Aquinas on testimonial justification: faith and opinion.
Siebert, Matthew Kent
A FULL HUMAN LIFE IS IMPOSSIBLE without believing the testimony of
others. Without such testimony we would be ignorant of almost all truths
about history, geography, and the thoughts and feelings of others.
Important practical decisions about what school to attend, what vehicle
to buy, whom to marry, and so on, also significantly depend on
testimony. Such dependence on testimony was largely glossed over by
ancient philosophers, but has been emphasized by C. A. J. Coady,
Elizabeth Fricker, Jennifer Lackey, and many other recent philosophers,
who often trace the historical roots of their discussion back to an
eighteenth-century debate between the Scottish philosophers David Hume
and Thomas Reid. Hume took what I will call an
"inferentialist" view of belief on testimony. "No kind of
reasoning," he said,
is more common or more useful--even necessary--to human life than
the kind derived from the testimony of men.... [O]ur confidence in
any argument of this kind is derived wholly from our observation of
the truthfulness of human testimony and of how facts usually
conform to the reports witnesses give of them. (1)
Reid, by contrast, took what I will call a "defaultist"
view:
It is evident that, in the matter of testimony, the balance of
human judgment is by nature inclined to the side of belief; and
turns to that side of itself when there is nothing put into the
opposite scale. If it was not so, no proposition that is uttered in
discourse would be believed, until it was examined and tried by
reason; and most men would be unable to find reasons for believing
the thousandth part of what is told them. Such distrust and
incredulity would ... place us in a worse condition than that of
savages. (2)
Sadly, accounts of testimonial justification from before Hume and
Reid remain largely unexamined. (3) As C. A. J. Coady notes in his
pioneering work Testimony: A Philosophical Study, medieval Christian
philosophers were especially disposed to see the value of testimonial
belief, for which Aquinas had an "interesting and subtle
theory." (4) In this article, I provide the first detailed
interpretation and reconstruction of Aquinas's account of
testimonial justification. (5) His unique pluralist approach, I argue,
does not fit nicely into either the Humean or the Reidian camp.
Elizabeth Anscombe and others have recently pointed to another way of
believing a speaker--trusting the speaker for the truth--that is not
reducible to Humean inference from observations, nor to Reidian default
acceptance. (6) I argue that Aquinas has a similar but distinctive
interpersonal view of some testimonial belief, as well as a separate
account of some testimonial justification that is purely inferentialist.
I begin by highlighting several ways in which everyday testimonial
"faith" was important to Aquinas (section I), and by
clarifying what he means by "faith" (section II). Then I
describe more precisely the defaultist, inferentialist, and
interpersonal accounts of testimonial justification (section III). I
explain that Aquinas does not take a defaultist approach, but rather,
with regard to at least some cases of testimony, he takes an
inferentialist approach (section IV). With regard to other cases of
testimony he takes an interpersonal approach (section V) that has
certain advantages over recent interpersonal approaches (section VI). I
conclude with some comments on the advantages of Aquinas's
pluralist view (section VII).
I
The Christian tradition with which Aquinas was familiar often dealt
with testimony under the heading of "faith" (fides).
Apologists in that tradition often drew attention to instances of
valuable testimonial belief in everyday life, to support the idea that
by analogy we ought to accept religious testimonial belief. For example,
in the second century Theophilus of Antioch said:
Do you not know that faith [pistis] leads the way in all actions?
... What sick man can be cured unless he first entrusts himself to
the physician? What art or science can anyone learn unless he first
delivers and entrusts himself to the teacher? (7)
In the same vein, Aquinas, in the course of arguing for religious
faith, explains three ways in which testimonial belief contributes to
human society.
First, following Maimonides, Aquinas says that even when certain
talented individuals can demonstrate some important truth for themselves
(for example, that God exists), the vast majority of people still need
faith with regard to that truth, since most of them will not have the
time, talent, or training to perform such a demonstration. (8) And some
of those who do have the time, talent, and training necessary will be
lazy or make mistakes, and so would be better off having faith anyway.
Today we might similarly say that most people must accept important
claims of natural science, especially counterintuitive ones about, say,
special relativity or quantum indeterminacy, on "faith." (9)
Call this a vertical epistemic division of labor, extending from experts
down to those who trust them.
Following Aristotle, Aquinas found a vertical division of labor
among the experts themselves, since often one science depends on
another. Aquinas says that sometimes a "lower" (or
"subalternated") science takes on "faith" the
conclusions demonstrated by a "higher" science. (10) For
instance, some theorems demonstrated in geometry are the starting axioms
of optics (a "lower" science), and the optician who does not
know the geometrical demonstrations for them must take them on faith
from the geometers. We see something similar today in the way biology
depends on chemistry, and chemistry on physics.
Second, Aquinas, like Augustine, argues that human society could
not function without a horizontal epistemic division of labor.
For example, singulars and contingents that are removed from our
senses, such as the acts, sayings, and thoughts of people, are such
that they can be known to one human and unknown to another. And
since in human community it ought to be that one person use another
as himself when he is not self-sufficient, so it ought to be that
he stand toward those things which another knows, but are unknown
to him, the way he stands to those he knows himself. Thus faith, by
which one man believes the sayings of another, is necessary in
human interaction. It also is the "foundation of justice" as Cicero
says in De Officiis [1.23], which is why no lie is without sin,
since every lie detracts from this faith that is so necessary. (11)
Here Aquinas makes the general point that a well-functioning
society often requires us to act on what other people know, when not in
a position to verify something for ourselves.
Third, later in the same passage, Aquinas argues that faith is
necessary for learning the sciences. (12)
But since by the power of those which we know last are known those
which we know first, we must from the beginning have some knowledge
of those things which are better known in themselves, which cannot
happen except by believing another [credendo]. And we see this in
the order of the sciences, since the science of the highest causes,
namely metaphysics, comes last in a man's knowing, and yet in the
preamble sciences one must suppose certain things which in
[metaphysics] are known more fully. Hence every science has
suppositions that the learner must believe. (13)
Here Aquinas says that some of the preexisting knowledge required
for learning a science must be testimonial. He appeals to the
Aristotelian ordering of the sciences, on which metaphysics is the most
fundamental but also the most obscure. Similar considerations apply to
contemporary natural science, in which physics is the most fundamental
but at the same time arguably the most difficult to understand. Someone
setting out to study physics would not get very far without some
direction on the basic principles of force, motion, and matter, as
physicists today understand them. (14) The faith of a student, unlike
that of nonexperts in a vertical epistemic division of labor, is a
provisional faith, supporting one's education until one is an
expert oneself, and in the ideal case one comes to understand why the
principles one accepted at the beginning of one's education are
true.
So here we have three areas in which Aquinas recognizes the
importance of testimonial belief, under the name "faith": when
it enables guidance (1) from experts, (2) from peers who happen to know
something you did not know for yourself, and (3) from teachers. Our task
will be to see how such faith works, and what, according to Aquinas,
makes such belief rational or epistemically justified. (I do not discuss
here the difficult question how, on Aquinas's terms, one can have
testimonial knowledge.)
II
First we need to make clear what Aquinas means by
"faith." Aquinas's terminology can be confusing, since he
uses "faith" in both a very broad sense (explained in this
section), and a narrow sense (to be explained in section V). Following
Augustine, Aquinas says that faith in the broadest sense is just assent
to the unseen, by contrast with assent to what one sees to be true. (15)
Seeing in this sense has both psychological and epistemic aspects.
Psychologically, when one sees that p, one's assent is automatic
and involuntary. (16) Epistemically, the idea seems to be that an object
seen is as directly accessible to the knower as possible, in as
determinate a way as possible, so that none of the features relevant to
knowing that p remains unrepresented to the knower. (17) These features
of seeing make one's grasp of the object "fixed" and
"determined to one," (18) and in this sense
"certain." (19) The fixedness or certainty of seeing derives
from the natural fit between the intellect and the evidentness of the
truth, so it is not merely a psychological feature but also an epistemic
feature of the knower.
