When word meets flesh: a neuroscience perspective on embodied spiritual formation.
Edwards, Keith J.
The Word became flesh, and made his dwelling among us. John 1: 14
A problem emerges when the spiritual is seen as something separate
from our baser instincts. We imagine that somehow we can be free of our
creatureliness, and that there is a clear distinction between the sacred
and the profane. (Safran, 2003, p. 27)
Spiritual formation is a popular term in evangelical Protestant
circles these days. A Google search of this term reveals that many
Protestant seminaries in the country have a program for spiritual
formation. Spiritual formation refers to the process of growth toward
maturity of the Christian believer. As such, it has replaced the term
"sanctification" which is the more traditional concept used to
designate spiritual transformation. The current emphasis on spiritual
formation may reflect dissatisfaction with traditional evangelical
approaches to promoting growth toward Christ-likeness in the believer.
It may also reflect dissatisfaction with the overly passive and
cognitive character of contemporary practical theology and the desire of
many Christians to experience God personally, relationally, and
subjectively.
Spiritual formation practices are structured activities that guide
the individual in patterns of thinking, feeling, and behaving intended
to enhance spiritual consciousness and promote spiritual growth of the
embodied self-soul (Benner & Moon, 2004; Moon, 2002). Spiritual
transformation practices result in changes in the structure and
functioning of the body-brain system (Davidson et al., 2003; Lazar et
al., 2005; Tang, Lu, Fan, Yang, & Posner, 2012). Developmental,
social, cognitive, affective neuroscience (DevSCAN) providcs detailed
knowledge regarding the functioning of the body-brain. It is suggested
here that this knowledge can enhance our understanding of the mental
processes that mediate the impact of spiritual formation practices.
There have been a number of books published in recent years exploring
the connection between neuroscience and spiritual practices (Brown &
Strawn, 2012; Newberg, 2010; Newberg & Waldman, 2010; Thompson,
2010). These resources provide a broad framework for considering
spirituality in light of neuroscience knowledge. Specifically, this
paper focuses on implications from neuroscience research for spiritual
formation practices. The first section of the paper defines Christian
spiritual formation. The second section describes the three main
subsystems of the body-brain complex. The final section presents the
argument that, from a neuroscience perspective, the mental processes
facilitated by mindfulness practices are compatible with the goals of
spiritual formation. Before looking at each section, however, it is
important to note that some elements of spiritual formation are not
universally agreed upon within the evangelical community.
Critics of Spiritual Formation Practices
The popular ascendance of spiritual formation has not been without
controversy. Meditation practices, afforded a central role in spiritual
formation by such proponents as Dallas Willard (1999, 2012) and Richard
Foster (1988, 1992), have been a particular target of some Evangelical
Protestant critics (e.g., Gilley, 2014; Yungen, 2002). Two primary
objections have been raised. First, is the concern that proponents of
contemporary spiritual formation have embraced spiritual practices of
ancient and contemporary mystics within the Catholic tradition.
Historical antipathy between Catholic mysticism and Evangelical
Protestants rooted in the Reformation make such integration suspect to
the critics. The emphasis in Catholic mysticism of personal subjectivity
and the promise of a direct experience of God is considered an
experiential stretch beyond the Reformation principle of "Sola
Scriptura" (Gilley, 2014).
The critics also voice a related and more specific objection
focused on the various meditative practices advocated by proponents of
spiritual formation. Such practices are central in Catholic mystics,
Eastern spiritual traditions and contemporary New Age approaches to
spirituality. Thus, advocating meditative practices suffer, in the eyes
of detractors, from guilt by association. A particular focus of
Protestant critics has been the meditative practice derived from
Buddhism called "mindfulness" (see Yungen, 2002). Widely
embraced by clinical psychologists and medical practitioners throughout
the world, mindfulness refers to a specific meditative process of
self-focused attention as well as to a collection of thoughtful
practices designed to facilitate compassion and well-being. One of the
reasons mindfulness has been so widely adopted is that the practices
have been shown, in rigorous clinical trials, to be effective in
promoting a variety of psychological and physical health benefits
(Condon, Desborders, Miller, & DeSteno, 2013; Davidson et al., 2003;
Moyer et al., 2011; Seppala et al., 2014)). Secular proponents of
mindfulness suggest that the psychological processes mindfulness
facilitates can be effectively applied in clinical settings without the
metaphysical baggage of Eastern philosophy (see Segal, Williams, &
Teasdale, 2013). Neuroscience (DevSCAN) knowledge provides an
understanding of the embodied mental processes that are activated by
various types of meditation. It is proposed here that the processes of
consciousness that mindfulness activates are consistent with the goals
of Christian spiritual formation.
