations: Psychology of the African-American experience.
GARTHE, RACHEL. C. MS. Address: Department of Psychology, Virginia
Commonwealth University, 806 West Franklin Street, Richmond, VA 23284.
Title: Doctoral candidate (Counseling Psychology) Virginia Commonwealth
University. Degrees: MS (Developmental Psychology) Virginia Commonwealth
University.