For example, right now I know, by seeing, that a brown cup is on
the table near me. The features of the cup and of the table which are
relevant to me knowing that a brown cup is on the table (the cup's
and the table's shape, size, color, and so on) are evident to me,
making my belief determinate in a way it would not be if I had formed
that belief merely on the basis of some natural sign of the cup's
presence (for example, its shadow), or on the basis of an inductive
argument that a brown cup must be on the table, or on the basis of
someone else's assertion that a brown cup is on the table. Aquinas
takes the distinction between the seen and the unseen to be sharp:
"[A]s soon as something begins to be present or apparent, the
object cannot fall under the act of faith," (20) but anything short
of seeing makes room for the assent of faith. (21)
Because the object is unseen, the assent of faith is not fully
automatic but requires an act of will. (22) In cases of seeing, assent
is natural rather than voluntary, so the only voluntary choice an agent
can make is whether or not to attend to p sufficiently to see it. (23)
But as soon as p is unseen, "the intellect assents not because it
is sufficiently moved by its proper object, but by a choice [electionem]
inclining toward [one proposition] more than [to its contrary]."
(24) So it is essential to faith that one's assent is determined
partly by the will. However, this condition does not make Aquinas a
crude doxastic voluntarist, since assent is not commanded by the will
alone, but by the will under the direction of one's reason. (25)
Faith is not just belief on a whim; it is a matter of managing
one's assent for the best of the human as a whole, given that one
does not see for oneself whether p.
Now let's consider what makes testimonial assent to the unseen
justified. We will first consider three kinds of testimonial
justification (in section III), and then see how Aquinas's
testimonial "opinion" (section IV) is like one of these, and
see how his testimonial "faith" in a narrow sense (section V)
is like another, allowing him to avoid some problems for recent accounts
of testimonial justification (section VII).
III
Three different recent approaches to the justification of
testimonial belief each posit a unique kind of testimonial
justification. (26)
On the defaultist view, you are entitled to believe the assertions
of others by default, that is, provided there is no evidence against
such belief. (27) Defaultists often draw an analogy between believing
others' testimony and believing your own memory: you are entitled
to believe the deliverances of memory, provided there is no sign of
memory dysfunction. Testimony, on this view, is yet another
knowledge-providing faculty, like memory or perception, and you are
entitled to believe testimony provided there is no sign of a
speaker's ignorance or deceit. One advantage of this view is that
it explains why we usually do not consciously deliberate about whether
to accept the testimony of others. One problem for this view is that it
seems to entitle hearers to believe any zany statement, so long as one
has no evidence against it. (28)
Inferentialists, on the other hand, think you get testimonial
justification only by inferring that an assertion is true. (29) For
example, you might infer that it is raining in Norway from your evidence
that Hildegaard told you by phone that "It is raining,"
together with your evidence that she is sincere and competent to know
whether it is raining or not. One advantage of this view is that it is
simpler, in the sense that it explains testimonial knowledge in terms of
other kinds of justification that contemporary epistemologists are
already familiar with. One problem for this view is that it seems to
leave no room for deciding to trust a speaker, something that it seems
we are capable of doing.
There is an important debate in the epistemology of testimony
between "reductionists" who claim that testimony does not
provide a sui generis kind of justification, and
"antireductionists" who claim it does. A standard way to be
reductionist is to be an inferentialist, while a standard way to be
antireductionist is to be a defaultist. (30)
Recently another antireductionist approach has emerged. On an
interpersonal view, one has properly testimonial justification only when
the interpersonal relationship between speaker and hearer provides the
hearer with a noninferential reason to believe the speaker. (31) For
example, when a knowledgeable speaker offers me her
"assurance" that p, and I "accept" her assurance,
then I am justified in believing p, without having to infer that p for
myself, and without having a default entitlement to believe what any old
speaker tells me. Just as promises are intentional offers to take
responsibility for the hearer's well-being, assurances are
intentional offers to take responsibility for the hearer's belief
being true. Accepting such an assurance from a responsible speaker gives
the hearer a right to believe that p without taking precautions that one
would otherwise take against being mistaken about p, and a right to
defer to the speaker challenges about how belief that p is justified.
(32) One advantage of this view is that it explains the reactive
attitude of betrayal we have when we find out that someone assured us of
something false. One problem for this view is that it seems to say that
when no assurance has been given, for example, to an eavesdropper or to
a jury, the eavesdropper's or the jury's belief is not
testimonially justified, properly speaking, because it is not based on a
special interpersonal relationship.
IV
At first glance, one might think that of these three views, Aquinas
takes the defaultist approach. Aquinas says we are naturally designed to
depend on others' testimony, (33) and this suggests a natural
entitlement to believe others by default. (34) Aquinas does not
explicitly endorse such a view, but one might think it implicit in his
rule that one ought to "presume the good" of others until one
knows otherwise. (35) The rule does not require us to presume that
others are as good as possible; rather, it requires us not to believe
that others are sinning, unless it is obvious that they are. (36) So
when others tell you things, your default presumption should be that
they are not lying.
But it does not follow that you should presume that they are
telling the truth, because they could make honest mistakes. And even if
Aquinas were to say that you should presume that others are telling the
truth, presumption is not the same as belief or assent. A jury is
required to presume, but not to believe, that the defendant is innocent.
And such a presumption aims not at the epistemic goal of producing the
most accurate belief, but at the practical goal of causing the least
harm to others. (37) So "presume the good" is a moral, not an
epistemic, rule. One should suspend presuming the good of others to
avoid endangering others, but not to avoid cognitive error. (38) Because
the rule is not about epistemic justification it does not support a
default entitlement view of testimonial justification.
The evidence suggests, instead, that Aquinas thinks that at least
some of the time our testimonial beliefs are justified not by default
but by inductive inference. He says that "to believe a human
without probable reason is to believe too quickly," (39) and that
in important matters (like faith and morals), "assent ought not to
be given easily." (40) Aquinas recognizes a specifically
inferential way of arriving at testimonial beliefs, which he calls
"opinion." One way to have faith (that is, to assent to the
unseen), he says, is when one is "led [to assent] by human reason,
and so strong opinion is called 'faith'." (41) (Here
strong opinion contrasts with other cases of opinion in which one does
not give full assent to a proposition, and so does not believe it. (42))
What does Aquinas mean by "opinion"? Opinion is the
result of inductive or "probable" inference based on
"signs," "verisimilitudes," or "probable"
(that is, nondemonstrative) syllogisms. (43) Aquinas contrasts opinion
with suspicion and doubt. These are cognitive propositional habits (or
as we say today, propositional attitudes) that have lower credence than
opinion: suspicion is a slight inclination to assent to p, and doubt is
an equal inclination to assent to p and to assent to not-p. (44)
Further, opinion that p requires an awareness of (or at least a
sensitivity to) the fact that not-p is possibly true. (45) So opinion
that p is roughly equivalent to taking p to be probable by inductive
inference.
A testimonial case of opinion comes up while Aquinas is contrasting
opinion with the comprehension of science:
If someone knows by demonstration that a triangle has three angles
equal to two right angles, he comprehends it, but if someone else
accepts his opinion in a probable way [opinionem accipiat
probabiliter], because it is said by the wise or the many, he does
not comprehend it, because he does not attain the perfect way of
knowing it as far as it is knowable. (46)
Here we have testimonial assent based on a dialectical syllogism
such as:
If most people say that p, then probably p.
Most people say that p
Therefore p.
Aquinas recommends such reasoning in the case of court testimony.
Other things being equal, we should give more weight to p when more
witnesses say p than not, because "it is probable that the saying
of many contains the truth more than the saying of one." (47)
We can now see that Aquinas has all the resources for an
inferentialist account of testimonial belief. He recognizes
inferentially justified assent in the form of opinion; he recognizes
that some inferentially justified assent (namely, strong opinion) is
outright belief; and he recognizes that some opinion is testimonial.
V
However, Aquinas also recognizes cases of testimonial belief
justified in an interpersonal way. The most striking case, and the one
he elaborates on most fully, is a Christian's faith in God. But
Aquinas also describes analogous cases of faith on the testimony of
fellow humans, where the justification of one's beliefs is
similarly interpersonal. (48) In this section, we will consider the
formal object of faith, the special act of will in faith, and a typical
reason for having faith. In section VI, we will contrast such faith with
demon faith and with the interpersonal forms of justification posited by
some recent philosophers.
Faith in the broadest sense (assent to the unseen) includes strong
opinion. But from now on, I will use the term "faith" in the
narrower interpersonal sense, as Aquinas usually does, to contrast it
with opinion. (49) Three features of Christian faith in God, and of the
analogous case of faith in one's fellow humans, distinguish faith
from opinion. When one has faith that p, one (i) believes the
speaker's statement in order to adhere to the speaker, (ii) with a
special act of will not present in opinion, and (iii) typically for the
reason that the speaker is truthful. Let's look at these three
features in turn.