Spirituality
It is widely recognized that spirituality requires the capacity for
self-consciousness and the use of abstract symbols (language, Damasio,
2010). Spiritual consciousness and consciousness of God as a spiritual
being are developmental accomplishments. Embodied spiritual
consciousness depends on the maturation and health of the material
body-brain system. Spiritual consciousness consists of moment-to moment
subjective experience and the symbols used by the self-soul to give this
subjective experience spiritual meaning. While the context of spiritual
formation for the present paper is evangelical Christianity, the
embodied mental processes are the same across all spiritual systems.
From an embodiment perspective, the mental processes of mindfulness
meditation are universal.
Common to dictionary definitions of spirituality is reference to an
immaterial and transcendent reality. A transcendent, spiritual
experience is often described as deeply meaningful and accompanied by
intense feelings (Wildman, 2012). Such deeply felt, sublime, and intense
subjective experiences become Christian spirituality when they are
symbolized using the language of Biblical revelation. For Christians, it
is our ability to use symbols that makes us spiritual beings; that is,
it is something more than just subjective or mystical non-verbal
experience. Spiritual experience arises from the integration of symbols
and experience, word and flesh (Wildman, 2012). Spiritual formation is
the process of facilitating embodied, subjective experience (flesh) and
giving transcendent meaning to such experience using words or other
symbols that represent spiritual reality (word). Christian spirituality
is both embodied and transcendent. For the Christian, biblical theology
matters.
Embodied Spiritual Consciousness
A fundamental assumption of this paper is that any approach to
spiritual formation must take the material embodiment of our spiritual
nature, the self-soul, seriously. That is, embodiment as a
bio-psycho-social functioning of the human-brain system is relevant for
understanding and facilitating spiritual maturity. We know, for example,
that Jesus experienced the spiritual consequences of material embodiment
in his growth as a child (Luke 2), in his experience of temptations
(Hebrews 4), and in his experience of physical suffering (Hebrews 5).
Understanding the observational knowledge obtained by DevSCAN scientists
can make a contribution to developing a biblically sound and materially
intelligent approach to spiritual formation.
Conscious self-awareness is a state of mind that emerges over time
as the newborn infant's body-brain is shaped by life outside the
womb, especially within attachment relationships with caretakers (Fonagy
& Target, 1997; Damasio, 2010). Human development toward
personal-relational maturity begins primarily as a
sensory-behavioral-emotional-relational attachment experience and
progresses into adulthood as language and reason are integrated with
perceptual-emotional-behavioral-relational memories. Over time
biological and social processes jointly support the emergence of a self
that is more or less capable of conscious awareness, self-management,
relationship effectiveness, and virtuous action (Damasio, 2010). At any
given moment, individual consciousness is a joint function of the
physical integrity of the body-brain system and the individual's
mental organization created by memories of past experience. Embodied
spiritual consciousness is dependent upon embodied mental consciousness
such that brain damage of various kinds can alter one's capacity
for embodied spiritual consciousness. At death, embodied spiritual
consciousness ceases. For embodied spiritual consciousness and embodied
spiritual formation, the body-brain matters.
Spiritual Formation
Christian spiritual formation is the transformation of the embodied
person toward Christ-likeness (Rom. 12:1-2).
You abide in me, and my words abide in you, ask whatever you wish,
and it will be done for you. By this my Father is glorified, that you
bear much fruit and so prove to be my disciples. As the Father has loved
me, so have I loved you. Abide in my love. If you keep my commandments,
you will abide in my love, just as I have kept my Father's
commandments and abide in his love. These things I have spoken to you,
that my joy may be in you, and that your joy may be full. This is my
commandment, that you love one another as I have loved you. (John
15:7-12)
These verses (and many others in the New Testament) provide three
clues why relationships are the foundation for and the context of
spiritual formation. First, our spiritual lives begin with our
experience of being the object of another's love. Being the object
of God's love empowers us to love others (see also I John 4:19). In
Scripture, love is clearly a "pay it forward" process. Second,
abiding in Christ involves relational and symbolic processes. Christ
spoke (words) to his disciples in the context of their ongoing
relationship (subjective experience) and his focus was their well-being
(joy). Third, abiding in Christ involves becoming agents of virtuous
action--loving one another.