First, faith responds to the person of the speaker as a reason to
believe. This feature is the most obscure of the three, and explaining
it will take up most of our discussion. It comes up first where Aquinas
says that the act of Christian faith is an act of "believing
God" (credere Deo). Augustine had a way of making catchy
philosophical distinctions in passing, and Peter Lombard then offered
many of these up for scholastic interpretation in his Sentences. One of
them is a distinction between three different objects of faith's
act of belief: credere Deum ("believing that God [exists]"),
credere in Deum ("believing in God"), and credere Deo
("believing God"). (50) Aquinas assigns each of these acts to
a different part or combination of parts of the soul. Credere Deum is
the intellect's act of being determined to the one proposition
believed. Credere in Deum is the will's act of believing out of
love of God, where the will's object is God himself. Credere Deo
("believing God") is reason's act of inclining the will
to assent, where the object is the proposition believed, but only as
spoken by that speaker:
Inasmuch as reason inclines the will to the act of faith, it is
credere Deo. For the reason the will is inclined to assent to
things unseen is because God said them; just as a man, in matters
he does not see, believes the testimony of some good man who sees
the things he does not. (51)
Aquinas here identifies a reason for belief ("because God said
them") that he considers not reducible to an inductive reason for
belief of the kind that supports testimonial opinion. Assent is not
Christian faith when the proposition is believed
by some human reasons and natural signs ... but only when one
believes for this reason [ratione], that it is said by God, which
is designated by calling it credere Deo. And this specifies faith,
the way any cognoscitive habit has its species from the reason
[ratione] by which it assents to anything. (52)
Here "reason" (ratione) need not signal that the believer
is drawing an inference. Not all cognitive habits of propositional
assent (or propositional attitudes) result from a reasoning process;
some, such as prophecy (53) or intellection of first principles, (54)
are not mediated by reasoning. Nevertheless, every cognitive habit has a
ratio for its assent, in the sense that it has a distinctive character
that distinguishes it from other cognitive habits. Here, then, Aquinas
is saying that one has Christian faith only when one believes something
in light of this, that it is said by God. Aquinas calls the distinctive
character of a habit its "formal object," and contrasts the
character of faith with the character of inferentially based habits like
opinion and science.
In Aquinas's view, every power, habit, and act has both
material objects--the items it is directed at--and a formal object--the
formal aspect of those items that allows that power (or habit or act) to
be directed at them. (55) For example, my will is right now directed at
a ripe mango as material object, but according to Aquinas my will can be
directed at that mango only insofar as I apprehend the mango as good.
(56) Moreover, that same mango can be a material object for various
other powers, under other formal aspects, by being visible, movable,
understandable, and so on. It can also be a material object for
different kinds of willing, more specific than willing in general, as
distinguished by different formal aspects under which the mango is good
(for example, good as tasty, as opposed to good as nourishing).
The intellect is a single cognitive power aimed at the truth, but
different ways of grasping the truth make for different formal objects
and so make for different habits. Just as the same mango can be the
material object of different kinds of willing, so the same proposition
can be the material object of different cognitive habits (or
propositional attitudes). And while these different ways of assenting
provide different explanations or reasons for one's belief, not all
of them are cases of inferential reasoning. For example, Aquinas would
distinguish between the way my geometer friend James believes the
theorems of geometry as self-evidently following from self-evidently
seen first principles, and the way I believe those theorems when I take
them on faith from James. James starts from axioms which he simply sees
to be true, without any inferential reasoning, (57) and then on that
basis reasons his way to the theorems. But when I take those same
theorems on faith from James, I neither see that they are true for
myself, nor reason my way to believing them. Rather, I believe James,
and only thereby come to believe that those theorems are true. So the
material objects of my faith are propositions (the same theorems James
knows), while the formal object of my faith is believing the speaker (in
this case, James), just as the Christian with faith believes God
(credere Deo).
Elizabeth Anscombe also talks about believing the speaker, and
distinguishes that act of faith from the act of merely believing what
the speaker says. (58) When you tell me something I already knew (for
example, "George Washington was the first president of the United
States"), I believe what you say, but not by believing you. When
you present me with a mathematical proof that every integer is the
product of its arithmetic mean and harmonic mean, and I follow the proof
to its conclusion, I come to believe what you say (the premises and the
conclusion), but not by believing you.
Opinion similarly is a matter of believing what the speaker said,
but not by believing the speaker. Suppose we have a chemist friend, Sal,
and she hypnotizes you to say "Mercuric oxide bonding is
endothermic" the next time we meet, and when you say it, I infer
that you said it because Sal so hypnotized you, and on that basis infer
that the statement is true. My probable inference gives me an opinion
that your statement is true. So I believe what you said, but not by
believing you. Or suppose you know that I do not trust you, so you try
to mislead me by saying something true, in the expectation that I will
not believe you; but I see through your ruse and infer that what you say
is true. In such a double-bluffing case, I believe what you say, but not
by believing you. (59) These cases are far-fetched, but they help us
draw the negative point that believing the speaker is not opinion.
Aquinas has his own positive account of what it is to believe the
speaker, one that further explains how believing the speaker differs
from opinion. He says faith is had by "adhering" to the
speaker:
On the part of the intellect, there are two ways to take the object
of faith. One is the material object of faith.... Another is the
formal object, which is like a means [medium] on account of which
one assents to such a credible [proposition]. In this way the act
of faith is called credere Deo, because, as said above, the formal
object is the First Truth [i.e., God], to which a man adheres so
as, on account of it, to assent to what he believes. (60)
The assent of different propositional cognitive habits (or
propositional attitudes) is produced by different means: opinion is
produced by inductive inference, science by demonstration, and faith by
adherence to the speaker. Aquinas explains adherence further by an
analogy:
Since whoever believes assents to the word of someone, it seems
that the principal thing in any believing, (61) like an end, is the
person to whose word one assents, while the items one believes in
order to assent to that person are secondary. (62)
Assent to a proposition stated by a speaker is like a means to the
end of adhering to that speaker.
Nowadays we sometimes use the word "faith" to refer to a
kind of trust, as when I say that I have faith that my friend will pay
me back; and we sometimes use "faith" to refer to a kind of
loyalty, as when I say that my friend kept faith with me by paying me
back. Aquinas's talk of adherence, I suggest, combines these
notions of faith as trust and faith as loyalty. Aquinas treats faith as
trusting belief out of loyalty to the speaker. By contrast, opinion is
just a matter of taking something to be probable on one's own
evidence, without regard for adhering to the speaker. The loyalty and
trust of faith are ways of depending more extensively on a speaker for
the truth than one would by opinion alone. For example, faith seems to
be incompatible with taking certain precautions against the speaker
being wrong, whereas opinion is not. (63) An indication that Aquinas
takes this view is that the sin of unbelief is a sin of pride, (64) by
which one does not subject one's belief to receiving knowledge from
God or from a fellow human. (65) An attempt to establish one's
opinion--on some matter one could know about by faith--by considering
all the evidence (or at least enough evidence to judge the matter for
oneself) is in effect an attempt to replace faith with either opinion or
seeing. Such a replacement can be good, epistemically speaking, as when
students go from solely relying on the teacher to knowing things for
themselves. But it can also be bad, as when one is unjustifiably
suspicious of some expert's claim that p merely because p seems
improbable on one's own scanty evidence.
We have considered the first feature that distinguishes faith from
opinion: faith's formal object as a means to assent. That is, faith
requires believing a statement in order to believe the speaker in the
sense of adhering to the speaker. Now let's consider the second
feature: the choice of faith.
Faith is specially creditable to the believer as something one
chooses, whereas opinion and science are not. In several passages
Aquinas contrasts faith in this regard with both opinion and science. In
one he says that the assent of science is "forced" (cogitur),
while opinion "does not have firm assent" and so "does
not much seem to have merit" (non multum videtur habere rationem
meriti). The assent of faith, by contrast, is subject to free choice,
and so can be meritorious. (66) In another he says that in the case of
faith the will can
choose to assent to [a proposition] determinately and distinctly
because of something sufficient to move the will, but not to move
the intellect; for example, because it seems good or fitting [bonum
vel conveniens] to assent to it. And this is the disposition of
belief, (67) as when someone believes the sayings of some human,
because it seems to [the audience] appropriate or beneficial
[decens vel utile]. (68)
Demonstration forces assent, while opinion, I suggest, gives assent
no more than is required by the evidence. (69) Even strong opinion, it
seems, is stronger only in response to one's evidence. So neither
science nor opinion has the special merit of faith.
This last passage indicates that, even if faith is not inferential,
it still requires a reason or explanation for it seeming good to the
audience to adhere to the speaker. One such reason that Aquinas points
to is the audience's recognition of the truthfulness of the
speaker. And this is our third distinguishing feature of faith: a
typical motivation for faith is that the speaker is truthful. Aquinas
frequently says that one believes God because of God's truthfulness
(or because God cannot lie). (70) He also says that a good reason for
believing a human speaker is the speaker's conscientious veracity,
(71) and that when we consider whether to have Christian faith, even
miracles "do not prove [the propositions of] faith directly, but
prove the truthfulness of those announcing the [propositions of]
faith." (72) These passages probably refer to the Aristotelian
virtue of truthfulness (veritas or veracitas). Truthfulness is a moral
virtue of accurate self-representation that avoids the extremes of
boasting and self-deprecation. Truthfulness is motivated by a love of
truth, and falls under the virtue of justice, because it is oriented
toward giving others the truth. (73) And just as a minimum degree of
friendliness and pleasantness is required for the proper functioning of
society, so is a minimum degree of truthfulness. (74) Without it, the
epistemic divisions of labor by which one believes experts, peers, and
teachers would collapse. (75) Aquinas goes beyond Aristotle by noting
that as a virtue of accurate self-representation, truthfulness concerns
the particular case of accurately representing one's knowledge.
(76) The truthfulness of a speaker thus contributes to the rationality
of one's faith by putting one in touch with a speaker's
knowledge.
Unlike opinion, which restricts one to one's own evidence,
faith in a truthful speaker allows one to "share" and be
"joined to" the knowledge of the speaker. (77) Thus faith
makes one's belief more sensitive to a truthful speaker's
evidence, and less sensitive to one's own evidence. (78) So when
presented with a knowledgeable and truthful speaker's statement,
the audience that restricts itself to inferring from its own evidence
will be less certain and have worse epistemic standing than an audience
that has faith. For example, suppose both Fay and Opie are told by their
friend Knox that the fastest way to the CN tower in Toronto is to take
the second highway exit after the tower. They both assent, but Fay has
faith while Opie has opinion. As they separately drive there, they each
see what looks like a much more direct route. Opie might either change
his mind, or at least be more ready to change his mind than Fay.
Supposing Knox does know the way, Fay is in a better epistemic position
than Opie. But supposing Knox is wrong and does not know the way, Opie
can blame only himself for his mistaken inference, whereas Fay can blame
Knox for breaking faith with her by not being truthful. (79) Faith has
the drawback of making one dependent on the speaker, but it also has the
benefit of linking one's justification to that of the speaker in a
way that inductive inference does not. This is because faith is not
merely a very strong inferential belief that p, supported by a premise
about the truthfulness of the speaker, but rather a way of assenting to
what a speaker says by means of adhering to that speaker.
VI
Aquinas does not stick to such humdrum examples as these. His
contrast is between demon faith (a kind of strong opinion) and Christian
faith. Imagine that a demon sees a prophet make a prediction and perform
a miracle (for example, raising a corpse to life) as a sign that God
confirms his prediction. Realizing that such a miracle could have been
performed only with God's power and permission, the demon
unwillingly infers with near certainty that the prophet's
prediction will come true. (80) But the demon does not see that it will,
since only God sees the future, (81) so the demon's assent is still
assent to the unseen, and so is still a case of faith in the broad sense
(the sense of "faith" explained in section II). Demons are
smarter and more knowledgeable than we are, and have more experience
with prophetic predictions, so alternative explanations of the miracle
and its relation to the prophet's prediction that a human might
consider are not open to the demon: demon faith is super-strong
testimonial opinion which compels assent "by the evidentness of
signs" (82) and "by the perspicacity of [the demon's]
natural intellect." (83) The Christian who does not see the
miracle, by contrast, has to trust God's message and his messenger.
So there is still room for the human to believe by a special act of
will, out of loyalty to the speaker. (84)
Here a puzzle arises. In section II we noted that seeing compels
belief, but that the unseen leaves room for the will (under the
influence of reason) to command belief. This is true even in the fairly
automatic case of opinion. So can belief in something unseen really be
"compelled" by the evidence? (85) This puzzle dissolves when
we see that opinion can be compelled, but not in the way that seeing is
compelled. Ordinary opinion might yield no assent or weak assent, but
strong opinion is based on arguments or signs strong enough to minimize
one's fear of not-p, and so convince one that p.
Whenever things accepted are in some way assented to, there must be
something that inclines one to assent: in assent to per se known
first principles, it is a naturally endowed light ... and in assent
to what we opine, some verisimilitudes, which, if they were a
little stronger, would incline one to believe, as opinion helped by
reasons is called "faith." (86)
Aquinas's idea seems to be that evidence can provide one with
grounds for belief that are sufficient for passing a credence threshold,
such that one becomes "convinced." (87) Assent can then be
compelled, even though p remains unseen, "by the fact that nothing
to the contrary is apparent." (88) So even if the demon does not
see that p, it might see that all possible alternatives to p are so
improbable that assent to p is clearly the only reasonable option. In a
sense, then, it is compelled to assent by the evidence.
Now that we have examined three features of testimonial faith
(adherence to the speaker as formal object, the choice of faith, and
truthfulness as a reason to have faith), and considered a few examples,
we are in a position to compare Aquinas's account of faith with
some contemporary interpersonal accounts of testimonial justification.
Unlike several recent philosophers inspired by the ordinary language
analyses of J. L. Austin and H. P. Grice, (89) Aquinas does not focus on
the speaker's role or the specific speech act of
"telling" by which a speaker takes responsibility for the
justification of an audience's beliefs. At most, Aquinas focuses on
the speaker's virtue of truthfulness as a reason for the audience
to adhere to the speaker in a way that makes inductive inference with
regard to p unnecessary. In this regard, Aquinas's account is more
like Amon Keren's or Linda Zagzebski's account of epistemic
authority as a "preemptive" reason to believe what an
epistemic authority believes. (90) A preemptive reason to believe is a
reason to believe what the authority tells you, together with a
second-order reason not to base one's belief on certain other
evidence that may be available to you. (91) A preemptive reason
"replaces" certain other evidence you have, such that you
defer to the authority on the question of what you ought to believe, the
way a soldier defers to the commanding officer on the question of what
to do. (92) The main similarity between such accounts and Aquinas's
account of faith is that taking someone's telling you that p as a
preemptive reason to believe p makes your belief more sensitive to the
speaker's knowledge, just as Aquinas's testimonial faith does,
and less sensitive to your own evidence. But Aquinas's account of
faith is distinctive in the role it gives to adherence as loyalty to the
speaker. And Aquinas's idea that a speaker's truthfulness can
be a reason to have faith gives him a distinctive virtue account of
testimonial trustworthiness that is worthy of further investigation.
Most recent epistemologists of testimony, even when they discuss
trust, say little about testimonial trustworthiness. The standard
approach is to say that a trustworthy speaker is just one who is both
sincere and competent on the topic at hand. (93) Judging a speaker
sincere and competent in this way gives good support for testimonial
opinion that what the speaker says is true. But a nonvirtuous speaker
can be sincere and competent on some occasion, while nevertheless not
being worthy of an audience's faith. This is true, for example, of
a terrorist who knows where his comrades are hiding and sincerely tells
his interrogator where they are, under torture. Sincerity can be
compelled by such things as threats, torture, and hypnosis. Even
competence on a topic can be compelled by hypnosis, and could
conceivably be compelled in science fiction cases by brain lesions or
brain-controlling devices. Because speakers compelled in these ways do
not speak the truth responsibly out of a virtuous motivation, they are
not worthy of the audience's faith. Truthfulness, by contrast, is a
virtue and provides a good reason for faith. Truthfulness is also a more
fundamental reason to have faith than epistemic authority, since
truthfulness governs how a speaker represents his knowledge to others. I
can trust truthful Tamara on the topic of motorcycles, even though she
is not an epistemic authority on motorcycles, because I can rely on her
not to assert things of which she is uncertain, and to admit it when she
does not know something. Having faith in a speaker does not require
taking the speaker to be an authority, but it does require taking the
speaker to be truthful, even when the speaker is an epistemic authority.