Embodied spiritual formation toward Christ-likeness can be defined
as a person growing in one's capacity to embody spiritual virtues
(Benner & Moon, 2004; McNamara, 2014). The foundational virtue in
our Christian faith is Love (1 Cor. 13) of God, of others, and of self
(Mark 12:30-31) (Oord, 2006, 2008, 2010; Post, 2003). In the Bible,
spiritually important virtues related to love are faith, hope,
compassion, kindness, humility, patience and a forgiving spirit (1 Cor.
13; Col. 3:12; Eph. 4:2). Related virtues are summarized as the fruit of
the spirit in Galatians 5:22, where Paul also includes joy, peace,
goodness, gentleness, and self-control. Biblical spiritual virtues
include connection with God (abiding), subjective well-being (peace,
joy), self-agency (self-control), and interpersonal behavior
(compassion).
The embodiment of a virtue develops when there is growth in
one's capacity to embody the sensations, perceptions, feelings,
thoughts, and actions that constitute that virtue. These are the
components of embodied consciousness. They are interrelated such that
the activation of any one can impact the others. We more fully embody a
virtue when the components of consciousness that constitute the virtue
are integrated and differentiated (Siegel, 2010). We are hindered in our
capacity for embodied virtue when the components of consciousness are in
conflict (e.g., we have loving thoughts/intention but not loving
feelings; we have loving intentions and feelings but neglect to act in
loving ways). Oord (2006) says, "To love is to act intentionally,
in sympathetic response to others (including God), to promote
well-being" (p.2). It is suggested here that the process of
"spiritual formation" is the development of one's
capacity for integrated and differentiated embodied virtuous (loving)
consciousness.
Willard (1999) has made the central point that formation of the
human spirit intimately involves transformation in our bodies. He
criticizes the narrow formulation of spiritual formation as involving
cognitive processes such as preaching and teaching of truths in
Scripture with minimal emphasis on embodied experience and action. In an
article on spiritual formation on his website he stated,
The one reason why the idea of spiritual transformation through
being merely preached at and taught doesn't work is because it does
not involve the body in the process of transformation. One of the
ironies of spiritual formation is that every "spiritual"
discipline is a bodily behavior. We have to involve the body in
spiritual formation because that's where we live and what we live
from. So now, spiritual formation is formation of the inner being of the
human being, resulting in transformation of the whole person, including
the body in its social context. Spiritual formation is never merely
inward. (Willard, D., n.d., para 65)
It is important to remember that while the developmental
functioning of the physical body is the primary focus here, Christian
spiritual formation is based on a biblical understanding of God's
saving work in our lives through Christ and the continuing work of the
Holy Spirit in the life of the believer. As Willard further pointed out
on his website:
Sometimes we think of spiritual formation as formation by the Holy
Spirit. Once again: That's essential. We can't evade
it--formation by the Holy Spirit. But now I have to say something that
may be challenging for you to think about: Spiritual formation is not
all by the Holy Spirit. None without the Holy Spirit. But there's
always more involved. And here again we run into the problems of
passivity over against activity. Here lies the deepest challenge to the
very idea of obedience to Christ in our times. We have to recognize that
spiritual formation in us is something that is also done to us by those
around us, by ourselves, and by activities which we voluntarily
undertake. (Willard, D., n.d., para 69)
Embodied spiritual formation is both a result of Divine agency and
conscious participation by the individual in practices that involve the
body and the mind.
Consciousness, Attention, and Awareness
Human consciousness is the mental process that mediates embodied
spiritual formation. Without consciousness embodied spiritual formation
is not possible. While neuroscientists have not been able to explain
consciousness as a subjective phenomenon, they are able to describe many
neurophysiological processes of the physical body-brain system that
gives rise to consciousness. There are several features of consciousness
that are quite relevant to spiritual formation, two of which will be
mentioned here.
The Limits of Conscious Self-Awareness
The first feature with important implications for spiritual
formation is that our conscious self-awareness, the subjective space
within which we experience our self as an intentional, volitional, agent
of choice and action, is phenomenologically quite limited. Most of the
processes of our body-brain systems that give rise to our sensations,
perceptions, emotions, images, thoughts, and even behavior are outside
of conscious, volitional control and operate outside of explicit
self-awareness (Bargh & Chartrand, 1999; Baumeister & Sommer,
1997). However, though our conscious selves have a "narrow
window" of awareness, we can be intentional within that window to
participate effectively in our spiritual formation (Damasio, 2010).