(94)
VII
We have now seen how Aquinas's take on testimonial
justification is not defaultist, but neither is it simply inferentialist
or interpersonalist. In this sense, his overall view is pluralist. (95)
This is not the place for me to give a detailed assessment of other
views and how they compare with Aquinas's, so I will restrict
myself to one observation. Other views that explain all testimonial
justification in one way are simpler but seem not to account for as much
of the phenomena. By including both testimonial opinion and testimonial
faith, Aquinas can say (unlike strict inferentialists) that we do
sometimes get justified belief by choosing to trust a speaker, and he
has some resources for explaining how such faith is justified. He can
also say (unlike strict interpersonalists) that inferential belief from
eavesdropping or court testimony is nevertheless testimonially based
belief, properly speaking, of the strong opinion kind. (96) Aquinas is
an antireductionist, in the sense that he would not say that all
testimonial justification reduces to other kinds of justification (such
as inferential justification). But his account raises distinctive
considerations deserving of more discussion, about the role of adherence
to the speaker, and the role of truthfulness in supporting such
adherence. (97)
University of Toronto
Correspondence to:
[email protected].
(1) David Hume, An Enquiry Concerning Human Understanding, 2nd ed.
(1777; Indianapolis: Hackett Publishing Company, 2011), sec. 10, pt. 1.
Emphasis added. Benjamin McMyler, Testimony, Trust, and Authority
(Oxford: Oxford University Press, 2011), chap. 1, sec. 3, argues that
Hume's treatise on miracles responds to the account of testimonial
justification from eighty years before, in Antoine Arnauld and Pierre
Nicole's Port-Royal Logic, pt. 4, chaps. 12-14. Arnauld and Nicole
argue that testimony can provide a kind of knowledge (connoissance) that
is just as certain as science.
(2) Thomas Reid, An Inquiry into the Human Mind (Indianapolis:
Hackett Publishing Company, 1983), chap. 6, sec. 24. Emphasis added.
(3) Some accounts of testimonial justification from before Hume are
mentioned in chap. 1 of Linda Zagzebski, Epistemic Authority: A Theory
of Trust, Authority, and Autonomy in Belief (New York: Oxford University
Press, 2012); chap. 1 of McMyler, Testimony, Trust, and Authority,
Robert Pasnau, "Medieval Social Epistemology: Scientia for Mere
Mortals," Episteme 7, no. 1 (February 2010): 23-41; and chap. 1 of
Coady, Testimony.
(4) Coady, Testimony, 17.
(5) Discussions of Aquinas and testimony have so far focused on his
account of faith in God, infused into a human by divine grace. Eleonore
Stump, "Faith, Wisdom, and the Transmission of Knowledge through
Testimony," in Religious Faith and Intellectual Virtue, ed. Laura
Frances Callahan and Timothy O'Connor (New York: Oxford University
Press, 2015): 204-30, develops her interpretation of Aquinas on the
special case of faith in God, and then offers her own
"Thomistic" account of testimonial knowledge. See also John
Lamont, Divine Faith (Aldershot: Ashgate, 2004). I have tried to
reconstruct Aquinas's general view of testimonial justification
from what he says about various testimonial cases, not just the case of
faith in God, and I have avoided the controversial question whether, on
Aquinas's account of knowledge, testimony can provide knowledge. My
interpretation further differs from Stump's Thomistic view by not
positing an empathic experience by which one comes to initially trust a
speaker, by not counting connatural knowledge as testimonial knowledge,
and by not making testimonial trust dependent on connatural knowledge.
But I welcome further investigation into the role of connatural
knowledge in Aquinas's understanding of testimonial justification.
(6) Elizabeth Anscombe, "What Is It To Believe Someone?"
in Rationality and Religious Belief ed. C. F. Delaney (Notre Dame, Ind.:
University of Notre Dame Press), 141-51. Other recent writers in this
vein include McMyler, Testimony, Trust, and Authority, and Richard
Moran, "Getting Told and Being Believed," Philosopher's
Imprint 5, no. 5 (August 2005): 1-29.
(7) Theophilus of Antioch, Ad Autolycum, trans. Robert M. Grant
(Oxford: Clarendon Press, 1970), 1.8. For further early defenses of
faith, see Lamont, Divine Faith; and Avery Dulles, A History of
Apologetics (Philadelphia: The Westminster Press, 1971).
(8) Thomas Aquinas, Quaestiones Disputatae de Veritate (henceforth,
De veritate), q. 14 a. 10c (Leonine ed. 22); Super Boetium de Trinitate
(henceforth, In B. de Trini), q. 3, a. 1 (Leonine ed. 50); Summa contra
gentiles (henceforth, SCG), bk. 1, c. 4 (Leonine ed. 13); Summa
theologiae (henceforth, ST) I, q. 1 a. 1 (Leonine ed. 4); ST II-II, q.
2, a. 4 (Leonine ed. 8).
(9) W. V. O. Quine and J. S. Ullian, The Web of Belief, 2nd ed.
(New York: Random House, 1978), 61-62.
(10) In B. de Trin., q. 2, a. 2, ad 7: "The ultimate first
principle of any science is always understanding (intellectus), but this
is not always the proximate principle; rather, sometimes faith is the
proximate principle of a science, as in the subalternated sciences, in
which conclusions come proximately from faith in the things supposed
from a superior science, but come ultimately from the understanding of
the superior knower, who has certainty, through understanding, about the
things [merely] believed [in the subalternated science]. And similarly
the proximate principle of [theology] is faith, but the first principle
is the divine intellect, which we believe. And yet the goal of our faith
is that we come to understand what we believe, just as if a subordinate
scientist [inferior sciens] were to learn the science of a superior
scientist, such that things previously only believed would become
understood and known." All translations of Aquinas's works are
my own. The classic work on this topic is Marie-Dominique Chenu, La
theologie comme science au XIIIe siecle (Paris: J. Vrin, 1969), but see
also John Jenkins, Knowledge and Faith in Thomas Aquinas (Cambridge:
Cambridge University Press, 1997); Robert Pasnau, "Divisions of
Epistemic Labour: Some Remarks on the History of Fideism and
Esotericism," Continuity and Innovation in Medieval and Modern
Philosophy: Knowledge, Mind, and Language, Proceedings of the British
Academy 189 (Oxford: Oxford University Press, 2013): 83-117; and John
Hawthorne's criticism of Pasnau, "Aquinas on Faith and
Knowledge: Response to Robert Pasnau," in the same volume, 119-33.
For further discussion in Aquinas, see especially Expositio libri
Posteriorum, bk. 1 (henceforth In I Post.), lect. 15 and lect. 25
(Leonine ed. 1.2). Other relevant passages include In 1 Sent., prol., q.
3, a. 2, ad 2 (Mandonnet ed.), In 3 Sent., d. 24, q. 1, a. 2, qc. 2, ad
3 (Mandonnet ed.); De veritate, q. 14, a. 9, ad 3; In B. de Trin., q. 2,
a. 2 and q. 3, a. 1c; In I Post., lect. 17, n. 3 and lect. 41, n. 2; ST
I, q. 1, a. 2c; ST I, q. 79, a. 9c; ST D-D, q. 9, a. 2, ad 3.
(11) In B. de Trin., q. 3, a. 1c. See also STII-II, q. 109, a. 3.
(12) See also De veritate, q. 14, a. 10c; In B. de Trin., q. 3, a.
lc; Lectura super Ioannem (henceforth In Ioh.) 8.4 (Vives 19); SCG, bk.
3, c. 152, n. 4 (Leonine ed. 11); ST II-II, q. 2, a. 3c (Leonine ed. 8);
Expositio et lectura super Epistolas Pauli (on Hebrews, lect. 11, n. 1,
Vives 21).
(13) In B. de Trin., q. 3, a. 1c.
(14) Here is an illustration: A physicist friend of mine told me of
a physics undergraduate who had spent ten years on his undergraduate
degree, because he spent most of his time in the library double-checking
everything his teachers told him.