There are important self-processes over which we do have conscious
control that allow us to learn adaptive patterns, enact adaptive
patterns, inhibit undesirable patterns, and transform maladaptive
patterns.
The existence of out-of-awareness implicit mental processes
presents a major challenge to the development of one's ability to
embody spiritual virtues. Bodily sensations, impulses, emotions, and
automatic thoughts are activated by unconscious, implicit processes. At
times, the intensity of sensations, impulses, feelings, and thoughts can
be so great that they threaten to overwhelm our capacity to reason
effectively, inhibit unwanted actions, and enact desired ones. Growth
toward spiritual maturity is made even more challenging because
sensations, feelings, and thoughts that could be available to awareness
are avoided through defensive psychological processes. Interpersonal
environments that are emotionally and physically safe can reduce the
need for defenses, help us increase our self-understanding by making
implicit knowledge explicit, and teach us effective ways to cope with
threats, challenges, and opportunities (Porges, 2003).
The most important self-process for present-moment awareness and
subjective experience is our ability to direct and control our focus of
attention. Awareness, Thompson (2010) claims, is the "ignition of
the mind." I would extend this metaphor to say that focusing
attention is the steering wheel. Brown and Ryan (2003) also define
consciousness in terms of awareness and attention:
Consciousness encompasses both
awareness and attention. Awareness
is the background "radar" of consciousness,
continually monitoring
the inner and outer environment.
One may be aware of stimuli without
them being at the center of
attention. Attention is a process of
focusing conscious awareness, providing
heightened sensitivity to a
limited range of experience (Westen,
1999). In actuality, awareness and
attention are intertwined, such that
attention continually pulls "figures"
out of the "ground" of awareness,
holding them focally for varying
lengths of time. (p. 822)
It is in moments of conscious awareness that we can become
intentional participants in our own spiritual formation. Throughout
life, many things compete for our focus of attention. An inability to
focus one's attention greatly disrupts learning. William James
(1890) maintained that "the faculty of voluntarily bringing back a
wandering attention over and over again is the very root of judgment,
character, and will.... An education which should improve this faculty
would be the education par excellence' (p. 424). Meditation is the
process of learning to focus one's attention to become aware of
present-moment, subjective, experience without conceptual elaboration.
Present-moment awareness is the mental space within which we exercise
self-agency and volitional choice.
Language and Symbols
The second capacity of the self that is essential to spiritual
formation is our ability to use language and other symbols to represent
material and immaterial objects and conscious agents (e.g., God), as
well as past and future experience. Language vastly increases our
capacity to learn about and interact with the physical, social, and
spiritual world. Language allows us to transcend our current context
through time and space travel. That is, we can reflect on past actions
taken, consider alternatives to such actions, and explore the
consequences of actions not yet taken (mental simulations). Using
language to symbolize our sensations, perceptions, and feelings
increases our capacity to regulate and manage them (Lieberman et al.,
2007). While "the heavens declare the glory of God" (Psalms
19:1), language allows us to comprehend the mind and character of God
(Romans 10:17).
The Material Self
Does knowing about how the brain works matter at all for how we
live our lives? I believe it matters very much, all the more so if,
besides knowing who we presently are, we care at all for what we may
become. (Damasio, 2010, Chapter 1, Sec. VII, Last Paragraph, Kindle
Edition)
The fundamental elements of consciousness are sensations, bodily
impulses, emotions, images, thoughts, and actions. Siegel (2010) has
argued that growth toward maturity involves the differentiation and
integration of these aspects of consciousness. He argues that
mindfulness meditation promotes such differentiation and integration. It
is helpful to consider the structure and functioning of the body-brain
system that gives rise to human consciousness.
The Triune Brain
While the body-brain system functions as a highly interconnected,
interdependent structure, neuroscientists have found it useful to
identify three distinct, overlapping subsystems of the body-brain that
give rise to various sensations, images, emotions, behavior, and
thoughts. This is the Triune Brain first identified by neuroscientist
Paul McLean (1974, 1980). Each subsystem makes a unique and important
contribution to human consciousness. Understanding these three
subsystems can inform our approach to spiritual formation practices.
The first sub-system, herein referred to as the
somatic/emotion/survival brain, includes the body and structures
surrounding the brainstem. The second, the perceiving/feeling/relational
brain includes the limbic system and circuits between the limbic system
and the brainstem. The third, the symbolizing/reasoning/transcending
brain, includes the extensive, multi-functional outer shell of the brain
collectively referred to as the neocortex. While various areas of the
brain have been shown to have specialized functions (Siegel, 2012),
consciousness and self-consciousness are products of reciprocal
influences among the various structures throughout the body-brain system
(Damasio, 2010). Damage caused by physical or emotional trauma can
result in the impairment of specific mental functions and can
significantly degrade one's capacity for self-functioning (Damasio,
2010; Siegel, 2010).