(15) "'Faith' properly speaking is when someone
assents to those things which he does not see." In 3 Sent., d. 23,
q. 3, a. 4, qc. 3 expos. Aquinas uses the term "assent" the
way philosophers today use the term "belief," while he
typically reserves the term "believe" (credere) for the act of
faith, either in the broad sense explained here, or in the narrow sense
explained in section V.
(16) In 3 Sent., d. 17, q. 1, a. 2, qc. le; ST I-II, q. 17, a. 6c;
STII-II, q. 1, a. 4c.
(17) STI, a. 85, q. 3c. Eleonore Stump, "Faith, Wisdom,
Testimony," suggests that the way faith provides knowledge without
direct acquaintance is analogous to blindsight, as described in Lawrence
Weiskrantz, Blindsight (Oxford: Oxford University Press, 2009).
Following a later scholastic distinction, we could also say that faith
can provide notitia abstractiva but not notitia intuitiva.
(18) De veritate, q. 12, a. 1c; q. 14, a. le; ST I, q. 12, a. 13,
ad 3; ST II-II, q. 2, a. 1, ad 3; q. 4, a. 1c.
(19) "Certitude is nothing other than determination of the
intellect to one: the stronger the determination, the greater the
certitude." In 3 Sent., d. 23, q. 2, a. 2, qc. 3c. Aquinas implies
here and elsewhere (In I Post., lect. 1, n. 1 and lect. 41, n. 2; ST
II-II, q. 5, a. 4c and ad 2; ST II-II, q. 70, a. 2c) that certainty
comes in degrees. And Aquinas identifies three different kinds of
certainty relevant to determination of the intellect: certitude of
evidentness, when the object is seen; certitude of adhesion, when the
will is fully determined to assent; and certitude of cause, when the
cause of one's assent is perfectly reliable or efficacious (as in
the case of divinely infused Christian faith). Science has the certitude
of evidentness, which divinely infused Christian faith lacks, but they
both have the certitude of adhesion, and sometimes Aquinas says that
Christian faith's adhesion is stronger than that of science, due to
its cause (In 3 Sent., d. 23, q. 2, a. 2, qc. 3, ad 1, ad 2; De
veritate, q. 14, a. 1c and ad 7; ST II-II, q. 4, a. 8c and ad 1).
Aquinas has a few puzzling passages where he says that the articles of
faith are self-evident (per se nota) to the faithful (In 1 Sent., prol.,
q. 1, a. 3, ad 2; ST I-II, q. 100, a. 3, ad 1 and a. 4, ad 1). But they
cannot be self-evident in the sense that they are seen to be true (ST
II-II, q. 1, a. 4, a. 5), so the most charitable way to interpret these
passages is to say that the articles of faith (a) play the role of first
principles, just as in the subalternated sciences (ST I, q. 1, a. 2),
and (b) have as much certainty of cause and adhesion as the first
principles of a scientia, thanks to the divine infusion of grace. On
this point, I am inclined to follow Chenu, La theologie comme science au
XIIIe siecle, and the earliest Thomists, who interpreted Aquinas's
claim that theology is a scientia to mean that it has a scientific
character, even though the articles of faith do not have the
self-evidence required for a scientia, strictly speaking. For
alternative views, see M. V. Dougherty, "Aquinas on the
Self-Evidence of the Articles of Faith," The Heythrop Journal 46
(2005): 167-80; and Jenkins, Knowledge and Faith in Thomas Aquinas,
chap. 2.
(20) De veritate, q. 14, a. 9c.
(21) In 3 Sent., d. 24, q. 1, a. 3, qc. 3, ad 3; In B. de Trin., q.
2, a. 1, ad 5; ST II-II, q. 2, a. 9, ad 3.
(22) See In 2 Sent., d. 7, q. 2, a. 2, ad 5; In B. de Trin., q. 3,
a.1c; SCG, bk. 3, c. 154, n. 1; ST I, q. 12, a. 13, ad 3; De veritate,
q. 12, a. 1c.
(23) In 1 Sent., d. 17, q. 1, a. 4c; ST II-II, q. 2, a. 9, ad 2. By
saying that assent is "natural," Aquinas does not mean it is
"natural and easy," as Eleonore Stump says in Aquinas (New
York: Routledge, 2003), 362, but just that it is a naturally automatic
process, not subject to voluntary choice. Stump's example of a
mother who "finds herself assenting, whether she wants to do so or
not, to the proposition that the judge dislikes her son's
performance" is not an example of seeing, but of strong opinion,
akin to demon faith. I discuss strong opinion and demon faith in section
V below.
(24) ST II-II, q. 1, a. 4c.
(25) ST I-II, q. 17, a. 6c: "[R]eason reflects on itself, so
it can also order its own act just as it orders the acts of other
powers. Hence its act can also be commanded. But some things are
apprehended which do not convince the intellect so much that one cannot
for some reason assent or dissent, or at least suspend assent or
dissent, and in such cases the assent or dissent is in our power, and
falls under one's command." For a contemporary defense of this
idea, see Zagzebski, Epistemic Authority, 5, 63; and McMyler, Testimony,
Trust, and Authority, 150.
(26) I here give a simplified survey of the growing literature on
the epistemology of testimony. For fuller surveys, see Jennifer Lackey,
"Knowing from Testimony," Philosophy Compass 1, no. 5 (2006):
432-48; Axel Gelfert, A Critical Introduction to Testimony (New York:
Bloomsbury, 2014); and John Greco, "Recent Work on Testimonial
Knowledge," American Philosophical Quarterly 49, no. 1 (January
2012): 15-28.
(27) See, for example, Coady, Testimony, and Tyler Burge,
"Content Preservation," The Philosophical Review 102, no. 4
(October 1993): 457-88.
(28) It is difficult to come up with a test case in which the
hearer has no evidence for or against a speaker's trustworthiness
or a speaker's claim. Suppose you ask a stranger for directions, or
ask the time. You are likely to know from the stranger's behavior,
clothing, and so on, that the stranger is from a society where the
members have internalized a norm against lying about such things. On the
other hand, you have probably been lied to (at least as a joke) by
fellow members of such a society. So even when speaking with strangers
who seem to have no motive to lie, you already have evidence for and
against what they tell you. Jennifer Lackey, Learning from Words
(Oxford: Oxford University Press, 2008), 168-70, tries to avoid such
complications by giving an example of someone reading an alien's
diary. For an argument that ultimately the defaultist and the
inferentialist must agree that some basic monitoring of a speaker for
trustworthiness is required, see David Henderson, "Testimonial
Beliefs and Epistemic Competence," Nous 42, no. 2 (June 2008):
190-221.
(29) See, for example, Elizabeth Flicker, "Against
Gullibility," in Knowing From Words, ed. Bimal Krishna Matilal and
Arindam Chakrabarti (Dordrecht: Kluwer Academic Publishers, 1994):
125-61; and Elizabeth Flicker, "Second-Hand Knowledge,"
Philosophy and Phenomenological Research 73, no. 3 (November 2006):
592-618.
(30) On the various ways of being a reductionist or
antireductionist, see Greco, "Recent Work on Testimonial
Knowledge."
(31) For example, see McMyler, Testimony, Trust, and Authority and
Lackey's criticism of such views in Learning from Words, chap. 8.
(32) McMyler, Testimony, Trust, and Authority, chap. 2, argues that
from an assurance a hearer gains a right to defer challenges to the
speaker. He argues in the rest of the book that this right results from
the speaker giving the hearer a "second-personal reason" to
believe what is said. Amon Keren, "Trust and Belief: A Preemptive
Reasons Account," Synthese 191 (August 2014): 2593-615, argues that
from an assurance a hearer gains a right not to take precautions against
being wrong, as part of a "preemptive reason" to believe what
is said. However, Keren also argues that "the justification of
trust-based beliefs depends on the justification of non-trust-based
beliefs," such as that the speaker is trustworthy (2613). So in the
end Keren's view is reductionist.
(33) See In B. de Trin., q. 3, a. 1c, quoted in section I above,
and ST II-II, q. 109, a. 3, ad 1.
(34) am grateful to Martin Pickave for pointing out this line of
thought.
(35) ST II-II, q. 60, a. 4c: "[F]rom the fact that someone has
a bad opinion of someone [else] without sufficient cause, he does him an
injustice and despises him. But no one ought to despise or bring about
whatever harm without being forced to [absque causa cogente]. So where
no manifest signs of malice in someone appear, we should take him to be
good, interpreting for the best [in meliorem partem] what is
doubtful."
(36) For example, a servant cannot give alms on his master's
behalf on the principle that it would be a good thing to do so, because
"we ought not to presume any good of anyone, but only that good
without which the person would sin, since we should not believe bad of
anyone unless the person's malice is clear to us" (In 4 Sent.,
d. 15, q. 2, a. 5, qc. 3, ad 1; compare In 4 Sent., d. 27, q. 1, a. 2,
qc. 4, ad 2).
(37) See ST II-II, q. 60, a. 4c and In Ioh. 2.3. Presuming the best
takes two forms, neither of which is a case of outright belief. Either
one "supposes" the best of another to avoid the injustice of
contempt (just as one "supposes the worst" in a medical case
in order to make sure of a cure), or one "determines" a case
where one's evidence is incomplete (like a judge deciding a case in
accordance with the evidence presented, regardless of what the judge
believes). ST II-II, q. 60, a. 4, ad 3.
(38) ST II-II, q. 70, a. 3, ad 2: "One should presume good of
everyone unless the contrary is apparent, so long as it does not tend
toward anyone's danger; for then one should apply caution that one
not believe anyone easily." ST II-II, q. 60, a. 4, ad 1: "It
can happen that he who interprets for the best is deceived rather often
[frequentius fallitur]. But it is better that someone be deceived
frequently, having a good opinion of some bad man, than that he be
deceived less often, having a bad opinion of some good man, because in
the latter case he does an injustice to someone, but not in the
first."
(39) In 3 Sent., d. 24, q. 1, a. 3, qc. 2, ad 1.
(40) Quodlibeta 3, q. 4, a. 2c (Leonine ed. 25).
(41) In 3 Sent., d. 23, q. 3, a. 4, qc. 3 expos.
(42) Aquinas says in De veritate, q. 14, a. 1, that opinion does
not yield "assent" because it does not produce firm acceptance
of p rather than not-p. But elsewhere he says that opinion yields
assent, and that if the grounds for opinion were "a little bit
stronger, they would incline one to believe, in the sense that
'faith' is said to be opinion helped by reasons" (In B.
de Trin., q. 3, a. 1, ad 4). Elsewhere Aquinas glosses "strong
opinion" as opinion "strengthened by reasons" (In 1
Sent., prol., q. 1, a. 3, qc. 3, ad 1). So Aquinas seems to accept the
thesis that credence above a threshold becomes full assent, and so, in
one sense, "faith." I discuss strong opinion further in
section V below.
(43) In 1 Post., lect. 1, n. 6 is Aquinas's fullest discussion
on the way opinio is justified, but see also the way he contrasts it
with science in In 1 Post., lect. 44; STI-n, q. 51, a. 3c; In 3 Sent.,
d. 17, q. 1, a. 2, qc. 1c; and In B. de Trin., q. 3, a. 1, ad 4.
(44) "STII-II, q. 2, a. 1c; In 1 Post., lect. 1.
(45) Aquinas calls this "fear of the contrary," and says
that "it is of the nature of opinion that what one thinks, one
thinks possible to be otherwise" (ST I-II, q. 67, a. 3c; ST II-II,
q. 1, a. 5, ad 4). The "faith or opinion" of In 1 Post., lect.
1, I suspect, is identical with what Aquinas elsewhere calls
"strong opinion" (see sections IV and V below). On this topic,
see Martin Pickave, "Human Knowledge," in The Oxford Handbook
of Aquinas, ed. Eleanore Stump and Brian Davies (Oxford: Oxford
University Press, 2012), 311-26, 325 n. 30; and Francis Martin Tyrrell,
The Role of Assent in Judgment: A Thomistic Study (Washington, D.C.: The
Catholic University of America Press, 1948), 87.
(46) ST I, q. 12, a. 7c.
(47) ST II-II, q. 70, a. 2c.
(48) I should note that Aquinas emphasizes the distinctive
interpersonal way of believing other humans when using them as cases
that help us understand faith in God by analogy. Elsewhere, Aquinas
sometimes ignores the interpersonal aspects of believing a teacher in
his explanations of learning (ST I, q. 117, a. 1; In 2 Sent., d. 9, q.
2, ad 4), or exalts faith in God over faith in human testifiers in a way
that suggests that outright trusting of human testifiers is irrational
"because a human can deceive and be deceived" (De rationibus
fidei, chap. 7, Leonine ed. 40).
(49) For the view that faith is opinion, see Thomas Hobbes,
Leviathan, ed. C. B. Macpherson (London: Penguin Books, 1968), 1.7. For
the view that believing a speaker is merely a matter of probability, see
John Locke, An Essay Concerning Human Understanding, ed. Roger Woolhouse
(London: Penguin Books, 1997), bk. 4, chap. 15.
(50) "Credere deum" refers to all the propositions
believed on faith, not just the proposition that God exists. See In 3
Sent., d. 23, q. 2, a. 2, qc. 2c; ST II-II, q. 2, a. 2c.
(51) In 3 Sent., d. 23, q. 2, a. 2, qc. 2c; In B. de Trin., q. 3,
a. 1, ad 5.
(52) Expositio et lectura super Epistolas Pauli Apostoli (part on
Romans, lect. 4, n. 1, Vives 21).
(53) De veritate, q. 12, a. 1c; ST II-II, q. 171, a. 1c.
(54) ST I-II, q. 57, a. 2c; I-II, q. 51, a. 3c; II-II, q. 4, a. 8c;
In 1 Post., lect. 4, n. 8. See also In 2 Post., lect. 20. On the
induction involved in intellection of first principles see Scott
MacDonald, "Theory of Knowledge," in The Cambridge Companion
to Aquinas, ed. Norman Kretzmann and Eleonore Stump (New York: Cambridge
University Press, 1993), 183, 194-95.
(55) In 3 Sent., d. 27, q. 2, a. 4, qc. 1, ad 3: "Material
diversity of objects suffices for distinguishing acts numerically, but
they are not distinguished according to species except by diversity of
formal objects. But the diversity of formal objects is according to the
notion which a habit or power principally attends to." ST I, q. 59,
a. 2, ad 2: "Powers are not distinguished by a distinction of
material objects, but by a formal distinction, following the notion of
the object. And thus a notional diversity of good and true suffices for
distinguishing intellect from will."
(56) ST I, q. 59, a. 4c; I-II, q. 8, a. Ic; I-II, q. 9, aa. 1-2.
(57) See section II above.
(58) Anscombe, "What Is It to Believe Someone?" 144-45.
We might find a similar distinction at work in ST II-II, q. 129, a. 6c,
where Aquinas says "it pertains to faith to believe something and
someone," referring respectively to the proposition believed and
the person believed.
(59) Anscombe, "What Is It to Believe Someone?" 145,
describes a double-bluffing case.
(60) ST II-II, q. 2, a. 2c
(61) Note that in this context "believing" refers
specifically to the act of faith in a narrow sense (ST II-II, q. 2, a. 1
and following), not to the assent that can also be found in other
cognitive habits like knowledge from demonstration or opinion from
inductive inference.
(62) ST II-II, q. 11, a. 1c.
(63) See Keren, "Trust and Belief' for an account of
testimonial trust on which trusting someone for the truth requires
seeing oneself as having a reason not to take precautions against the
speaker's testimony being false.
(64) ST II-II, q. 10, a. 1, ad 3.
(65) ST II-II, q. 162, a. 3, ad 1.
(66) ST II-II, q. 2, a. 9, ad 2.
(67) Here again "belief' refers specifically to the act
of faith in a narrow sense.
(68) De veritate, q. 14, a. 1c.
(69) The passage just quoted is in tension with ST II-II, q. 1, a.
4c, where Aquinas says that even opinion involves a "choice."
I suggest that this "choice" involved in opinion is merely a
choice to assent to the degree justified inductively on one's own
evidence, and is fairly automatic. On the automatic role of the will in
Aquinas, see also Stump, "Faith, Wisdom, Testimony."
(70) Expositio et lectura super Epistolas Pauli Apostoli (part on 2
Timothy, lect. 1, n. 4, and part on Galatians, lect. 6, n. 2, Vives 21);
ST II-II, q. 2, a. 4c; ST II-II, a. 5, q. 2c; ST II-II, q. 89, a. 1c.