The Somatic/Emotion/Survival Brain. The body and the primary
physical structures around the brainstem sub-serve four processes:
physiological regulation, bodily arousal, innate basic (primitive)
emotions and action impulses. The arousal system activates the
well-known fight-fight-freeze responses to danger. It also
down-regulates such arousal to facilitate social engagement in the
context of safety (Porges, 2003). This largely innate system is
operational at birth and functions throughout life. The system is very
sensitive to conditions of safety versus danger as well as experiences
of pleasure versus pain. The body's somatasensory systems process
signals from internal organs (interception), the skeletal-muscle system
(proprioception), and the external world (exteroception).
Panksepp (2012) has shown that there are also innate emotion-action
circuits in the lower portion of the mammalian brain that activates the
body-brain for exploration, bonding, and protection. The bonding
emotion-action instincts include panic (attachment-care-seeking),
caregiving, play, and lust. The protection emotion-action instincts
include fear and anger/rage which are part of the fight-flight-freeze
patterns. These innate emotion-action systems activate subjective
experience and primitive expressive-behavior patterns that serve
informational, motivational, and communicative functions. These systems
have been extensively described and investigated by Panksepp. Both
Panksepp and Damasio (2010) place innate, primative emotions deep in the
core of the embodied self.
The somatic emotion-action system has highly instinctual response
patterns that are online at birth in a primitive form. These patterns
get connected to the external world and are refined by relational
experience and implicit memory. Traumatic experiences have particularly
detrimental impacts on somatic memory. Traumatic memories cannot be
modified by words. Somatic trauma memories represent substantial blocks
to spiritual formation. Somatic therapies (e.g., Levine, 2010; Ogden
& Fisher, 2015) have shown that body movement is an important
component of recovery from trauma. Recovery from somatic traumas creates
resilience and can have a deep impact on one's spiritual
consciousness (Fogel, 2013).
The Perceiving/Feeling/Relational Brain. As noted above, basic,
primitive emotion-action circuits exist deep within the brain and are
directly connected to the body. This explains why emotions have such a
strong bodily felt component. Basic, primitive emotions are elaborated
into more complex social emotions through experiences in the world,
especially in close attachment relationships. The memory system that
links internal subjective experience with the external world resides in
the limbic region of the brain. It is in this region that social,
relational experiences are recorded automatically in episodic memories
linking the internal and external world. It is these experiential
episodic memories that form the core of the social relational self. One
of the most important experiential memories formed during the first 12
to 18 months of life involves attachment experiences. DevSCAN scientists
have shown that infants construct an internal working model of typical
interaction patterns they experience with caretakers, especially during
emotionally intense episodes (Cozolino, 2006; Tronick, 2007). Early
attachment experiences and the resulting internal working model (IWM)
have life-long consequences for the individual's emotional,
relational and spiritual functioning (Sroufe, 2005). The continuing
impact of the infant's early life attachment experience is one of
the most well established facts of developmental psychology (Mikulincer
& Shaver, 2007).
What is important for the present discussion is that
perceptual-experiential memory is the mental model through which one
appraises current experience and anticipates the outcome of relational
episodes. Perceptual-experiential memories are relational, emotional,
nonverbal and very responsive to somatic, visual, and auditory signals
from close others. Perceptual-experiential memories automatically and
rapidly activate subjective experience. The activation of these
experiences are beyond volitional control and often difficult to inhibit
or regulate (Damasio, 2010). As such, past dysfunctional emotional
experiences represent a significant hindrance to spiritual maturity and
virtuous action.
Regulating and modifying dysfunctional perceptual-emotional
memories, especially insecure attachment IWMs, requires an experiential
learning process (Greenberg, 2002; Tronick, 2007). Establishing
functional, virtuous perceptual-emotional patterns also requires
experiential learning. Developmental attachment researchers have
identified the crucial interpersonal experiences necessary to change
perceptual-emotional IWMs. Relational experiences with emotionally
competent, caring, safe, attuned others can transform dysfunctional IWMs
and establish functional IWMs (Tronick, 2007). Perceptual-emotional
transformation is an experiential, relational process (Cozolino, 2002).