(71) In 3 Sent, d. 23, q. 3, a. 4, qc. 3 expos.
(72) In 3 Sent., d. 24, q. 1, a. 2, qc. 2, ad 4.
(73) For Aquinas on truthfulness, see Sententia libri Ethicorum,
lib. 4, lect. 15 (Leonine ed. 47); ST I, q. 16, a. 4, ad 3; and ST
II-II, q. 109. See also Kevin White, "The Virtues of Man the
'animal sociale,' 'affabilitas' and
'veritas' in Aquinas," The Thomist 57, no. 4 (October
1993): 641-53; and Kevin Flannery, "Being Truthful (or Lying to)
Others about Oneself," in Aquinas and the "Nicomachean
Ethics", ed. Tobias Hoffmann, Jbm Muller, and Matthias Perkams (New
York: Cambridge University Press, 2013): 129-45.
(74) ST II-II, q. 114, a. 2, ad 1.
(75) In ST II-II, q. 109, a. 3, ad 1, Aquinas says this of social
dependence for the truth generally, but does not cite the three
epistemic divisions of labor mentioned in In B. de Trin., q. 3, a. 1
which I discussed in section I above.
(76) ST II-II, q. 109, a. 3, ad 3: "But since knowable truths,
inasmuch as they are known by us, are about us and pertain to us, in
this way the truthfulness [veritas] of teaching can pertain to this
virtue, and whatever other truthfulness [veritas] by which one manifests
by word or deed what one knows."
(77) Aquinas says that Christian faith joins us to God's
knowledge in De veritate, q. 14, a. 8c; SCG, bk. 1, c. 4; ST I, q. 1, a.
1c.
(78) ST II-II, q. 4, a. 8, ad 2: "Other things being equal,
vision is more certain than hearing. But if [the authority] of the
speaker greatly exceeds the vision of the seer, then hearing is more
certain than vision. Someone of little knowledge is made more certain
[magis certificatur] about something he hears from someone extremely
knowledgeable [scientissimo] than about something seen by his own
reason. And man is much more certain about what he hears from God, who
cannot be deceived, than about what he sees with his own reason, which
can be deceived." See Keren, "Trust and Belief," 2611-12,
on the way trust makes one "less sensitive to evidence available to
one" but "more sensitive to evidence available to the
speaker."
(79) To be more precise, Opie can blame both himself for his
mistaken inference and Knox for undermining the minimal faith (in yet
another sense of "faith," namely, trustworthiness, In 3 Sent.,
d. 23, q. 3, a. 4, qc. 3 expos.) required for the good functioning of
society (in B. de Trin., q. 3, a. 1c; ST II-II, q. 109, a. 3, ad 1).
Fay, on the other hand, can fully blame Knox, unless for some reason she
should not have taken Knox to be a truthful person (at least on the
subject at hand). For a similar distinction, see Miranda Flicker,
"Group Testimony? The Making of a Collective Good Informant,"
Philosophy and Phenomenological Research 84, no. 2 (2012): 257, on the
difference between "ethical let-down" (appropriate for Opie to
feel when Knox is wrong about something he said) and
"betrayal" (appropriate for Fay to feel when Knox is wrong
about something he assured her of).
(80) See ST II-II, q. 5, a. 2c; ST II-II, q. 178, a. 2; In Ioh.,
9.3; De veritate, q. 14, a. 10, ad 11.
(81) ST I, q. 86, a. 4c. See also In 2 Sent, d. 7, q. 2, a. 2c; De
veritate, q. 8, a. 12c and ad 3; De veritate, q. 12, a. 10c; SCG, bk. 1,
c. 63, n. 5; ST I, q. 57, a. 3c; Quaestiones disputatae de malo, q. 16,
a. 7c (Leonine ed. 23).
(82) De veritate, q. 14, a. 9, ad 4: "The demons do not assent
voluntarily to the things they are said to believe, but are coerced by
the evidentness of signs [sed coacti evidentia signorum], from which
they are convinced that what the faithful believe is true, although
those signs do not make visible what is believed so that through them
they could be said to have vision of the things they believe. Thus
'credere' is said almost equivocally [quasi aequivoce) of
faithful humans and of demons."
(83) ST II-II, q. 5, a. 2, ad 2.
(84) A similar case for Aquinas is the case of the disciple Thomas,
who both saw Jesus resurrected and had faith in him. Aquinas says that
"Thomas saw one thing and believed another. He saw [Jesus] the
human and, believing, confessed him to be God, when he said 'My
lord and my God'." ST II-II, q. 1, a. 4, ad 1.
(85) Terence Penelhum, "The Analysis of Faith in St. Thomas
Aquinas," Religious Studies 13, no. 2 (1977): 133-54, draws
attention to this puzzle.
(86) In B. de Trin., q. 3, a. 1, ad 4.
(87) Aquinas seems to use "be convinced" to mean
"give full assent to," as when he says that "there can be
something active that totally overcomes the corresponding passive power,
as when one per se nota proposition convinces the intellect to assent
firmly to a conclusion." STI-II, q. 51, a. 3c. See also ST I-II, q.
17, a. 6c. He says that by faith one is "convinced" in ST
II-II, q. 4, a. 1c; ST II-II, q. 5, a. 2; De veritate, q. 14, a. 2, ad
14; In Heb., 11.1.
(88) In 3 Sent., d. 23, q. 3, a. 3, qc. lc.
(89) See, for example, Moran, "Getting Told and Being
Believed"; Edward Hinchman, "Telling as Inviting to
Trust," Philosophy and Phenomenological Research 70, no. 3 (2005):
562-87; McMyler, Testimony, Trust, and Authority; Paul Faulkner,
Knowledge on Trust (Oxford: Oxford University Press, 2011), chap. 6.
(90) See Zagzebski, Epistemic Authority, especially chaps. 5-7 and
9, and Keren, "Trust and Belief."
(91) take part of this formulation of a preemptive reason from
Keren, "Trust and Belief," 2600.
(92) McMyler, Testimony, Trust, and Authority, 146-49, gives this
analogy in support of the view that a telling can give you a
"second-personal reason" to believe what the speaker says.
(93) See, for example, Elizabeth Flicker, "Telling and
Trusting: Reductionism and Anti-Reductionism in the Epistemology of
Testimony," Mind 104, no. 414 (April 1995): 393-411; McMyler,
Testimony, Trust, and Authority, 93-94. Katherine Hawley, "Trust,
Distrust and Commitment" Nous 48, no. 1 (2014): 120, has a more
nuanced account of testimonial trustworthiness, but one that still fails
to provide a sufficiently virtue-based account of trustworthiness to
licence the kind of trust required for testimonial faith. Zagzebski,
Epistemic Authority, chap. 6, comes closest to Aquinas in this regard,
by requiring not just "sincerity" and "accuracy" of
belief for testimonial trustworthiness, but "conscientious"
sincerity and accuracy.
(94) For a more detailed argument that speaker trustworthiness
should be understood as a Thomistic virtue of truthfulness, see Matthew
Kent Siebert, "Truthfulness and Trust," American Catholic
Philosophical Quarterly (forthcoming).
(95) For different pluralist approaches to testimonial
justification, see John Greco, "Testimonial Knowledge and the Flow
of Information," in Epistemic Evaluation: Purposeful Epistemology,
ed. David K. Henderson and John Greco (Oxford: Oxford University Press,
2015): 274-90; Mikkel Gerken, "Internalism and Externalism in the
Epistemology of Testimony," Philosophy and Phenomenological
Research 87, no. 3 (November 2013): 532-57; Zagzebski, Epistemic
Authority, chap. 6; and Faulkner, Knowledge on Trust.
(96) To be fair, those who take the interpersonalist view, like
McMyler, do recognize that it is appropriate in some less than proper
sense to say that such belief is "testimonial" and that it
still can be a source of knowledge.
(97) I am grateful to an audience at the Pacific meeting of the
American Philosophical Association, April 2013, and to an audience at
Saint Louis University, December 2014, for helpful comments. I am also
very grateful to Martin Pickave, Peter King, and Jennifer Nagel for
comments on earlier drafts of this paper. This research was made
possible through the support of a grant from the John Templeton
Foundation, through a scholarship from the University of Toronto, and
through the support of Saint Louis University.