The Symbolizing/Reasoning/Transcending Brain. The importance of
symbols and language for spirituality has already been discussed in the
previous section. The capacity for using symbols to represent objects in
the external world, to label our internal subjective experience, and to
describe the relationship between our internal experience and the
external world are all unique characteristics of the human brain
(Damasio, 2010) Symbolic representation of past and future give humans a
great advantage in problem-solving abilities. Symbolic mental models
allow us to transcend the contingencies in a given situation. They also
make us prone to inaccurate or dysfunctional interpretations of current
situations, distortions of past situations, or inaccurate predictions of
future situations (Williams, 2010; Greenspan & Benderly, 1998).
Our symbolizing capability also allows for two distinct modes of
consciousness or states of mind which Williams (2008) calls the
"doing" mode and the "being' mode. The doing state
of mind is most evident when we are engaged in problem-solving. We use
our symbolizing capability to represent the problem and simulate
potential solutions (Williams, 2010). The being state of mind is when we
focus our attention on our present-moment experience to notice what
sensations, images, feelings, and thoughts enter our awareness. The
being state of mind is also referred to as meta-consciousness or
awareness-of-awareness. The being state of mind is a dual mode of
consciousness in which we are simultaneously the person having the
experience (me) and the person observing the person having the
experience (I) (Guidano, 1991; Farb et al., 2007).
It appears to be the case that doing is the default state of mind.
In everyday life, we become absorbed by and preoccupied with projects
and problems in our world. In this state of mind, higher order
processing and symbolic representations dominate consciousness. We tend
not to focus any special attention on our moment-to-moment experiential
life. The second interesting aspect is that a reliance on narrative,
extended consciousness (doing state) can potentially obscure
moment-to-moment awareness of present experience (being). McGilchrist
(2012) makes a similar distinction between two states of mind on the
basis of distinctive functioning of the left and right hemispheres of
the brain.
Bottom-Up and Top-Down Processing. One of the most important
implications of the structure and functioning of the triune brain is
that significant components of our phenomenological experience,
especially bodily sensations and emotions are the product of
out-of-awareness mental processes. Distributed and interconnected neural
circuits of the brain process stimuli and activate sensations, emotions,
images, and thoughts. Neuroscientists have determined that information
is processed in the triune brain in two distinct directions. The first
is referred to as "bottom-up" processing in which stimuli are
process by the lower portions of the brain and automatically generate
subjective experience that is then projected to the neocortex. The
second direction is referred to as "top-down" processing in
which we use memory, attention, language and imagination to inhibit or
activate subjective experiences, redeployment attention, and engage in
reasoning to reformulate beliefs, formulate intentions and carry out
specific actions. LeDoux (1998) refers to these two forms as the
"low road" and the "high road" consciousness (p.
161). The being state of mind is a bottom-up process and the doing state
of mind is top-down.
It is important to note that while we have a triune brain, the
distinctions in consciousness described in the previous paragraph
constitute two levels of information processing (low road and high road;
top down and bottom up). The reason is that the somatic and experiential
subsystems are deeply interconnected and immediately start to be
integrated as a newborn baby experiences life outside the womb. The
somatic system with its life regulating, homeostatic processes and basic
(primitive) emotion-action circuits operates on bottom-up processing.
The most psychologically important component of the somatic system is
the fight-flight-freeze instinctual response to threat or danger.
Life-threatening experiences can traumatize the somatic system. The
somatic therapies developed by Levine (2010) and Ogden and Fisher (2015)
emphasize orchestrated body movements in accordance with adaptive
instinctual behaviors as the primary way to resolve such embodied
trauma.
The primitive nature of innate emotion-action circuits is evident
in the intense reaction of a newborn to abrupt changes in its internal
or external stimuli. The infant's uninhibited cry of anguish or
distress, accompanied by a flailing of arms, cycling the feet and
writhing of the body, persists until the source of distress is
discovered and relieved. Physical holding and soothing help the child
regulate their emotional responses as the resolution of their distress
proceeds. The quality of the soothing and the effectiveness of the
relief efforts contribute to the child's growing competence to
regulate his/her emotional experience. As the young child grows and is
socialized by his/her caretakers, the emotional responses become more
and more regulated, more directed, and less intense. However, moments of
intense distress or frustration can trigger these more primitive
responses (e.g., a temper tantrum.) If the child experiences a secure
attachment relationship with an emotionally competent caretaker, these
primitive emotion-action systems become more socially complex,
subjectively regulated, and behaviorally adaptive. In the context of
caring relationships, the child develops emotional intelligence
(Goleman, 2005). Emotional-relational traumas can seriously disrupt the
child's developing emotional competence. Emotional-relational
traumas are resolved by therapeutic relational and action experiences.
Emotionally competent experiential therapies provide techniques for
resolving interpersonal emotional trauma (e.g., Greenberg, 2002;
Greenberg, Watson, & Lietaer, 1998).
The conceptual subsystem is the most self-evident feature of the
body-brain since it supports our experience of subjective consciousness.
Individuals undergoing brain surgery can have their verbal left
hemisphere put to sleep while their experiential, non-verbal left
hemisphere remains conscious. No language, no self-consciousness. Words,
symbols, thoughts, and beliefs have meaning because they are connected
to experience within a culture. They become symbolic representations of
experience. Once an experience is symbolized, we can more consciously,
intentionally regulate and integrate it into emotion-cognitive memories
(Lieberman et al., 2007). Cognitive-behavioral therapies provide
effective ways to activate and modify emotional-conceptual
memory--cognitive restructuring (e.g., Leahy & Holland, 2000)
Spiritual Formation and the Triune Brain
Generally speaking, consciousness, that is, consciousness of self,
is the decisive criterion of the self. The more consciousness, the more
self; the more consciousness, the more will, and the more will, the more
self. (Soren Kierkegaard, Quoted in Fogel, 2013, p. 257).
The purpose of this paper is to lay a foundation for a discussion
of spiritual formation in light of modern neuroscience. As indicated,
the discussion has been situated within the context of orthodox
Christian theology. The controversies within the Christian tradition
regarding spiritual formation have focused on the use of experiential
techniques such as meditation, especially mindfulness techniques,
derived from non-Christian spiritual traditions such as Buddhism.
Christian critics of experiential techniques have emphasized the
incompatibility between the worldviews of other traditions and Christian
theology. They focus on the conceptual content of theology--the Word.
Christian advocates of experiential techniques have emphasized the
wisdom of ancient spiritual practices and have borrowed freely from many
sources (Benner & Moon, 2004; Finley, 2000). Their focus on
experience emphasizes the embodied, subjective soul--the Flesh. On the
basis of the neuroscience principles presented here, the critics tend to
underestimate the importance of the embodied self-soul for virtue
development. In contrast, spiritual formation advocates tend to
overemphasize the power of subjective experience to provide direct
contact with God. The critics tend toward an overly intellectualized,
emotionally impoverished form of spirituality. The experiential
advocates tend toward an endorsement of subjective experience that may
promote superstitious thinking (attributing subjective experience to God
or the Holy Spirit.) It is contended here that an understanding of the
complexities and functioning of the triune brain provided by
neuroscience can support an integration of the propositional truth of a
biblical theology and the experiential wisdom of spiritual formation
practices.
Mindfulness Meditation as Embodied Self-Awareness
Mindfulness meditation is a specific form of self-focused attention
to one's present-moment experience. The person is instructed to
simply direct one's attention to experience as it unfolds,
moment-by-moment without conceptual elaboration and without judgment.
The person assumes the mental posture of the observing "I"
noticing mental events that constitute the experiencing "me."
Attention is paid not only to the mental events themselves but also
reactions to these mental events. While the process is relatively easy
to describe, it is difficult to sustain for an extended period of time.
Those beginning consciousness meditation usually start with five-minute
sessions and build up to 20 to 30 minute sessions for most regular
meditators. Inevitably, as the novice initiates the observing-I state of
mind, attention wanders and he or she becomes absorbed in conceptual
thought, losing the observing-I state. The meditator is instructed to
simply bring his/her focus of attention back to the meditative state of
mind. The only objective of mindfulness meditation is to sustain
present-moment awareness. If the meditator has difficulty sustaining a
present-moment focus, he/she is encouraged to focus on the breath. In
this simple form, mindfulness meditation is a process of embodied
consciousness. It is not given any special metaphysical meaning or
transcendent objective. It is a heightened state of self-awareness.
The primary benefit of mindfulness meditation is an increase in
one's capacity for experiencing sensations, images, feelings, and
thoughts with acceptance and without reactivity. Over time, meditators
develop a greater awareness and accurate interpretation of bottom-up
body-based signals of sensations and feelings. Meditation increases two
fundamental components of emotional intelligence--self-awareness and
self-regulation. Mindfulness meditation supports the development of
competent self-consciousness (Lutz, Dunne, & Davidson, 2007).
It is common for advocates of meditation to cite the scriptural
passage "Be still and know that I am God" (Psalms 46:10).
Meditation simply develops one's capacity to "be"--a
"being" state of mind. Over time the meditator develops the
capacity to "be still"--non-reactive equanimity. Such a state
of mind prepares the believer to enter into the relational process of
knowing God. It can be argued that mindfulness meditation develops
one's capacity to be a conscious, aware, effective self-soul. It is
important to know that no metaphysical beliefs are invoked in the
instructions for mindfulness meditation. It is simply a process of
regulating the attention of the conscious mind.
Another form of mindfulness that focuses more directly on the body
is referred to as the Body Scan. This meditation practice is described
by Williams (2010) as follows:
The Body Scan is structured to (a)
increase sustained attentional focus,
(b) teach the difference between
thinking about sensations versus
experiencing them directly, and (c)
teach participants to see clearly and
relate differently to mental states
such as boredom and restlessness.
... And to notice mind-wandering
and return attention to the intended
focus [the body], and to explore sensations--and
acknowledge mind-wondering--with
an attitude of
friendly curiosity and compassion
rather than comparison, analysis or
judgment. (p. 2-3)
Like simple mindfulness meditation, the mindful Body Scan practice
does not invoke any metaphysical beliefs. It is a process of
consciousness intended to facilitate competent self-awareness and an
increasing capacity to regulate one's focus of attention.
The third type of mindfulness practice is referred to as the Loving
Kindness Meditation (LKM). The LKM involves quietly entering a state of
consciousness in which the meditator follows a specific script to guide
the focus of their thoughts. The script begins with a focus on the
individual to enter into a compassionate state of mind toward the self.
The meditator silently repeats the following four phrases: "May I
be safe; May I be happy; May I be healthy; May I live with ease."
The script then guides the meditator to focus the same four phrases on
someone they like, then on someone they do not like, and so on. The LKM
does not have extensive conceptual content and merely invokes the
metaphysical belief that self and others should be the recipient of
unmerited compassion. While the script does not invoke any biblical
content, it is obviously consistent with the virtue of compassionate
love advocated in Scripture. Fredrickson and colleagues (Fredrickson,
Cohn, Coffey, Pek, & Finkel, 2008) demonstrated that systematic
practice of LKM led to an increase in positive emotions and altruistic
behavior of the meditators in comparison to a control group (see also,
Davidson et al., 2003).
Toward a Neuroscience of Embodied Spiritual Formation
A description of these three forms of mindfulness meditation has
been included because they focus on the three subsystems of the triune
brain. The Body Scan focuses the meditator's consciousness on
bodily sensation. The focus of attention on the body increases embodied
awareness and the regulation of physiological arousal. The Mindful
Meditation focuses the meditators consciousness on subjective awareness
and facilitates emotional regulation. The Loving Kindness Meditation
uses the symbolic capacities of our conceptual mind to develop
compassion toward others in one's imagination. They are all mental
processes. They become part of spiritual formation practices when they
are used in the context of metaphysical beliefs that provide conceptual
meaning for the self-in-the-world.
Meditation practitioners develop a foundation of accurate
self-awareness and competent self-regulation upon which more
conceptually elaborated, biblical- sound practices of spiritual
formation can be built. As mentioned earlier, the primary goal of
spiritual formation practices is to promote an increasing capacity for
the believer to engage in loving relationships with God, with one's
self, and with others. These mindfulness practices complement this
purpose.
It could be productive to look at the range of spiritual formation
practices advocated by practitioners such as Willard (1999) and Foster
(1992) in terms of embodied mental processes they activate. Newberg
(2010) with his efforts to develop a contemplative theology is moving in
this direction. Brown and Strawn (2012) provide an extended discussion
of individuals and the church in terms of social cognitive neuroscience.
Hopefully, this paper provides another example of how to pursue this
goal.
Keith J. Edwards
Biola University
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Correspondence regarding this article should be addressed to Keith
J. Edwards, Ph.D., Ph.D., Rosemead School of Psychology, Biola
University, 13800 Biola Ave., La Mirada, CA 90639;
[email protected]
Keith J. Edwards (Ph.D. in Quantitative Methods, New Mexico State
University; Ph.D. in Social & Clinical Psychology, University of
Southern California) is Professor of Psychology at the Rosemead School
of Psychology, Biola University (CA). Dr. Edwards's interests
include psychometrics, measurement, interpersonal
neurobiology/attachment perspectives on intimate relationships, emotion
focused experiential therapies, and the integration of psychology and
religion.